13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 616 holding rows worth $1,172,015,000.
- Accession
- 0001085146-17-000519
- Filer
- CIK 1351904
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 616 entries on the cover page, a total value of $1,172,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,172,015,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,460 | $233,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,272 | $233,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,033 | $233,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,213 | $232,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,806 | $232,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,406 | $231,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,326 | $231,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 26,757 | $231,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 5,065 | $231,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,200 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,112 | $230,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 11,632 | $230,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,724 | $230,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 16,366 | $229,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,473 | $228,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,089 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,304 | $228,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 983 | $227,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 8,497 | $227,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,087 | $227,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 11,703 | $227,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,199 | $226,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,918 | $225,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,256 | $225,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,787 | $225,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,432 | $223,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 992 | $222,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,022 | $222,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,812 | $222,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,693 | $220,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 150 | $220,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,293 | $220,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,382 | $219,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,529 | $219,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 23,340 | $218,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,544 | $217,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 49,228 | $215,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,400 | $214,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,526 | $214,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,007 | $213,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,200 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,907 | $213,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,660 | $212,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,600 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,479 | $209,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,758 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,097 | $206,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,150 | $206,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,489 | $206,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,050 | $205,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,468 | $204,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,684 | $203,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,425 | $202,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,042 | $202,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,622 | $201,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,718 | $201,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,995 | $201,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,392 | $200,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,622 | $198,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,050 | $197,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,740 | $189,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,013 | $187,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,928 | $186,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 17,228 | $183,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 26,788 | $181,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 26,699 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,366 | $179,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,000 | $176,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,545 | $172,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,087 | $170,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 23,556 | $167,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,211 | $166,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,019 | $163,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 14,448 | $156,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,514 | $153,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,138 | $153,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,007 | $147,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 13,500 | $146,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,785 | $143,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,434 | $137,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 19,824 | $133,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,074 | $133,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,695 | $131,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,702 | $125,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,515 | $118,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 11,500 | $117,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 24,822 | $102,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,155 | $100,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,162 | $97,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 11,057 | $95,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 18,686 | $85,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,791 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 80,000 | $82,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,629 | $78,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 28,199 | $78,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,126 | $70,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,039 | $69,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 18,981 | $69,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,408 | $68,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,230 | $62,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 22,640 | $61,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,000 | $59,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,733 | $57,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,000 | $53,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,124 | $46,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 11,740 | $38,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,442 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,766 | $33,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 24,000 | $25,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 41,543 | $19,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,000 | $16,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,500 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 15,500 | $12,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,000 | $8,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 22,850 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 17,503 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000519 | this filing | 2017-02-13 | acceptance time not in the bulk data set |