13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 866 holding rows worth $1,926,775,000.
- Accession
- 0001085146-17-000798
- Filer
- CIK 1534468
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 866 entries on the cover page, a total value of $1,926,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,926,775,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSOL ENERGY INC | 20854P109 | COM | 25,784 | $471,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,365 | $470,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,360 | $469,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 45,200 | $469,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 17,546 | $469,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 37,165 | $468,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,530 | $465,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 11,303 | $464,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 9,726 | $462,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 8,821 | $461,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 58,863 | $461,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,272 | $458,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,232 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 13,096 | $457,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,189 | $455,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 525,000 | $455,000 | thousands by filing date | principal |
| EXACTECH INC | 30064E109 | COM | 16,666 | $455,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 18,020 | $454,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 23,753 | $453,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 5,439 | $452,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 58,598 | $445,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 33,658 | $444,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 25,780 | $444,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,151 | $440,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 22,050 | $440,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 10,808 | $438,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,803 | $435,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,078 | $434,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 52,420 | $432,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,958 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 8,745 | $430,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 13,988 | $429,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,373 | $428,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 14,254 | $427,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 44,892 | $426,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 4,823 | $423,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 12,533 | $423,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 9,534 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,247 | $421,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 6,520 | $421,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 22,399 | $420,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 9,165 | $419,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 9,600 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,518 | $417,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 12,997 | $416,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 15,628 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,784 | $413,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,692 | $412,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,702 | $412,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 12,905 | $411,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,580 | $406,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 57,530 | $404,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,368 | $400,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 39,318 | $400,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 11,909 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,244 | $399,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,544 | $396,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,220 | $395,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,769 | $394,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,189 | $394,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,510 | $393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,169 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 23,040 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,400 | $389,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,143 | $389,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,234 | $388,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 27,524 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,764 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,747 | $385,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,658 | $384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,911 | $384,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 16,000 | $384,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 32,885 | $383,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,174 | $382,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,550 | $382,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,329 | $381,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 29,803 | $381,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,107 | $375,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,044 | $373,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,962 | $371,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,373 | $371,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,679 | $370,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,776 | $370,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,556 | $369,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 25,130 | $369,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,718 | $366,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,949 | $366,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 10,817 | $364,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 24,059 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 6,032 | $363,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,720 | $363,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,543 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,052 | $362,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 7,613 | $359,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,892 | $358,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,611 | $357,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,930 | $356,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,800 | $356,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 9,682 | $355,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,761 | $351,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 14,056 | $350,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,449 | $349,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,435 | $347,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 18,543 | $346,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,703 | $345,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,312 | $345,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,593 | $344,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,132 | $343,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,318 | $340,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,949 | $340,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 30,058 | $340,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,866 | $337,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 17,400 | $337,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,248 | $335,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 38,600 | $334,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 50,048 | $332,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,347 | $332,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 11,276 | $329,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 7,296 | $328,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,120 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,848 | $326,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,160 | $324,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,901 | $322,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 46,777 | $322,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 19,597 | $321,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,844 | $320,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,858 | $319,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,670 | $318,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 25,745 | $317,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 19,800 | $317,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,943 | $316,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 47,152 | $314,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,168 | $313,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 35,349 | $313,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,769 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 23,275 | $311,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,771 | $308,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,000 | $308,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,193 | $305,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,555 | $305,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 11,144 | $304,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,363 | $303,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,751 | $302,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,844 | $302,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,079 | $302,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 14,886 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,595 | $299,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,668 | $299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 15,869 | $299,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,222 | $298,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 11,835 | $297,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20,278 | $296,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 41,723 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,416 | $294,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,153 | $294,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,824 | $294,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,387 | $293,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,945 | $293,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 12,189 | $293,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 11,085 | $293,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,154 | $293,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,108 | $291,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,825 | $290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 12,674 | $290,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 16,357 | $289,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 12,917 | $289,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,200 | $287,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,166 | $284,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 41,675 | $283,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 18,291 | $283,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,186 | $280,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,957 | $280,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,265 | $279,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,903 | $279,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,388 | $279,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,451 | $278,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,765 | $276,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,969 | $275,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,624 | $275,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,182 | $274,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,441 | $274,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,446 | $274,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 8,605 | $274,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,418 | $273,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 10,569 | $273,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,309 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,700 | $272,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,606 | $270,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,519 | $270,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,010 | $270,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,923 | $269,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,994 | $268,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 695 | $266,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,150 | $265,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,687 | $265,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,206 | $263,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,125 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,340 | $261,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,864 | $261,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,243 | $261,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,282 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,859 | $259,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 9,339 | $259,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,100 | $259,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,489 | $258,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,872 | $257,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 12,157 | $254,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,377 | $253,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,272 | $252,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,430 | $252,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 6,126 | $252,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,491 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,976 | $250,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,466 | $249,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 11,855 | $249,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,858 | $248,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,562 | $248,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,017 | $248,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 272 | $246,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,813 | $246,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,693 | $245,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 9,700 | $245,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,611 | $244,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,149 | $244,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,575 | $244,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,051 | $244,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,409 | $243,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,095 | $243,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,190 | $242,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,052 | $240,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,000 | $240,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,068 | $238,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,575 | $238,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 11,732 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 7,750 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 16,367 | $236,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,689 | $235,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,004 | $235,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,243 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,490 | $234,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,583 | $233,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 31,677 | $233,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,183 | $233,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,280 | $230,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,600 | $229,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 981 | $228,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,200 | $228,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,479 | $228,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,196 | $228,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,254 | $226,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,183 | $225,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,366 | $225,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,626 | $225,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,016 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,312 | $224,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,822 | $224,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,321 | $222,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,076 | $221,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,874 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,424 | $221,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,180 | $220,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,906 | $218,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,413 | $217,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 274 | $216,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 5,676 | $215,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,786 | $215,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,030 | $215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,119 | $214,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,648 | $213,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 7,467 | $213,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,156 | $212,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,330 | $212,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,473 | $211,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,223 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,233 | $208,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,322 | $208,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,522 | $207,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,087 | $207,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,339 | $207,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,213 | $207,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,707 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,538 | $206,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,670 | $205,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,026 | $205,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,660 | $205,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,095 | $204,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,262 | $204,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,534 | $203,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,000 | $203,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,903 | $202,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,054 | $201,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 6,163 | $201,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,555 | $200,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,502 | $200,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,561 | $196,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,737 | $196,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 30,404 | $195,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,930 | $193,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,318 | $193,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 18,758 | $190,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 18,589 | $190,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 34,182 | $189,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,272 | $187,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 16,926 | $184,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,200 | $179,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,801 | $178,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,155 | $178,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,420 | $174,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 15,600 | $174,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,203 | $171,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 26,433 | $169,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 52,760 | $168,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 11,335 | $168,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,811 | $167,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,737 | $164,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 25,643 | $163,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,543 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,525 | $161,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 13,412 | $161,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,051 | $160,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,558 | $159,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,245 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 10,702 | $152,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,636 | $146,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,255 | $142,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,921 | $140,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,462 | $138,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,956 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,000 | $135,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $135,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 11,600 | $133,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,708 | $125,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,760 | $120,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,661 | $118,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,880 | $114,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,915 | $114,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,452 | $113,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,034 | $111,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 11,025 | $111,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,000 | $110,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 18,354 | $105,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,500 | $102,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,345 | $100,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,928 | $99,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,704 | $99,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,391 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 11,500 | $88,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,588 | $87,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,143 | $85,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 25,911 | $78,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,261 | $75,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,333 | $58,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 11,286 | $54,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 24,600 | $51,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 15,000 | $42,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,250 | $40,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16,168 | $38,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,883 | $37,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,647 | $33,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 12,300 | $27,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,313 | $18,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 10,022 | $17,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 19,078 | $13,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 11,000 | $8,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000798 | this filing | 2017-02-15 | acceptance time not in the bulk data set |