13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 537 holding rows worth $607,525,000.
- Accession
- 0001085146-17-000526
- Filer
- CIK 1607239
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 537 entries on the cover page, a total value of $607,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $607,525,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,795 | $142,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,200 | $140,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,750 | $139,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,650 | $139,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,940 | $130,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,424 | $130,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,200 | $127,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,330 | $124,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,700 | $110,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,900 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 25,000 | $107,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,424 | $104,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,200 | $103,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,250 | $101,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 12,442 | $98,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 79,486 | $92,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,400 | $91,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,861 | $80,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,495 | $80,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 32,500 | $75,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 21,728 | $70,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,200 | $61,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 22,966 | $56,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 14,500 | $48,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,800 | $45,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,700 | $41,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 19,600 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,500 | $27,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 17,900 | $25,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,400 | $22,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,000 | $15,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,400 | $9,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,500 | $8,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,000 | $7,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000526 | this filing | 2017-02-13 | acceptance time not in the bulk data set |