13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 635 holding rows worth $4,956,220,000.
- Accession
- 0001085146-17-000464
- Filer
- CIK 743127
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 635 entries on the cover page, a total value of $4,956,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,956,220,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,000 | $432,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,100 | $431,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 16,300 | $420,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 74,699 | $413,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 13,397 | $410,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,706 | $409,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,516 | $406,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,900 | $403,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,276 | $397,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 22,215 | $397,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 18,145 | $396,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 9,147 | $393,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,510 | $389,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,276 | $384,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 38,436 | $383,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 7,200 | $383,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 99,244 | $382,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 14,925 | $382,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,345 | $377,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 31,968 | $375,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 25,052 | $375,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 29,680 | $369,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,400 | $366,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,599 | $365,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 28,378 | $364,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,126 | $363,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,650 | $362,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $361,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,499 | $357,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 13,082 | $357,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,607 | $357,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 8,070 | $356,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,791 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,500 | $346,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,258 | $340,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 16,025 | $339,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 250,000 | $338,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,830 | $337,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,679 | $332,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,863 | $329,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,952 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,158 | $324,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $320,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,900 | $318,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,718 | $313,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,805 | $313,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,411 | $311,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,932 | $311,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 20,463 | $305,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,645 | $298,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,104 | $293,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,425 | $293,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,801 | $290,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,957 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 10,025 | $289,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,703 | $284,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 35,233 | $283,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,300 | $283,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,018 | $281,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 11,347 | $276,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,215 | $275,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,700 | $273,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,432 | $272,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,899 | $269,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,101 | $267,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,589 | $266,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,331 | $264,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,808 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,555 | $254,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 16,235 | $254,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,773 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,962 | $250,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 9,000 | $245,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,186 | $244,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,108 | $242,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,225 | $241,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,117 | $239,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,600 | $238,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,750 | $238,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,500 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,624 | $233,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,095 | $233,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 28,000 | $231,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 19,950 | $226,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,753 | $226,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,338 | $225,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,000 | $225,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,347 | $222,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,051 | $219,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,905 | $216,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,590 | $215,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 24,542 | $215,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 8,300 | $214,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,594 | $214,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,523 | $213,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,350 | $213,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,111 | $212,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,045 | $212,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,670 | $212,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,000 | $211,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,727 | $210,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 14,489 | $210,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,354 | $209,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,802 | $209,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,856 | $208,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 896 | $208,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,885 | $207,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 25,000 | $207,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 435 | $206,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,120 | $203,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $202,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,833 | $202,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,468 | $202,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 85,250 | $185,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,725 | $181,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,425 | $171,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 17,839 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,975 | $166,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,115 | $161,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,625 | $157,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,000 | $147,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 42,750 | $145,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,180 | $132,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 13,000 | $116,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,111 | $112,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,000 | $104,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,763 | $94,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 30,600 | $77,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,700 | $61,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,000 | $57,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $45,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,000 | $28,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 28,900 | $26,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 19,500 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,017 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000464 | this filing | 2017-02-10 | acceptance time not in the bulk data set |