13F-HR filed by PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-31, with 458 holding rows worth $2,664,684,000.
- Accession
- 0001085146-17-000225
- Filer
- CIK 1009006
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 458 entries on the cover page, a total value of $2,664,684,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,664,684,000 with VALUE read as thousands by filing date, 13F file number 028-05320. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 567,535 | $87,366,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 743,788 | $51,522,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 585,313 | $39,017,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 507,418 | $35,220,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 828,889 | $34,996,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 557,653 | $33,125,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 398,531 | $32,102,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 938,206 | $28,146,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 162,523 | $27,899,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 699,522 | $27,659,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 402,821 | $27,352,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 212,709 | $27,214,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,053,523 | $26,085,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 170,727 | $25,911,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 661,379 | $25,906,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 839,040 | $25,717,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 563,658 | $23,848,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,259,733 | $23,683,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 559,819 | $23,680,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 203,580 | $23,579,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 16,313 | $23,083,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 721,522 | $22,764,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 260,172 | $22,320,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 423,508 | $22,277,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,221,324 | $22,179,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 546,244 | $21,828,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 341,771 | $21,309,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 273,923 | $20,599,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 665,276 | $20,504,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 639,089 | $20,476,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 362,890 | $19,778,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,138,414 | $19,535,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 16,424 | $19,462,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 300,799 | $19,251,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 222,043 | $18,596,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 344,542 | $18,595,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 150,136 | $18,467,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 292,314 | $18,454,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 209,131 | $18,452,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 374,537 | $18,244,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 227,792 | $18,080,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 371,330 | $17,913,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 377,327 | $17,893,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 226,637 | $17,809,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 282,880 | $17,802,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 603,305 | $17,255,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 895,903 | $17,246,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 239,176 | $17,168,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 938,514 | $17,034,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 429,464 | $16,749,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 249,184 | $16,745,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,956,153 | $16,647,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 446,371 | $16,440,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 338,134 | $15,645,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 430,825 | $14,734,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 170,393 | $14,453,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 586,537 | $14,364,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 179,557 | $13,977,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 157,956 | $13,630,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 246,013 | $13,627,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 173,879 | $13,552,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 383,247 | $13,214,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,240,000 | $13,200,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 602,871 | $13,131,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 12,750,000 | $13,056,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 523,564 | $12,513,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 179,123 | $12,368,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 655,312 | $12,294,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 385,383 | $12,047,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 141,322 | $11,860,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 358,503 | $11,469,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 168,724 | $11,409,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 485,299 | $11,332,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 67,307 | $11,239,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 517,249 | $10,955,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 9,126,000 | $10,942,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 9,371 | $10,880,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 8,574,000 | $10,798,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 472,722 | $10,778,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 196,660 | $10,671,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 599,025 | $10,621,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,718,000 | $10,541,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 89,391 | $10,299,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 467,101 | $10,276,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 234,311 | $10,181,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 120,396 | $9,995,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 547,674 | $9,951,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 8,447,000 | $9,830,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 13,054 | $9,789,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 328,293 | $9,704,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 114,400 | $9,695,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 213,076 | $9,514,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,575,000 | $9,418,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 276,359 | $9,396,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 175,508 | $9,395,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 148,315 | $9,210,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 239,291 | $8,938,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 276,764 | $8,815,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 98,224 | $8,577,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 81,845 | $8,486,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 177,522 | $8,347,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 89,763 | $8,212,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 5,897,000 | $8,155,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 143,156 | $8,090,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 247,134 | $8,027,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 329,785 | $7,915,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 146,711 | $7,868,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 557,778 | $7,865,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 145,016 | $7,741,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,073,000 | $7,738,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 3,987,000 | $7,715,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 172,415 | $7,643,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 115,273 | $7,334,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,282,158 | $7,334,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 663,779 | $7,229,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,507,000 | $7,093,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 4,800,000 | $6,952,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 6,765,000 | $6,706,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,724,000 | $6,686,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,067,000 | $6,670,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 111,521 | $6,664,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 93,504 | $6,656,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 3,595,000 | $6,650,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,080,000 | $6,638,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 37,841 | $6,481,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 74,599 | $6,398,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,036,000 | $6,374,000 | thousands by filing date | principal |
| DRIL-QUIP INC | 262037104 | COM | 103,095 | $6,191,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 2,750,000 | $6,150,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 39,934 | $6,122,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 58,178 | $6,063,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 6,278,000 | $5,989,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,843,000 | $5,956,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 4,573,000 | $5,939,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 36,408 | $5,934,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 5,455,000 | $5,860,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,075,000 | $5,699,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,600,000 | $5,616,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,267,506 | $5,514,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 96,190 | $5,504,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 128,645 | $5,471,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 5,644,000 | $5,291,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 5,096,000 | $5,271,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,550,000 | $5,205,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 42,925 | $5,128,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,916,000 | $5,086,000 | thousands by filing date | principal |
| ROSS STORES INC COM | 778296103 | Stock | 76,721 | $5,033,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 92,850 | $4,986,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 90,187 | $4,939,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,237,000 | $4,938,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 54,122 | $4,885,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 147,830 | $4,770,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,620,000 | $4,768,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,619,000 | $4,723,000 | thousands by filing date | principal |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 35,071 | $4,713,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,600,000 | $4,702,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 454,052 | $4,631,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 48,768 | $4,603,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 48,497 | $4,596,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 4,650,000 | $4,579,000 | thousands by filing date | principal |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 13,775 | $4,479,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,775,000 | $4,401,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 4,360,000 | $4,355,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,993,000 | $4,347,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 36,230 | $4,264,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 123,650 | $4,199,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 35,185 | $4,186,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 4,014,000 | $4,177,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,987,000 | $4,161,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,547,000 | $4,157,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,697,000 | $4,156,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,344 | $4,125,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 230,185 | $4,120,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15,220 | $4,090,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 35,031 | $4,058,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,845,000 | $3,989,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 3,924,000 | $3,961,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,955,000 | $3,957,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 4,060,000 | $3,938,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 109,650 | $3,932,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 94,971 | $3,902,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,855,000 | $3,888,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,371,000 | $3,867,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 59,050 | $3,850,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 25,250 | $3,831,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 58,650 | $3,800,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 3,400,000 | $3,795,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 30,535 | $3,787,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,400,000 | $3,786,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 139,632 | $3,776,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,695,000 | $3,774,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 69,276 | $3,767,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 104,015 | $3,738,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,600,000 | $3,713,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 60,474 | $3,674,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $3,662,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,150,000 | $3,634,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 3,500,000 | $3,598,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R106 | CL A | 176,355 | $3,571,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,072,000 | $3,506,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 91,713 | $3,496,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 38,085 | $3,453,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 3,400,000 | $3,438,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,750,000 | $3,415,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 27,971 | $3,405,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 110,883 | $3,345,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,250,000 | $3,336,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,986,000 | $3,329,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,000,000 | $3,309,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 198,800 | $3,278,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 72,715 | $3,185,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,210,000 | $3,179,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 2,734,000 | $3,168,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 46,056 | $3,121,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 3,178,000 | $3,093,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,650,000 | $3,067,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,000,000 | $2,965,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,814,000 | $2,965,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,600,000 | $2,936,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 61,600 | $2,935,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 3,118,000 | $2,845,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 36,100 | $2,817,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 43,720 | $2,775,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 19,219 | $2,712,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,321,000 | $2,702,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 28,767 | $2,685,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 34,205 | $2,648,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,048,000 | $2,627,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,189,000 | $2,581,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 30,206 | $2,540,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 413,882 | $2,521,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,468,000 | $2,517,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 2,291,000 | $2,447,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,399,000 | $2,414,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,020,000 | $2,382,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,400,000 | $2,370,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 37,679 | $2,359,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,242,000 | $2,356,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,372,000 | $2,333,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,987,000 | $2,330,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 2,350,000 | $2,306,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,030 | $2,304,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 1,383,000 | $2,272,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 138,000 | $2,267,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,260,000 | $2,254,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 201,650 | $2,222,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,400,000 | $2,196,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 2,146,000 | $2,186,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,000,000 | $2,185,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,120,000 | $2,169,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 2,300,000 | $2,145,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,150,000 | $2,129,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,255,000 | $2,123,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,380,000 | $2,107,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 2,000,000 | $2,007,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 88,970 | $2,006,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,300,000 | $1,992,000 | thousands by filing date | principal |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,672,000 | $1,988,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,035,000 | $1,958,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 1,885,000 | $1,957,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,500,000 | $1,949,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 29,950 | $1,923,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 26,300 | $1,919,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,220,000 | $1,887,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 29,000 | $1,862,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,215 | $1,837,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,304,000 | $1,834,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 75,044 | $1,833,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,950 | $1,827,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,966,000 | $1,736,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 112,098 | $1,725,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 50,189 | $1,709,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 742,000 | $1,702,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 24,400 | $1,701,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,737,000 | $1,701,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,379,000 | $1,698,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 45,302 | $1,696,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 32,975 | $1,676,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,640,000 | $1,650,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,561,000 | $1,636,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,795,000 | $1,616,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 1,424,000 | $1,610,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 40,229 | $1,604,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 75,960 | $1,595,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,500,000 | $1,564,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 31,972 | $1,563,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 16,671 | $1,562,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 1,488,000 | $1,534,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 860,000 | $1,504,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,500,000 | $1,494,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,510,000 | $1,456,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,630 | $1,441,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 29,093 | $1,436,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,025 | $1,401,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 979,000 | $1,381,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 84,200 | $1,344,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,170,000 | $1,331,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 12,431 | $1,327,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,476,000 | $1,326,000 | thousands by filing date | principal |
| FIVE9 INC | 338307101 | COM | 91,850 | $1,303,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,500 | $1,301,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,310,000 | $1,296,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,120,000 | $1,293,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,800,000 | $1,285,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,331,000 | $1,270,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 14,000 | $1,247,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,145,000 | $1,216,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 42,650 | $1,196,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,014,000 | $1,180,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 50,840 | $1,136,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 74,522 | $1,132,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,004,000 | $1,126,000 | thousands by filing date | principal |
| CUTERA INC | 232109108 | COM | 64,400 | $1,117,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,058,000 | $1,105,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 103,200 | $1,099,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 22,621 | $1,084,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,060,000 | $1,084,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 950,000 | $1,075,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 971,000 | $1,066,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 22,300 | $1,065,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 30,120 | $1,034,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 988,000 | $1,019,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 20,000 | $1,012,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,095,000 | $1,004,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 78,000 | $995,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 495,000 | $992,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 14,798 | $987,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,587 | $973,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 751,000 | $962,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 38,875 | $958,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 16,875 | $952,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 33,000 | $948,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 12,250 | $945,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,000 | $944,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 25,520 | $937,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 794,000 | $936,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 18,350 | $920,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 25,520 | $899,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,163 | $893,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,173,000 | $893,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,148 | $885,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,273 | $875,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 33,297 | $873,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 11,001 | $866,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 850,000 | $846,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 763,000 | $842,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 182,000 | $837,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 42,000 | $828,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 754,000 | $817,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 820,000 | $805,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 347,000 | $805,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 743,000 | $801,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 24,600 | $796,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,820 | $790,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,622 | $784,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 17,580 | $784,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,600 | $759,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,600 | $743,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 622,000 | $740,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 48,300 | $736,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 68,800 | $733,000 | thousands by filing date | |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 850,000 | $722,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,630 | $698,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,118 | $691,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,650 | $679,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 15,405 | $661,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 21,430 | $646,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 650,000 | $627,000 | thousands by filing date | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 27,241 | $614,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 25,639 | $613,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 76,000 | $609,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,295 | $603,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 585,000 | $600,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,080 | $599,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,150 | $590,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,606 | $585,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,500 | $572,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,369 | $571,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,931 | $571,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 709 | $562,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 25,800 | $559,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,500 | $553,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 553,000 | $553,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 11,600 | $553,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,938 | $548,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 86,000 | $546,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,500 | $545,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 13,065 | $536,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 500,000 | $536,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 72,000 | $533,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 535,000 | $529,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 10,000 | $527,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 38,000 | $518,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 500,000 | $516,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 47,600 | $515,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 199,200 | $512,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,675 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,250 | $506,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 10,000 | $506,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8,600 | $503,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,719 | $496,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,961 | $495,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 10,000 | $490,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 500,000 | $479,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 20,800 | $474,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 32,400 | $471,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 43,800 | $471,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 47,700 | $468,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 138,600 | $464,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,154 | $447,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 66,500 | $440,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,089 | $428,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,507 | $425,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 17,880 | $421,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,271 | $409,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 150,200 | $401,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 29,500 | $400,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,185 | $393,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16,603 | $388,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 76,400 | $382,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,400 | $376,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,895 | $376,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,000 | $372,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,000 | $367,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,711 | $363,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 12,675 | $358,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,500 | $343,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,500 | $326,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 9,500 | $326,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,100 | $318,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,000 | $316,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,000 | $316,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 450,000 | $310,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,000 | $308,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 25,000 | $297,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,566 | $281,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,630 | $261,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 13,000 | $260,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,505 | $258,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,500 | $257,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,516 | $256,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 28,000 | $238,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,341 | $235,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,300 | $233,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,598 | $215,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,777 | $214,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 15,000 | $209,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,500 | $204,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 200,000 | $195,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 150,000 | $150,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 17,500 | $148,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 115,000 | $144,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,000 | $102,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 11,000 | $97,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,600 | $26,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 18,250 | $22,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,000 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,010 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000225 | this filing | 2017-01-31 | acceptance time not in the bulk data set |