13F-HR/A filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-14, with 59 holding rows worth $487,077,000.
- Accession
- 0001085146-17-000685
- Filer
- CIK 1569356
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 59 entries on the cover page, a total value of $487,077,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $487,077,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 91,500,000 | $89,838,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,569,179 | $50,177,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 30,000,000 | $30,919,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 1,097,588 | $29,909,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,053,530 | $29,545,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 25,150,000 | $24,081,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $23,100,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 20,000,000 | $20,875,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,654,891 | $15,666,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,410,053 | $12,320,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 11,520,000 | $11,362,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 502,215 | $11,199,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 97,791 | $10,870,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 9,450,000 | $8,777,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 706,170 | $8,224,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 58,401 | $5,396,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 694,275 | $5,290,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 45,600 | $5,026,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 60,400 | $5,017,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 46,400 | $5,014,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 62,000 | $5,009,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 63,100 | $5,008,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 62,900 | $4,997,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 333,780 | $4,969,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 309,088 | $4,914,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 360,000 | $4,612,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,688 | $4,182,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 61,250 | $4,031,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 647,778 | $3,995,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 168,816 | $3,944,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 106,243 | $3,873,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 111,822 | $3,369,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 106,241 | $3,107,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 53,694 | $2,422,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,000 | $2,377,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 272,598 | $2,186,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 44,830 | $2,158,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 207,830 | $2,093,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 71,230 | $2,048,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 84,900 | $1,997,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 542,972 | $1,982,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 86,961 | $1,684,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 88,993 | $1,350,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,380 | $1,173,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 214,874 | $1,139,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 40,820 | $863,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 95,981 | $794,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 33,178 | $724,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 85,527 | $580,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 38,566 | $557,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 84,697 | $540,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,861 | $437,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,020 | $388,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 48,900 | $269,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 17,998 | $229,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,827 | $199,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 7,111 | $121,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 20,000 | $120,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 7 | $32,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000391 | superseded | 2017-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-000685 | this filing | 2017-02-14 | acceptance time not in the bulk data set |