13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 1,241 holding rows worth $11,497,897,000.
- Accession
- 0001085146-17-000733
- Filer
- CIK 1418204
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,952 entries on the cover page, a total value of $11,497,897,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,497,897,000 with VALUE read as thousands by filing date, 13F file number 028-12624. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,242 | $295,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,040 | $294,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,023 | $294,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,241 | $293,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 12,747 | $293,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,016 | $292,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,340 | $291,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,962 | $291,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 17,238 | $291,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,280 | $290,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,338 | $290,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,951 | $288,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,031 | $286,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,444 | $286,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,250 | $286,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,260 | $286,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,336 | $283,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,033 | $283,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 8,952 | $283,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,786 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,256 | $282,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,443 | $282,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,360 | $282,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 7,652 | $282,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,905 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,095 | $281,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,795 | $280,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,560 | $279,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,606 | $279,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,030 | $279,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,203 | $279,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,270 | $279,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,929 | $278,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,480 | $277,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 5,120 | $277,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,373 | $276,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,764 | $276,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,954 | $276,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,185 | $276,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 7,847 | $275,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 11,425 | $274,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 14,841 | $273,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,130 | $273,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,477 | $272,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,457 | $271,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,992 | $271,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,035 | $270,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,056 | $270,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,817 | $269,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,005 | $269,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 24,360 | $268,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 10,320 | $267,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,562 | $266,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,924 | $266,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 14,150 | $266,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 5,491 | $264,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,611 | $263,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,861 | $263,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 2,642 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,565 | $261,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,815 | $261,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,549 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,803 | $260,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,452 | $259,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,742 | $258,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,851 | $258,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 682 | $257,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,985 | $257,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,611 | $256,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,065 | $255,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 12,131 | $255,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,443 | $253,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,444 | $253,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 15,000 | $253,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 32,000 | $252,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,222 | $252,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,400 | $252,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,252 | $250,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,707 | $250,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,485 | $249,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,075 | $248,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,846 | $247,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,831 | $246,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,355 | $246,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,183 | $245,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,937 | $245,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,843 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,609 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 6,850 | $244,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 14,546 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,361 | $243,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,476 | $242,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,949 | $242,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,544 | $242,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,843 | $241,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,878 | $241,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 12,130 | $240,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 13,309 | $239,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 10,000 | $239,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 10,916 | $239,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,896 | $238,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,125 | $237,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,232 | $237,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,651 | $236,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,711 | $236,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,424 | $235,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,139 | $234,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 18,295 | $233,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 20,351 | $232,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,640 | $231,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,774 | $229,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,065 | $229,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,566 | $229,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,030 | $228,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,000 | $228,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,904 | $228,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,805 | $227,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,696 | $227,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,675 | $226,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 9,830 | $224,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 8,761 | $224,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,158 | $223,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,056 | $223,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,326 | $222,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,889 | $222,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 6,141 | $221,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 41,705 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,754 | $220,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,737 | $220,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,101 | $219,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,006 | $217,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 6,127 | $217,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,450 | $217,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,198 | $215,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,505 | $215,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,197 | $214,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,498 | $214,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 41,735 | $214,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 27,920 | $212,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 8,391 | $212,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,443 | $212,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,960 | $211,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,434 | $211,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,004 | $211,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,430 | $210,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,483 | $210,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,691 | $209,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 5,696 | $209,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 4,752 | $208,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 8,015 | $208,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,448 | $207,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 7,698 | $207,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 9,723 | $206,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,195 | $205,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,000 | $205,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,903 | $204,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,653 | $203,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 6,424 | $203,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,575 | $203,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,706 | $203,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,017 | $202,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,910 | $202,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,243 | $202,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,290 | $201,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,328 | $201,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,696 | $201,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,317 | $200,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 36,218 | $200,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 7,647 | $200,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,266 | $199,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 15,856 | $192,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,141 | $191,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,490 | $189,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 17,443 | $188,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,051 | $185,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,000 | $182,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,000 | $177,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,001 | $175,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 29,500 | $174,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,500 | $173,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 35,022 | $170,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,641 | $163,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,766 | $163,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 22,024 | $163,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,150 | $160,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 20,829 | $158,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 10,320 | $154,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 71,074 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,571 | $150,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 67,376 | $148,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,287 | $147,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,920 | $140,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,064 | $137,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,032 | $137,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,649 | $137,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,019 | $133,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $130,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,372 | $126,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 58,838 | $126,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,000 | $124,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 50,500 | $120,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,250 | $116,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 31,869 | $116,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,399 | $113,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,010 | $110,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,250 | $107,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 13,469 | $105,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 29,657 | $101,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,808 | $92,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 30,000 | $92,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 20,000 | $88,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 27,000 | $82,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,900 | $77,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $76,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 133,750 | $73,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,439 | $64,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 21,050 | $61,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,716 | $59,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,269 | $58,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 12,911 | $58,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,000 | $58,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 14,856 | $55,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,681 | $53,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $50,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,000 | $49,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,861 | $48,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 29,400 | $44,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 20,000 | $42,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,168 | $41,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,734 | $40,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $35,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 48,370 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $31,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,000 | $30,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 30,500 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,002 | $26,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,000 | $25,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 35,800 | $24,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,423 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,500 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000733 | this filing | 2017-02-14 | acceptance time not in the bulk data set |