13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,225 holding rows worth $10,733,726,000.
- Accession
- 0001085146-16-004852
- Filer
- CIK 1418204
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,900 entries on the cover page, a total value of $10,733,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,733,726,000 with VALUE read as thousands by filing date, 13F file number 028-12624. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 26,422 | $289,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,400 | $289,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,945 | $288,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,290 | $288,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,926 | $287,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,610 | $287,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,430 | $287,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,610 | $286,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,131 | $286,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,336 | $285,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,381 | $285,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 27,333 | $284,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,068 | $283,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,087 | $281,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 12,390 | $281,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,619 | $281,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,394 | $280,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,179 | $280,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 16,177 | $279,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,422 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,423 | $277,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 15,071 | $277,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,305 | $276,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,030 | $276,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 86,500 | $276,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,942 | $275,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,024 | $275,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,921 | $274,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 70,670 | $273,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,729 | $272,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 9,045 | $272,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 20,338 | $272,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,062 | $272,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,252 | $272,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 11,690 | $270,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 15,049 | $269,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,862 | $268,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,040 | $268,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 8,785 | $268,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,155 | $265,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,541 | $264,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,973 | $262,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 6,527 | $261,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,984 | $260,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,276 | $260,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,285 | $259,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,286 | $257,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,047 | $257,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,538 | $256,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,326 | $255,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,063 | $254,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,261 | $254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 7,847 | $254,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,298 | $252,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,446 | $251,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,147 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,946 | $250,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,959 | $248,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,395 | $248,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,276 | $247,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 15,563 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 6,850 | $247,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 10,320 | $247,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 11,108 | $246,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,771 | $246,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,081 | $245,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 3,189 | $244,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 26,129 | $243,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,147 | $243,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 9,571 | $243,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,156 | $242,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 12,430 | $241,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,850 | $241,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,843 | $240,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,777 | $240,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,100 | $239,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,254 | $239,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,906 | $239,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,567 | $238,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 71,074 | $238,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 7,013 | $237,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,750 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,509 | $236,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,751 | $235,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,187 | $234,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 6,548 | $234,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,863 | $233,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,322 | $233,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 3,478 | $233,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,200 | $232,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,411 | $231,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,391 | $230,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 2,391 | $228,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,544 | $227,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,953 | $226,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 7,649 | $225,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,089 | $225,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,501 | $224,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,015 | $224,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 7,998 | $224,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,911 | $223,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,049 | $223,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,758 | $223,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,125 | $222,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,644 | $222,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,164 | $222,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,697 | $222,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,352 | $221,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,049 | $221,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,574 | $220,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,542 | $220,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37,068 | $220,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 19,050 | $220,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 44,507 | $220,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,220 | $218,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,069 | $216,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,868 | $216,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,183 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,508 | $216,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,000 | $215,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 41,735 | $215,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,416 | $214,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,266 | $214,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,289 | $214,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,360 | $214,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,612 | $213,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,626 | $212,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,226 | $212,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,963 | $211,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,250 | $210,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,960 | $209,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,144 | $209,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,691 | $208,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,273 | $207,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,346 | $207,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,617 | $205,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,841 | $205,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 7,698 | $205,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,332 | $204,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,350 | $203,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,836 | $203,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 4,191 | $202,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,477 | $202,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,548 | $201,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,172 | $200,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 15,000 | $200,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 54,193 | $199,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,443 | $198,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 16,859 | $197,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,092 | $197,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,000 | $192,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,416 | $192,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 10,000 | $187,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,034 | $186,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,000 | $182,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 22,024 | $182,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,817 | $180,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,000 | $176,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,641 | $175,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,000 | $166,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,380 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,414 | $166,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 20,991 | $164,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 17,266 | $163,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,287 | $162,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 20,000 | $158,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 15,856 | $156,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 20,358 | $155,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,720 | $154,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,624 | $153,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,747 | $148,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 19,200 | $147,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 10,753 | $145,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,342 | $140,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,845 | $129,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 31,869 | $116,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,423 | $116,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 27,005 | $112,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,000 | $109,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,303 | $109,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 16,141 | $107,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 108,750 | $97,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 20,000 | $97,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,727 | $96,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,306 | $96,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 22,500 | $95,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,439 | $92,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,000 | $92,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,500 | $90,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,825 | $87,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,130 | $86,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,000 | $82,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,000 | $77,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 21,050 | $77,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 67,376 | $77,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $75,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,900 | $73,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,250 | $72,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 14,856 | $71,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,683 | $68,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 17,234 | $68,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,269 | $63,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 37,319 | $62,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,646 | $61,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 21,448 | $58,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 30,550 | $57,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,861 | $55,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,098 | $54,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $54,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31,134 | $52,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 29,400 | $49,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 20,000 | $49,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 35,800 | $49,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 130,373 | $46,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $38,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,560 | $31,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 48,370 | $30,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $29,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,000 | $29,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,000 | $29,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,500 | $17,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,423 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $8,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 10,000 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004852 | this filing | 2016-11-14 | acceptance time not in the bulk data set |