13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 1,423 holding rows worth $425,847,000.
- Accession
- 0001085146-17-000274
- Filer
- CIK 1416692
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 1,788 entries on the cover page, a total value of $425,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,847,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 2,588 | $65,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 369 | $64,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,498 | $64,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 3,203 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,500 | $64,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30 | $63,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 600 | $63,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,000 | $63,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,198 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 434 | $63,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,348 | $63,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,292 | $62,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,586 | $62,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,100 | $62,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,150 | $62,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 645 | $61,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,300 | $60,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,354 | $60,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,400 | $60,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,100 | $60,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 2,377 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,500 | $60,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 749 | $59,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,126 | $59,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 460 | $59,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 534 | $58,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,175 | $58,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,099 | $58,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,000 | $58,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,200 | $58,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,700 | $58,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,005 | $57,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,003 | $57,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 463 | $57,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,655 | $57,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,500 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 700 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,400 | $57,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 2,132 | $57,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,083 | $56,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,063 | $56,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 624 | $56,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,200 | $56,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2 | $56,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 420 | $56,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,000 | $56,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 933 | $55,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,087 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,000 | $55,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,475 | $54,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,128 | $54,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,000 | $54,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 761 | $54,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,080 | $54,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,500 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,000 | $54,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 4,000 | $54,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 518 | $53,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 980 | $53,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,700 | $53,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 259 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 374 | $53,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,723 | $53,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,261 | $52,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 557 | $52,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 662 | $52,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 437 | $51,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 535 | $51,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 441 | $51,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,703 | $51,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 36 | $50,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,475 | $50,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,050 | $50,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,712 | $50,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,177 | $49,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,000 | $49,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 765 | $48,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,700 | $48,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,750 | $48,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 424 | $47,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 650 | $47,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,100 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 475 | $47,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,192 | $47,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 875 | $46,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,250 | $46,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,450 | $46,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,000 | $46,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 532 | $45,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,000 | $45,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 600 | $45,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,604 | $45,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,700 | $45,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 31 | $45,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,466 | $45,000 | thousands by filing date | principal |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,000 | $45,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,800 | $45,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,013 | $44,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 988 | $44,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 471 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 552 | $44,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,081 | $44,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 638 | $43,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,440 | $43,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 461 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,050 | $43,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,850 | $43,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,950 | $42,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 845 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,447 | $42,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,021 | $42,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $42,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,005 | $42,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 450 | $42,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,032 | $41,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 385 | $41,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,750 | $41,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 420 | $41,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 539 | $41,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,522 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,517 | $41,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,200 | $41,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 443 | $40,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 823 | $40,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,500 | $40,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 477 | $40,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 345 | $40,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,512 | $40,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 548 | $40,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,200 | $40,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 879 | $40,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,700 | $40,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 500 | $40,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $40,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14 | $39,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 294 | $39,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 864 | $39,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 421 | $39,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,164 | $39,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,100 | $39,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 375 | $39,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,048 | $39,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 10 | $38,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 490 | $38,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 352 | $38,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20 | $38,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 527 | $38,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 431 | $38,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 487 | $38,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 417 | $38,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 775 | $38,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 5,000 | $38,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 511 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,161 | $38,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,100 | $38,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,389 | $38,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 700 | $38,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 377 | $37,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $37,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 378 | $37,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,300 | $37,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 632 | $37,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $37,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,000 | $37,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,000 | $37,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,500 | $37,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 970 | $37,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 136 | $36,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 800 | $36,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 710 | $36,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 202 | $36,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 255 | $36,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 590 | $36,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,327 | $36,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,251 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $36,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 655 | $35,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 327 | $35,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,500 | $35,000 | thousands by filing date | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 662 | $35,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 466 | $35,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,000 | $35,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 853 | $35,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 412 | $35,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 500 | $35,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 960 | $34,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,355 | $34,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 92 | $34,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 43 | $34,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 707 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 575 | $34,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 222 | $34,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 695 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $34,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,133 | $34,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 447 | $33,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 909 | $33,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 470 | $33,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,030 | $33,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $33,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,850 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,220 | $33,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 750 | $33,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,000 | $33,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 741 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 289 | $32,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $32,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 415 | $32,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $32,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,524 | $32,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 696 | $31,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 575 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 338 | $31,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,180 | $30,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 400 | $30,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $30,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 550 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,121 | $30,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 595 | $30,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,050 | $30,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 474 | $30,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,500 | $30,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 3,300 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,215 | $30,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 395 | $29,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $29,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 958 | $29,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 742 | $29,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,350 | $29,000 | thousands by filing date | |
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| U S G CORP | 903293405 | COM NEW | 1,000 | $29,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,149 | $29,000 | thousands by filing date | |
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| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,145 | $28,000 | thousands by filing date | |
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| ALLY FINL INC COM | 02005N100 | Stock | 1,478 | $28,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 470 | $28,000 | thousands by filing date | |
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| COTY INC | 222070203 | COM CL A | 1,533 | $28,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 370 | $28,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 241 | $27,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 345 | $27,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 630 | $27,000 | thousands by filing date | |
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| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,000 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 502 | $27,000 | thousands by filing date | |
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| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,248 | $26,000 | thousands by filing date | |
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| CBRE GROUP INC CL A | 12504L109 | Stock | 808 | $26,000 | thousands by filing date | |
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| COGNEX CORP | 192422103 | COM | 415 | $26,000 | thousands by filing date | |
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| PANDORA MEDIA INC | 698354107 | COM | 1,985 | $26,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 408 | $26,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 597 | $25,000 | thousands by filing date | |
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| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,200 | $25,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 500 | $25,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 420 | $24,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 335 | $24,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $24,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 428 | $24,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $24,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 229 | $24,000 | thousands by filing date | |
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| OUTFRONT MEDIA INC | 69007J106 | COM | 980 | $24,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 339 | $24,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 533 | $24,000 | thousands by filing date | |
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| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,200 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 425 | $23,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 333 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 500 | $23,000 | thousands by filing date | |
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| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,400 | $23,000 | thousands by filing date | |
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| MOSAIC CO COM | 61945C103 | Stock | 727 | $22,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $22,000 | thousands by filing date | |
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| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 73 | $21,000 | thousands by filing date | |
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| Vanguard Energy ETF | 92204A306 | SHS | 200 | $21,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 587 | $21,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 276 | $21,000 | thousands by filing date | |
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| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 142 | $21,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 824 | $21,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 266 | $20,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 204 | $20,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $20,000 | thousands by filing date | |
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| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 409 | $20,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 298 | $20,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 650 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 200 | $20,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 500 | $20,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,016 | $20,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 360 | $20,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,700 | $19,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 351 | $19,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 205 | $19,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $19,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,557 | $19,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 135 | $19,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 249 | $19,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4 | $19,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 537 | $19,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 337 | $19,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 400 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 424 | $19,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,760 | $19,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 650 | $18,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 187 | $18,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,030 | $18,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 900 | $18,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,500 | $17,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 171 | $17,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 208 | $17,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 253 | $17,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 72 | $17,000 | thousands by filing date | |
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| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 792 | $17,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 275 | $17,000 | thousands by filing date | |
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| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 663 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 643 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 339 | $17,000 | thousands by filing date | |
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| KYOCERA CORP -SPONS ADR | 501556203 | COM | 350 | $17,000 | thousands by filing date | |
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| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 400 | $17,000 | thousands by filing date | |
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| ISHARES TR | 464289438 | RUS TP200 GR ETF | 288 | $16,000 | thousands by filing date | |
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| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $16,000 | thousands by filing date | |
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| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,137 | $16,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,143 | $16,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 725 | $16,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,619 | $16,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 33 | $15,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 145 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 300 | $15,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20 | $15,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,660 | $15,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 277 | $15,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 176 | $15,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 287 | $15,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $15,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $15,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 346 | $15,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 390 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 141 | $15,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,250 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 284 | $15,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $15,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 428 | $15,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 300 | $15,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 350 | $15,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 700 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 982 | $15,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,000 | $15,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 800 | $15,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,000 | $15,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 850 | $15,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 850 | $15,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 450 | $15,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 290 | $14,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 246 | $14,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 117 | $14,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,090 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 550 | $14,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 270 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 300 | $14,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $14,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $14,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 180 | $14,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 821 | $14,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 629 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 153 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $14,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,551 | $14,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 232 | $14,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 311 | $14,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 689 | $14,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 695 | $14,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8 | $13,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 171 | $13,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 124 | $13,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $13,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 134 | $13,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $13,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 350 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 261 | $13,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 92 | $13,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 729 | $13,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $13,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 450 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,454 | $13,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,300 | $13,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,500 | $13,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 300 | $12,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 130 | $12,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $12,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $12,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 270 | $12,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 380 | $12,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $12,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $12,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,200 | $12,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,450 | $12,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $12,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,100 | $12,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $12,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 1,660 | $12,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 697 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,000 | $12,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 706 | $12,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 126 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 300 | $11,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $11,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 213 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 155 | $11,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 151 | $11,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 223 | $11,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 76 | $11,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 108 | $11,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 252 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $11,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,000 | $11,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 296 | $11,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8 | $11,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 238 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 289 | $11,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 211 | $11,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 802 | $11,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,200 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000274 | this filing | 2017-02-06 | acceptance time not in the bulk data set |