13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 1,031 holding rows worth $2,618,622,000.
- Accession
- 0001085146-16-004887
- Filer
- CIK 1534468
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,031 entries on the cover page, a total value of $2,618,622,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,618,622,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,204 | $123,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,900 | $110,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,704 | $109,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 17,700 | $109,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,420 | $104,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,666 | $101,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 26,952 | $98,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,629 | $92,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 15,000 | $92,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,560 | $91,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,850 | $86,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 13,150 | $82,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,764 | $78,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,413 | $76,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,283 | $73,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,259 | $71,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 32,674 | $69,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,020 | $53,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,250 | $52,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 10,000 | $52,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 15,000 | $46,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,786 | $45,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,883 | $44,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,000 | $25,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,377 | $22,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,835 | $19,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,720 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 13,000 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 40,000 | $11,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,428 | $11,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004887 | this filing | 2016-11-15 | acceptance time not in the bulk data set |