13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 549 holding rows worth $598,157,000.
- Accession
- 0001085146-16-004875
- Filer
- CIK 1607239
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 549 entries on the cover page, a total value of $598,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $598,157,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,725 | $127,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,200 | $125,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 51,785 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 25,000 | $120,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,700 | $117,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,344 | $117,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 15,600 | $114,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 10,125 | $106,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,000 | $104,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,650 | $102,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,900 | $96,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,770 | $95,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 58,134 | $93,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 84,148 | $93,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 10,442 | $85,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 13,524 | $81,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,424 | $79,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 14,648 | $78,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,500 | $75,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 22,966 | $71,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,750 | $69,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,000 | $60,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,876 | $60,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,155 | $59,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,200 | $57,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,750 | $54,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,648 | $50,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,300 | $49,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,800 | $46,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,000 | $44,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,500 | $41,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 10,078 | $30,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,000 | $30,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 24,400 | $19,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 22,500 | $19,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,000 | $17,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 10,000 | $17,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 10,000 | $9,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 10,000 | $7,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,500 | $6,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $4,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,000 | $3,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $3,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 2,500 | $3,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 1,500 | $2,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 1,500 | $2,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 3,000 | $2,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 1,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004875 | this filing | 2016-11-14 | acceptance time not in the bulk data set |