13F-HR filed by Sequoia Financial Advisors, LLC
Sequoia Financial Advisors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 250 holding rows worth $536,505,000.
- Accession
- 0001085146-16-004803
- Filer
- CIK 1599900
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 250 entries on the cover page, a total value of $536,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $536,505,000 with VALUE read as thousands by filing date, 13F file number 028-15819. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 422,938 | $47,086,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 892,320 | $44,358,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 759,954 | $39,685,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 299,666 | $33,688,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 819,854 | $32,073,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 189,381 | $21,410,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 136,149 | $14,543,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 372,877 | $12,110,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 107,011 | $12,065,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 206,743 | $10,672,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 200,000 | $9,276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 140,940 | $9,243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 169,864 | $9,117,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 171,247 | $9,016,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 77,267 | $8,500,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 72,709 | $7,909,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 159,182 | $7,637,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 77,020 | $6,994,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 211,159 | $6,698,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 360,000 | $5,159,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 126,605 | $4,779,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,394 | $4,034,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 48,010 | $3,799,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 48,116 | $3,593,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 53,531 | $3,565,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 100,200 | $3,534,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 45,870 | $3,308,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,008 | $3,265,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,362 | $3,186,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 125,311 | $3,145,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 42,464 | $3,052,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 74,683 | $2,934,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 62,060 | $2,827,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,369 | $2,675,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 45,334 | $2,623,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 47,044 | $2,614,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25,345 | $2,572,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 44,097 | $2,538,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 46,528 | $2,466,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 39,645 | $2,431,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 64,127 | $2,344,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 35,213 | $2,319,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,955 | $2,301,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 28,709 | $2,231,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 72,128 | $2,227,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,544 | $2,023,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,326 | $1,972,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,041 | $1,956,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 17,818 | $1,902,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 36,464 | $1,896,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 13,579 | $1,841,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 71,685 | $1,807,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 57,333 | $1,806,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 28,590 | $1,750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 35,561 | $1,737,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 33,238 | $1,735,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 229,600 | $1,632,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 55,292 | $1,592,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 30,464 | $1,547,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,910 | $1,533,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,762 | $1,508,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 61,267 | $1,413,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 23,858 | $1,411,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 25,654 | $1,384,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,074 | $1,364,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 41,658 | $1,336,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 72,926 | $1,318,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 44,829 | $1,313,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,716 | $1,293,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,474 | $1,247,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 26,921 | $1,243,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,918 | $1,215,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,688 | $1,196,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,004 | $1,155,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 13,258 | $1,108,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,256 | $1,099,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 67,098 | $1,078,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,247 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 26,084 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 17,244 | $1,019,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,850 | $990,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,128 | $980,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,546 | $979,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,326 | $974,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 13,557 | $917,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,289 | $915,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 32,232 | $891,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,688 | $881,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,022 | $881,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 99,571 | $849,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,043 | $839,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,002 | $830,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,250 | $808,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,825 | $803,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,419 | $795,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 28,841 | $752,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 39,763 | $750,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 963 | $749,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8,551 | $720,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 14,299 | $716,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,913 | $712,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 24,427 | $712,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,321 | $653,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,176 | $646,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,854 | $640,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,972 | $633,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 14,409 | $627,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,001 | $612,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,420 | $565,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,928 | $562,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,558 | $555,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,837 | $554,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,733 | $530,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,651 | $527,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,123 | $526,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,484 | $522,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,851 | $515,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,154 | $509,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,813 | $501,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,447 | $477,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 30,343 | $477,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 14,081 | $463,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 9,606 | $459,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,694 | $451,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,743 | $447,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,677 | $445,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,907 | $432,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,329 | $429,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18,256 | $428,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,016 | $420,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,102 | $415,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 42,300 | $412,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,963 | $403,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,752 | $402,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,634 | $400,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,191 | $396,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,973 | $391,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,108 | $384,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,033 | $382,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 18,525 | $380,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 36,213 | $378,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,330 | $376,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,997 | $367,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,534 | $365,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,972 | $364,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,109 | $362,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,574 | $360,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,841 | $356,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 242 | $356,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 15,154 | $352,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,840 | $351,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,731 | $341,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,523 | $341,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,157 | $341,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 14,406 | $341,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,811 | $336,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,773 | $336,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,321 | $333,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,645 | $333,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,862 | $330,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,998 | $323,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,170 | $320,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,443 | $319,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,691 | $317,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,586 | $315,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,142 | $312,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,917 | $311,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,874 | $310,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,851 | $309,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 29,462 | $309,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 18,927 | $309,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,503 | $302,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,103 | $291,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 9,097 | $286,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 9,092 | $286,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,364 | $284,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,731 | $282,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,765 | $281,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,575 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,636 | $277,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,230 | $274,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,831 | $271,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,609 | $270,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,018 | $267,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,008 | $265,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,977 | $265,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,129 | $264,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,847 | $264,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,698 | $261,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,446 | $260,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,179 | $260,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,335 | $258,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,518 | $256,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,165 | $253,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,207 | $253,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,555 | $250,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,121 | $245,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,246 | $244,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,637 | $243,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,789 | $239,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,317 | $235,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,354 | $233,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,681 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,837 | $232,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,697 | $229,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,455 | $227,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,644 | $224,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 931 | $223,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,404 | $223,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,089 | $223,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,115 | $223,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,480 | $223,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,909 | $222,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,631 | $219,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,181 | $218,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,777 | $217,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,118 | $217,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,562 | $215,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,394 | $214,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,381 | $214,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,587 | $213,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,587 | $209,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 742 | $208,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,037 | $206,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,114 | $204,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,148 | $203,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 20,605 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,331 | $200,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 48,983 | $191,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 30,991 | $180,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 16,432 | $165,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 27,262 | $158,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 26,536 | $154,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 13,703 | $150,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 32,862 | $145,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 10,263 | $135,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 22,595 | $110,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,155 | $90,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 20,000 | $90,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,910 | $89,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,210 | $89,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,599 | $86,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 12,238 | $70,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,800 | $49,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,583 | $30,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 16,000 | $28,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,500 | $22,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 18,000 | $21,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 12,259 | $19,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004803 | this filing | 2016-11-14 | acceptance time not in the bulk data set |