13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 734 holding rows worth $2,008,210,000.
- Accession
- 0001085146-17-000397
- Filer
- CIK 1438284
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 734 entries on the cover page, a total value of $2,008,210,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,008,210,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 30,397 | $782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,711 | $775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 54,458 | $773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 12,170 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 98,751 | $764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J109 | COM | 272,779 | $764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 154,961 | $744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,723 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 13,925 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 45,260 | $736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 61,996 | $735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC DEL | 06647F102 | COM | 66,394 | $734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 48,254 | $728,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AECOM COM | 00766T100 | Stock | 19,506 | $709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 12,737 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,942 | $701,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lion Biotechnologies | 53619R102 | COM | 100,182 | $696,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 38,512 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 64,127 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J100 | COM | 31,611 | $689,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 31,183 | $689,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 3,248 | $682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 124,742 | $667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,585 | $662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 87,361 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 20,707 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 49,530 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 132,046 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 54,041 | $638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 169,027 | $634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTI CONSULTING INC | 302941109 | COM | 13,900 | $627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 12,626 | $627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 163,675 | $622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEROKEE INC | 16444H102 | COM | 59,183 | $621,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 44,215 | $620,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 101,192 | $617,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAMT CORP | 693149106 | COMMON STOCK | 23,555 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 349,362 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC | 282914100 | COMMON STOCK | 42,088 | $602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 104,169 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 38,825 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERS CORP COM | 941848103 | Stock | 4,331 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 36,558 | $578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 36,125 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 24,020 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 102,692 | $565,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 331,417 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H105 | CL A | 9,216 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,850 | $547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 36,593 | $545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 36,394 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 30,413 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL STS INTL INC | 678026105 | COM | 13,909 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL COMM CORP | 63546L102 | COM | 14,594 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 63,795 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 95,440 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 209,260 | $534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 88,911 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 122,075 | $526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBIZ INC | 124805102 | COM | 38,188 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 15,666 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 12,709 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVECTRA CORP | 67075N108 | COM | 100,444 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P104 | COM | 39,178 | $503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 43,958 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 56,764 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 175,198 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 82,792 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 39,415 | $490,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 24,973 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 55,107 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 22,773 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M/I HOMES INC | 55305B101 | COM | 18,568 | $468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MBIA INC | 55262C100 | COMMON STOCK | 43,696 | $468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 162,185 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 343,172 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKORN INC | 009728106 | COM | 21,144 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NMI HLDGS INC | 629209305 | COM | 42,967 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 26,261 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 52,268 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IES HOLDINGS INC | 44951W106 | COM | 23,396 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 49,530 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 121,945 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 25,164 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 87,190 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,905 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 25,187 | $434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE LABORATORIES N V | N22717107 | COM | 3,614 | $434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 7,830 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 15,124 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 40,298 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOYDGAMINGCORP | 103304101 | STOK | 21,281 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 16,847 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 10,048 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERES THERAPEUTICS INC | 81750R102 | COM | 41,922 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMERICA CORP | 71714F104 | COM | 16,306 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P102 | COM | 25,758 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 186,535 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 26,919 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY MERGER CORP | 413247107 | COM | 40,000 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,602 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HLDGS CORP | 92886T201 | COM | 57,813 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 74,235 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 35,425 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 160,186 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,437 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,128 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,489 | $387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 332,623 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 21,230 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 37,536 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 29,651 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORPORATION | 50077C106 | COM | 12,958 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 157,376 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 71,076 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 52,807 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 26,268 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 38,800 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 76,389 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 61,459 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 21,596 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,053 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO, INC. | 286221106 | COM | 179,627 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cenveo Inc (NV) | 15670S402 | CS | 48,759 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,922 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 62,550 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 8,202 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,049 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 14,278 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 22,890 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,270 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Foundation Inc | 32026V104 | Common Stock | 11,258 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOT BARN HLDGS INC | 099406100 | COM | 25,370 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 129,530 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 67,089 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 17,784 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cynosure, Inc. | 232577205 | COM | 6,673 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 101,157 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 21,617 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 14,269 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGCLUB CORP | 52603A109 | COM | 53,815 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 320,951 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 104,303 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 24,670 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 103,420 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 24,869 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIFI INC | 904677200 | COM NEW | 8,162 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILYSYS INC | 00847J105 | COM | 25,573 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,416 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,987 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,821 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,121 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 36,480 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICF INTL INC | 44925C103 | COM | 4,658 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 8,536 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,479 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,689 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 47,995 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 61,179 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462102 | COM | 4,841 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGT INNOVATIONS INC | 69336V101 | COM | 21,116 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 16,988 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITEX HLDGS INC | 923451108 | COM | 9,032 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,905 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TRUCK INC | 902925106 | COM | 26,791 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 74,712 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,105 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 32,517 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 48,790 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIX INC | 30712A103 | SPONSORED ADS | 26,917 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 18,578 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,368 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 78,530 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 31,861 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 100,699 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,791 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KVH INDS INC | 482738101 | COM | 17,556 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTINET INC COM | 34959E109 | Stock | 6,832 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 77,371 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 26,622 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M B T FINANCIAL CORP | 578877102 | Stock | 17,054 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 39,361 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 70,126 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 107,945 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI CARD GROUP INC | 12634H101 | COM | 44,225 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARE COM INC | 141633107 | COM | 21,304 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 53,810 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,537 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 39,972 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 19,937 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE BIRD CORP | 095306106 | COM | 10,905 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 49,490 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRECORA RES | 894648104 | COM | 11,562 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 13,162 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 42,018 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 21,413 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 17,779 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,866 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 29,900 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 24,654 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 24,660 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 44,901 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,821 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 50,940 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OOMA INC | 683416101 | COM | 13,062 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,576 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,137 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 74,377 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 84,725 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 68,760 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 41,261 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,504 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 200,000 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 22,301 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780107 | COM | 10,000 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 40,997 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emergent Capital | 29102N105 | Com | 64,743 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,041 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 51,359 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 31,159 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,295 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 12,222 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 11,954 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 100,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULL HSE RESORTS INC | 359678109 | COM | 15,335 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,147 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 14,235 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,794 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,503 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 40,656 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,759 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 10,977 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 21,486 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 16,599 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000397 | this filing | 2017-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-001394 | added | 2017-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-001947 | added | 2017-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-002502 | added | 2017-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-000913 | added | 2018-02-16 | acceptance time not in the bulk data set |