13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 71 holding rows worth $305,373,000.
- Accession
- 0001085146-17-000562
- Filer
- CIK 1578299
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 100 entries on the cover page, a total value of $305,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,373,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 21,257,000 | $82,541,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 24,000,000 | $37,500,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 15,000,000 | $33,395,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 15,931,000 | $20,379,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 212,600 | $15,677,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 184,700 | $13,620,000 | thousands by filing date | put |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 8,878,000 | $12,240,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,258,700 | $7,967,000 | thousands by filing date | call |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 5,530,000 | $7,818,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 446,900 | $7,230,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 150,100 | $5,851,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 4,000,000 | $5,774,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 4,500,000 | $5,185,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 247,300 | $4,656,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 197,800 | $4,498,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,000,000 | $2,959,000 | thousands by filing date | principal |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 555,000 | $2,880,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 9,905 | $2,852,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 324,000 | $2,666,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 135,493 | $2,547,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 41,000 | $2,484,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 347,200 | $2,124,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 65,000 | $1,432,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 159,123 | $1,312,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 104,400 | $1,271,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 10,000 | $1,161,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 12,000 | $962,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 15,000 | $841,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 50,000 | $809,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,000 | $708,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 113,500 | $695,000 | thousands by filing date | put |
| YADKIN FINANCIAL CORP | 984305102 | COM | 20,000 | $685,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 20,000 | $670,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 12,000 | $650,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 17,000 | $627,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 11,000 | $612,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 10,000 | $602,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 30,000 | $565,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 12,000 | $521,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,000 | $514,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 8,000 | $468,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,000 | $462,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 17,000 | $399,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,500 | $389,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,000 | $386,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,500 | $363,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 21,890 | $354,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 18,000 | $350,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 28,000 | $350,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,000 | $313,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,800 | $295,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 10,200 | $286,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,000 | $282,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 10,572 | $273,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,000 | $259,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,500 | $245,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 10,000 | $224,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 10,000 | $223,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 5,000 | $214,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,200 | $212,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 39,900 | $207,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 10,903 | $195,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 20,000 | $162,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 14,153 | $161,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,290 | $158,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 10,000 | $152,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 10,000 | $149,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,000 | $128,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 20,900 | $114,000 | thousands by filing date | call |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 15,000 | $80,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 30,541 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000562 | this filing | 2017-02-13 | acceptance time not in the bulk data set |