13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 244 holding rows worth $2,406,418,000.
- Accession
- 0001085146-17-000511
- Filer
- CIK 1466538
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 254 entries on the cover page, a total value of $2,406,418,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,406,418,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerQuadratic Capital Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,279,115 | $223,376,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,198,800 | $161,658,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 696,300 | $155,644,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,755,600 | $134,639,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 600,000 | $134,118,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,966,296 | $122,599,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,244,421 | $99,790,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,627,165 | $91,707,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,119,277 | $87,081,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 763,151 | $73,667,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,212,400 | $69,592,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 843,700 | $60,442,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,392,282 | $56,266,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,432,336 | $54,214,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 818,976 | $49,294,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,698,816 | $47,567,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,304,940 | $41,305,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 629,685 | $36,031,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,858,766 | $35,706,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,778,072 | $28,645,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 612,100 | $26,033,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 440,150 | $24,195,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 992,000 | $23,591,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 224,100 | $21,964,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 926,200 | $21,636,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 419,400 | $17,837,000 | thousands by filing date | call |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 515,631 | $17,279,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 280,400 | $15,590,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 347,000 | $15,258,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 141,100 | $14,845,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 330,049 | $13,964,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 423,200 | $12,988,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 1,472,698 | $12,135,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 224,800 | $11,624,000 | thousands by filing date | call |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 496,550 | $11,396,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 194,200 | $10,042,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 95,277 | $10,024,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 363,200 | $9,498,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 402,525 | $8,976,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 198,618 | $7,740,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 556,200 | $7,114,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 352,413 | $6,590,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 770,200 | $6,346,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 624,600 | $6,183,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 8,023 | $6,016,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 372,228 | $5,993,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 108,815 | $5,844,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 271,300 | $5,676,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 50,221 | $5,234,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 136,047 | $5,224,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 504,931 | $5,110,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 118,141 | $5,107,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 253,900 | $5,070,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 685,349 | $5,044,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 138,200 | $4,797,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 79,046 | $4,772,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 94,128 | $4,640,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 149,903 | $4,601,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 116,500 | $4,540,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 83,600 | $4,512,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 190,000 | $4,237,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 129,600 | $4,208,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 342,300 | $4,196,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 342,300 | $4,196,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 69,100 | $4,172,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 68,100 | $4,053,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 534,200 | $3,772,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 31,200 | $3,697,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 140,182 | $3,535,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 215,900 | $3,478,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $3,471,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 63,900 | $3,444,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 16,401 | $3,444,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 34,863 | $3,393,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 178,440 | $3,331,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 74,700 | $3,311,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100,290 | $3,296,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 95,457 | $3,238,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 91,971 | $3,175,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 108,816 | $3,137,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 76,841 | $2,993,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 96,062 | $2,955,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 290,319 | $2,889,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 49,962 | $2,873,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 33,967 | $2,816,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 48,200 | $2,680,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 163,215 | $2,636,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 28,228 | $2,618,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,436,087 | $2,513,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 33,704 | $2,496,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 42,000 | $2,450,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 62,770 | $2,427,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 60,979 | $2,248,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,826 | $2,214,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 80,000 | $2,163,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 161,498 | $2,156,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 55,700 | $2,139,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 60,554 | $2,090,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 248,000 | $2,070,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14,000 | $2,013,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 764,242 | $1,964,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H201 | UNIT 06/11/2019 | 192,242 | $1,938,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 194,199 | $1,917,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 18,100 | $1,868,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 40,411 | $1,719,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 47,300 | $1,715,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 55,200 | $1,662,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 96,385 | $1,634,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 23,018 | $1,604,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 21,529 | $1,600,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 56,660 | $1,568,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 187,189 | $1,556,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 12,695 | $1,552,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 36,920 | $1,460,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 42,275 | $1,436,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 104,000 | $1,434,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 70,000 | $1,402,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 45,520 | $1,394,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 53,800 | $1,367,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 34,387 | $1,357,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 67,749 | $1,354,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 41,100 | $1,346,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 74,300 | $1,339,000 | thousands by filing date | call |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 132,299 | $1,334,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 235,279 | $1,327,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 40,000 | $1,299,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 40,000 | $1,299,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 27,800 | $1,269,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 21,942 | $1,218,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,216,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 170,965 | $1,207,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 115,967 | $1,181,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 75,000 | $1,167,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 37,000 | $1,140,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 34,379 | $1,109,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 85,000 | $1,108,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 50,313 | $1,103,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 11,769 | $1,051,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 51,281 | $1,034,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 24,480 | $1,008,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 66,690 | $1,008,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,385 | $990,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,276 | $985,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 96,801 | $980,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 98,500 | $977,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 17,571 | $948,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,200 | $946,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 11,631 | $916,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 27,500 | $901,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 19,427 | $899,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 22,500 | $890,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,111 | $889,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 38,317 | $860,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 22,076 | $851,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 22,500 | $843,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,273 | $837,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,518 | $834,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,575 | $815,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,551 | $815,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,089 | $804,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $747,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 40,222 | $740,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 49,600 | $739,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 75,550 | $737,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8,085 | $730,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 52,514 | $728,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 47,714 | $724,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $716,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 10,740 | $711,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,511 | $695,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 83,400 | $693,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25,000 | $665,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $651,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 20,000 | $625,000 | thousands by filing date | call |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 60,036 | $610,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $597,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 71,375 | $597,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 56,700 | $574,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,425 | $569,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,100 | $557,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 55,000 | $557,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 35,500 | $550,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 54,720 | $543,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,984 | $528,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,051 | $527,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 32,100 | $519,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 46,634 | $505,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,550 | $504,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,300 | $498,000 | thousands by filing date | put |
| JM GLOBAL HLDG CO | 46590H101 | COM | 50,000 | $494,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 22,961 | $487,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 12,500 | $484,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,051 | $477,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 9,500 | $477,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 30,832 | $447,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $436,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $431,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 11,200 | $419,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,290 | $413,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 49,395 | $412,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,313 | $405,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 37,552 | $390,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 38,949 | $386,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 54,593 | $383,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,100 | $379,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 6,900 | $372,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,557 | $352,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,709 | $349,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,805 | $346,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 53,000 | $314,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 12,316 | $310,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,754 | $309,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 9,920 | $297,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,750 | $290,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 70,000 | $288,000 | thousands by filing date | put |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 446,627 | $268,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,150 | $263,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 315 | $250,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,570 | $237,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9,600 | $236,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,602 | $220,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 52,500 | $216,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 20,600 | $213,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 238,782 | $167,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A110 | *W EXP 10/11/202 | 19,831 | $167,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 33,000 | $130,000 | thousands by filing date | call |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 497,225 | $119,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 55,049 | $118,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 221,297 | $104,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,000 | $99,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,000 | $85,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 54,344 | $76,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 87,886 | $75,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,000 | $65,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 142,624 | $54,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $43,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 11,542 | $43,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,000 | $41,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 881,714 | $5,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 17,600 | $5,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 22,222 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 17,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 48,975 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000511 | this filing | 2017-02-13 | acceptance time not in the bulk data set |