13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 120 holding rows worth $93,476,000.
- Accession
- 0001085146-17-000812
- Filer
- CIK 1696778
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 127 entries on the cover page, a total value of $93,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,476,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerPCJ Investment Counsel Ltd.028-12690
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 4,255,000 | $16,552,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 5,043,000 | $7,899,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 3,150,000 | $7,070,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 3,347,000 | $4,294,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33,000 | $2,619,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 1,864 | $2,518,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 82,000 | $2,503,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 32,101 | $1,715,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,985 | $1,532,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 80,893 | $1,498,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 99,146 | $1,294,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 841,000 | $1,218,000 | thousands by filing date | principal |
| RED LION HOTELS CORP | 756764106 | COM | 145,018 | $1,211,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 19,060 | $1,206,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 13,261 | $1,130,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 945,000 | $1,100,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 66,713 | $1,054,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 27,696 | $1,043,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 62,280 | $1,033,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,703 | $1,030,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 21,228 | $982,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 49,049 | $982,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 41,691 | $979,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 75,776 | $953,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 11,112 | $892,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,680 | $880,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 17,264 | $858,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,329 | $852,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 41,358 | $789,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 38,800 | $772,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 19,128 | $756,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 91,740 | $755,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 15,973 | $726,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,946 | $706,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 23,154 | $700,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 76,384 | $687,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,770 | $682,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,310 | $665,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 29,306 | $648,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 8,300 | $631,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 630,000 | $623,000 | thousands by filing date | principal |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 7,759 | $610,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,500 | $609,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 16,300 | $595,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 32,367 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,800 | $572,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,776 | $556,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 29,300 | $551,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 22,916 | $526,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 26,214 | $498,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,877 | $473,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 64,024 | $458,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,820 | $403,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 34,989 | $401,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,750 | $396,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 264,400 | $394,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 469 | $372,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 54,000 | $369,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,595 | $346,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 29,189 | $343,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 20,560 | $325,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,690 | $319,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,085 | $315,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 7,058 | $315,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,200 | $304,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 18,080 | $278,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,660 | $273,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 23,374 | $265,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,343 | $263,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,666 | $257,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 30,916 | $255,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 10,946 | $253,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 29,700 | $247,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,108 | $246,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 12,612 | $246,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,728 | $237,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 5,922 | $236,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,138 | $222,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,246 | $212,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 119,000 | $211,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,783 | $209,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,945 | $208,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,530 | $204,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,513 | $203,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 13,721 | $183,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,965 | $182,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,921 | $172,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 10,032 | $146,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,271 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,890 | $120,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 72,900 | $119,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 22,200 | $102,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,550 | $93,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 12,196 | $91,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,333 | $80,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,464 | $79,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,500 | $75,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 31,900 | $74,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 44,900 | $70,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 32,500 | $64,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,900 | $57,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 66,300 | $54,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,940 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 61,000 | $38,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 10,700 | $38,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 21,030 | $36,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 68,200 | $35,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 16,300 | $35,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 21,700 | $35,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 9,800 | $34,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 23,800 | $28,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 561 | $12,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 96,400 | $12,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 9,200 | $12,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,280 | $11,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 41,600 | $8,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,500 | $7,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 149 | $6,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 900 | $6,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,200 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000812 | this filing | 2017-02-15 | acceptance time not in the bulk data set |