13F-HR/A filed by COWEN INC.
COWEN INC. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-12-14, with 229 holding rows worth $1,687,937,000.
- Accession
- 0001085146-16-004909
- Filer
- CIK 1466538
- Filed
- 2016-12-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 230 entries on the cover page, a total value of $1,687,937,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,687,937,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINKEDIN CORP | 53578A108 | COM | 1,190,235 | $227,478,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,332,132 | $186,011,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,128,900 | $140,219,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,350,661 | $118,318,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,999,280 | $86,169,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,293,565 | $76,695,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,020,130 | $67,980,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 300,500 | $64,997,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 437,600 | $28,378,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 696,996 | $24,855,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,114,090 | $24,811,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 215,200 | $22,766,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 407,839 | $21,905,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 201,400 | $20,583,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 340,400 | $18,283,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 418,800 | $16,735,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 892,782 | $16,454,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 291,700 | $15,877,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 291,700 | $15,667,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 685,222 | $15,027,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 623,700 | $14,476,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,117,100 | $14,008,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 437,322 | $13,859,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 423,900 | $13,221,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 243,800 | $13,102,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 14,210 | $11,898,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 114,636 | $11,716,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 888,972 | $11,494,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 206,600 | $10,993,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 228,291 | $9,123,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 76,700 | $8,136,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 149,100 | $8,116,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,800 | $7,639,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 340,600 | $7,470,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 66,064 | $7,254,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 355,000 | $7,096,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80,456 | $6,871,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 389,487 | $6,859,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 81,842 | $6,515,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 220,524 | $6,117,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 75,000 | $5,934,000 | thousands by filing date | call |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 144,833 | $5,827,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 81,500 | $5,458,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 123,253 | $5,269,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 112,302 | $5,186,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 150,765 | $5,043,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 109,000 | $5,016,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 650,886 | $5,005,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 188,100 | $4,832,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 36,686 | $4,781,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 597,300 | $4,748,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 49,640 | $4,610,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 52,685 | $4,594,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 103,836 | $4,558,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 19,726 | $4,543,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 163,300 | $4,331,000 | thousands by filing date | put |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 379,947 | $4,328,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 37,800 | $4,150,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 317,300 | $4,033,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 169,559 | $4,010,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29,368 | $3,690,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 64,337 | $3,496,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 47,148 | $3,458,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 72,846 | $3,227,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 17,712 | $3,133,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100,896 | $2,998,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 166,202 | $2,955,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 294,573 | $2,896,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 110,781 | $2,884,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 65,700 | $2,778,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 153,127 | $2,623,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 23,231 | $2,567,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 194,000 | $2,555,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 205,892 | $2,522,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 55,000 | $2,444,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,000 | $2,426,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 62,800 | $2,378,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 85,800 | $2,376,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 143,775 | $2,356,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 67,221 | $2,284,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 97,258 | $2,242,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 44,400 | $2,153,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 55,300 | $2,102,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 29,359 | $2,099,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 40,252 | $2,086,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 704,742 | $2,051,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,833 | $2,031,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 95,058 | $2,025,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 13,895 | $1,845,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 23,345 | $1,843,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 29,000 | $1,812,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 23,506 | $1,793,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 270,000 | $1,785,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 26,500 | $1,784,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 25,338 | $1,773,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 124,998 | $1,696,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 30,000 | $1,676,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,000 | $1,668,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 49,245 | $1,667,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36,165 | $1,664,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 21,403 | $1,652,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,113 | $1,642,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 52,592 | $1,585,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 78,496 | $1,553,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 33,524 | $1,511,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 31,899 | $1,503,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 61,100 | $1,497,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 31,833 | $1,489,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 39,210 | $1,478,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 14,375 | $1,466,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 30,000 | $1,454,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 934 | $1,374,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 40,000 | $1,355,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 40,000 | $1,355,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 28,000 | $1,304,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 70,000 | $1,262,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 58,471 | $1,259,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,000 | $1,248,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 11,000 | $1,244,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 14,521 | $1,237,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 25,682 | $1,228,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 114,438 | $1,168,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 45,440 | $1,155,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 116,050 | $1,137,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $1,131,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,000 | $1,123,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 82,200 | $1,115,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 40,734 | $1,074,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 30,000 | $1,072,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,941 | $1,063,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 6,051 | $1,025,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 29,428 | $1,018,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 112,300 | $1,014,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 14,197 | $1,005,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,037 | $998,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,427 | $998,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H201 | UNIT 06/11/2019 | 111,591 | $989,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,243 | $986,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 100,000 | $981,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,000 | $969,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 78,176 | $965,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 13,090 | $937,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,500 | $915,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $909,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 14,536 | $889,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 4,500 | $860,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 35,000 | $858,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,600 | $848,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 22,123 | $843,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 75,783 | $820,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,500 | $815,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 21,988 | $814,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 99,700 | $808,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 13,579 | $806,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 80,454 | $801,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $791,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,929 | $788,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,428 | $783,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,160 | $778,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,500 | $759,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,494 | $756,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 29,500 | $753,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,000 | $735,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,500 | $728,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $715,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 43,000 | $688,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14,646 | $681,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,000 | $678,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $667,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 70,000 | $641,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 27,000 | $635,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,584 | $607,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 21,952 | $603,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15,877 | $594,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,539 | $590,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,778 | $586,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 29,154 | $583,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,709 | $580,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,403 | $576,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 79,900 | $574,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,000 | $570,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 44,700 | $568,000 | thousands by filing date | call |
| CF CORP | G20307107 | SHS CL A | 57,167 | $560,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 17,000 | $537,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $536,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 442,530 | $531,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 20,000 | $500,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 605 | $486,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 68,400 | $470,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 40,000 | $393,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,556 | $392,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,556 | $390,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,014 | $388,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 37,500 | $378,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,096 | $369,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 29,858 | $367,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $359,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 50,000 | $359,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 7,726 | $345,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,886 | $296,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,000 | $290,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,000 | $271,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,750 | $270,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,500 | $267,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 7,500 | $256,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 23,832 | $240,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 125,000 | $234,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,000 | $230,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 10,000 | $226,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100,300 | $209,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100,300 | $208,000 | thousands by filing date | put |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 20,586 | $203,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,556 | $200,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,329 | $200,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 100,986 | $196,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 10,000 | $169,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $105,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 165,255 | $105,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,000 | $95,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 26,521 | $94,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $83,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 7,000 | $73,000 | thousands by filing date | call |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 14,642 | $61,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,213,538 | $33,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $30,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 128,122 | $23,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,200 | $17,000 | thousands by filing date | put |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 22,825 | $10,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 13,500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004820 | superseded | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-004909 | this filing | 2016-12-14 | acceptance time not in the bulk data set |