13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 2,193 holding rows worth $19,391,824,000.
- Accession
- 0001085146-16-004785
- Filer
- CIK 1084580
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 2,193 entries on the cover page, a total value of $19,391,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,391,824,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Stryker Corporation | 863667101 | COM | 47,400 | $5,518,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 125,600 | $5,476,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,515 | $5,459,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,524,000 | $5,426,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 92,377 | $5,393,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 39,610 | $5,392,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 161,453 | $5,375,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 73,000 | $5,374,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 23,969 | $5,348,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 33,145 | $5,345,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 80,000 | $5,325,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 98,110 | $5,312,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 83,500 | $5,291,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 1,455,883 | $5,198,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 112,799 | $5,190,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,540,934 | $5,178,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 637,200 | $5,174,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 44,052 | $5,136,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 99,500 | $5,106,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 74,304 | $5,103,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 80,800 | $5,096,000 | thousands by filing date | call |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 3,820,000 | $5,087,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 1,423,600 | $5,082,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 69,000 | $5,079,000 | thousands by filing date | call |
| VIRGIN AMER INC | 92765X208 | COM VTG | 94,900 | $5,078,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 92,633 | $5,074,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 221,000 | $5,059,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 136,600 | $5,054,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 141,500 | $5,035,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 214,000 | $5,029,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 50,000 | $5,023,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 84,000 | $4,975,000 | thousands by filing date | call |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 4,508,000 | $4,974,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 103,500 | $4,945,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,354 | $4,944,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 129,500 | $4,915,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 165,675 | $4,907,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 34,900 | $4,886,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 736,800 | $4,885,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 310,800 | $4,880,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 103,987 | $4,858,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 248,300 | $4,857,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 72,634 | $4,830,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 858,700 | $4,826,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 109,700 | $4,816,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 67,000 | $4,813,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 38,000 | $4,793,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 111,682 | $4,790,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,203,000 | $4,783,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 75,000 | $4,778,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 303,400 | $4,769,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 5,748,000 | $4,749,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,900 | $4,744,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 200,000 | $4,740,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 53,100 | $4,725,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 30,400 | $4,717,000 | thousands by filing date | put |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 245,500 | $4,714,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,091,000 | $4,702,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 60,900 | $4,691,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 59,014 | $4,686,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 48,200 | $4,661,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 168,669 | $4,655,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 200,000 | $4,628,000 | thousands by filing date | put |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 14,850,000 | $4,615,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 65,689 | $4,610,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 423,300 | $4,597,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 16,383 | $4,589,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 33,700 | $4,588,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 95,700 | $4,566,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 309,800 | $4,563,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 104,700 | $4,551,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 35,000 | $4,551,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 84,000 | $4,548,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 25,000 | $4,542,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21,100 | $4,514,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 76,000 | $4,510,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 283,193 | $4,500,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 44,600 | $4,480,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 108,839 | $4,478,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 33,033 | $4,477,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 66,400 | $4,465,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 67,000 | $4,460,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 74,765 | $4,437,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 179,500 | $4,407,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 129,500 | $4,395,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 91,671 | $4,393,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 169,000 | $4,360,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 179,608 | $4,350,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 296,400 | $4,348,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 45,000 | $4,344,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,472,000 | $4,341,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 192,500 | $4,306,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 385,800 | $4,294,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 37,136 | $4,254,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 43,810 | $4,237,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 43,631 | $4,237,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 86,332 | $4,231,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 111,900 | $4,221,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 45,100 | $4,188,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 121,092 | $4,180,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 52,017 | $4,163,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 89,300 | $4,158,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 40,000 | $4,134,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 40,000 | $4,134,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 80,300 | $4,119,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 59,419 | $4,111,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 2,951,000 | $4,110,000 | thousands by filing date | principal |
| ALERE INC | 01449J105 | COM | 94,600 | $4,091,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 134,610 | $4,076,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 333,694 | $4,058,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,486,000 | $4,057,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 50,054 | $4,055,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 96,928 | $4,050,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 115,000 | $4,033,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 39,448 | $4,032,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 164,660 | $4,028,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 73,826 | $4,012,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,881,000 | $4,010,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 57,000 | $4,000,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 142,200 | $3,984,000 | thousands by filing date | call |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 126,000 | $3,958,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 20,200 | $3,916,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 124,085 | $3,909,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 49,904 | $3,904,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 125,896 | $3,869,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 109,900 | $3,864,000 | thousands by filing date | call |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,395,000 | $3,851,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 76,431 | $3,827,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 51,245 | $3,826,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 41,901 | $3,826,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 593,579 | $3,799,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 31,047 | $3,793,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 60,000 | $3,784,000 | thousands by filing date | put |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,770,000 | $3,779,000 | thousands by filing date | principal |
| MICROSEMI CORP | 595137100 | COM | 89,738 | $3,767,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 274,429 | $3,760,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 36,000 | $3,758,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 270,000 | $3,756,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 72,421 | $3,754,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 108,500 | $3,748,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 91,322 | $3,741,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60,732 | $3,724,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 29,500 | $3,721,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 355,000 | $3,717,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 36,528 | $3,711,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,600 | $3,699,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 104,000 | $3,699,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 76,962 | $3,693,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 97,759 | $3,690,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 55,000 | $3,681,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 49,200 | $3,679,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,500 | $3,679,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 46,500 | $3,670,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 26,000 | $3,640,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 212,500 | $3,640,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 212,500 | $3,640,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 76,162 | $3,625,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 288,500 | $3,618,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 50,019 | $3,607,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 54,200 | $3,596,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 44,200 | $3,563,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 96,113 | $3,561,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 100,700 | $3,556,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 139,500 | $3,553,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 220,000 | $3,546,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 90,000 | $3,543,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 90,000 | $3,543,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 21,707 | $3,538,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,312,000 | $3,534,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,917,000 | $3,528,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 109,200 | $3,527,000 | thousands by filing date | put |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 9,000,000 | $3,523,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 55,006 | $3,507,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 19,500 | $3,505,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 140,000 | $3,499,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 557,000 | $3,492,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 124,000 | $3,472,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 25,785 | $3,470,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 29,800 | $3,469,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 177,300 | $3,468,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 16,200 | $3,466,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 308,748 | $3,461,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 283,700 | $3,453,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 21,700 | $3,447,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,900 | $3,445,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 53,500 | $3,426,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 42,200 | $3,419,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 31,500 | $3,400,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 150,100 | $3,398,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 3,164,000 | $3,390,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 222,000 | $3,381,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 34,600 | $3,375,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 20,600 | $3,374,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 66,800 | $3,371,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 100,000 | $3,370,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,200 | $3,361,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 80,000 | $3,361,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,705 | $3,358,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 316,240 | $3,349,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 120,700 | $3,335,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12,000 | $3,320,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 85,285 | $3,317,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 3,443,000 | $3,305,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 40,800 | $3,289,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 95,319 | $3,270,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 37,789 | $3,265,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 62,700 | $3,253,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 43,118 | $3,247,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 31,000 | $3,240,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 210,100 | $3,223,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 22,280 | $3,219,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 30,000 | $3,216,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987MAE9 | CONV | 3,248,000 | $3,216,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 69,700 | $3,215,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 85,100 | $3,210,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 574,300 | $3,210,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 14,286 | $3,204,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,730,000 | $3,204,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 74,200 | $3,199,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 107,500 | $3,194,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 142,000 | $3,192,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 54,830 | $3,186,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 41,282 | $3,186,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 60,500 | $3,174,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 42,500 | $3,168,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,153 | $3,168,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 30,300 | $3,167,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 75,532 | $3,163,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 29,200 | $3,162,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 95,450 | $3,154,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,943,000 | $3,154,000 | thousands by filing date | principal |
| TIVO CORP | 88870P106 | COM | 161,781 | $3,151,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 47,300 | $3,150,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,500 | $3,145,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,800 | $3,142,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 32,400 | $3,133,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 3,318,000 | $3,127,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 59,822 | $3,111,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 39,156 | $3,106,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 80,100 | $3,087,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 100,284 | $3,086,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 102,300 | $3,086,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 15,300 | $3,065,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 38,700 | $3,062,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 138,585 | $3,039,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 166,900 | $3,038,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 37,611 | $3,038,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 65,900 | $3,035,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,414,000 | $3,030,000 | thousands by filing date | principal |
| PVH CORPORATION COM | 693656100 | Stock | 27,400 | $3,028,000 | thousands by filing date | call |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 2,500,000 | $3,018,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 64,987 | $3,014,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 107,500 | $3,012,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 30,104 | $3,008,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 58,622 | $3,008,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 45,144 | $3,005,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 37,500 | $2,978,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 30,200 | $2,976,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 60,000 | $2,959,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,280,000 | $2,949,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 43,557 | $2,942,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 5,032,000 | $2,915,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 17,500 | $2,914,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 75,000 | $2,914,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 263,423 | $2,908,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 6,913,000 | $2,903,000 | thousands by filing date | principal |
| WESTERN UN CO COM | 959802109 | Stock | 138,424 | $2,882,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 18,662 | $2,873,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 161,395 | $2,870,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 59,848 | $2,855,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 126,100 | $2,855,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 55,000 | $2,851,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 41,022 | $2,850,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 122,200 | $2,839,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 79,800 | $2,839,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 30,000 | $2,810,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 182,000 | $2,805,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 59,369 | $2,804,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 107,600 | $2,801,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 128,100 | $2,799,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 24,813 | $2,794,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 495,700 | $2,786,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 50,900 | $2,775,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 26,500 | $2,770,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 33,900 | $2,768,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 180,000 | $2,761,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 115,146 | $2,740,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 85,000 | $2,736,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 42,700 | $2,735,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 57,845 | $2,727,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 90,800 | $2,725,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 33,874 | $2,719,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 88,901 | $2,710,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 15,100 | $2,707,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 61,867 | $2,692,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 61,400 | $2,669,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 30,800 | $2,661,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 50,900 | $2,645,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 200,000 | $2,636,000 | thousands by filing date | put |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,680,000 | $2,636,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,125 | $2,629,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 21,900 | $2,624,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 161,100 | $2,621,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 114,200 | $2,615,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 58,977 | $2,613,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 150,000 | $2,610,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 20,000 | $2,600,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 58,500 | $2,599,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,242 | $2,596,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 61,600 | $2,586,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 34,700 | $2,577,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 29,700 | $2,566,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 99,200 | $2,565,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 23,566 | $2,563,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 27,800 | $2,559,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 27,800 | $2,559,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 3,104 | $2,550,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 42,890 | $2,549,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,784,000 | $2,548,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 72,394 | $2,545,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 45,000 | $2,545,000 | thousands by filing date | call |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,300,000 | $2,541,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 68,500 | $2,538,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 37,500 | $2,538,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 64,000 | $2,519,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 33,000 | $2,516,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 73,500 | $2,504,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 16,447 | $2,497,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,427,000 | $2,494,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 61,362 | $2,492,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 53,700 | $2,490,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 26,900 | $2,489,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 16,358 | $2,486,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 245,021 | $2,482,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 36,441 | $2,478,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 304,600 | $2,467,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 55,786 | $2,449,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 137,600 | $2,438,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 145,412 | $2,425,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 45,400 | $2,422,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,200 | $2,418,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 3,000,000 | $2,415,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 40,500 | $2,412,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 21,200 | $2,411,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 2,735,000 | $2,409,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 155,000 | $2,403,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 436,100 | $2,399,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 410,000 | $2,399,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 11,583 | $2,398,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 385,600 | $2,395,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 2,952,000 | $2,394,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 66,300 | $2,390,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 255,000 | $2,379,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,504,000 | $2,373,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,566,000 | $2,364,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 118,112 | $2,363,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 74,300 | $2,361,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 59,900 | $2,353,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 30,368 | $2,352,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 43,801 | $2,346,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 498,680 | $2,344,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 93,287 | $2,331,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 74,300 | $2,323,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,245 | $2,319,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 72,300 | $2,312,000 | thousands by filing date | put |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,000,000 | $2,312,000 | thousands by filing date | principal |
| ROCKWELL COLLINS INC | 774341101 | COM | 27,356 | $2,307,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 52,991 | $2,304,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 14,852 | $2,304,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 19,200 | $2,301,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 23,858 | $2,278,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,775,000 | $2,270,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 500,000 | $2,265,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 100,000 | $2,255,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 55,400 | $2,249,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 50,031 | $2,245,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 44,187 | $2,229,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 39,245 | $2,226,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 93,500 | $2,225,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 12,822 | $2,212,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,000 | $2,205,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 238,339 | $2,200,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 33,174 | $2,192,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,298 | $2,189,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 32,400 | $2,188,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 19,856 | $2,184,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 57,755 | $2,179,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,006,000 | $2,176,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 17,657 | $2,171,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 85,827 | $2,167,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 45,505 | $2,165,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 246,700 | $2,156,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 141,800 | $2,153,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 141,800 | $2,153,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 26,000 | $2,150,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 86,000 | $2,149,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 39,100 | $2,148,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 14,400 | $2,147,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 48,230 | $2,143,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 27,510 | $2,140,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 61,136 | $2,134,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,996,000 | $2,133,000 | thousands by filing date | principal |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 2,090,000 | $2,127,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 29,600 | $2,126,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,865 | $2,126,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 95,557 | $2,125,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,435 | $2,122,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 71,300 | $2,120,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 112,500 | $2,118,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 712,948 | $2,117,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 13,900 | $2,111,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,761,000 | $2,107,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 16,775 | $2,106,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 29,413 | $2,098,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 26,008 | $2,097,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 44,159 | $2,095,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 199,800 | $2,092,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 17,935 | $2,088,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 43,375 | $2,087,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 51,667 | $2,087,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 26,000 | $2,084,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 833,821 | $2,084,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 85,500 | $2,082,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 11,517 | $2,070,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 36,900 | $2,066,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,835,000 | $2,062,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 74,200 | $2,059,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 25,800 | $2,054,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 27,642 | $2,049,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 18,500 | $2,048,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27,300 | $2,046,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27,300 | $2,046,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 46,000 | $2,038,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 24,936 | $2,036,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 56,000 | $2,033,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 61,800 | $2,031,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 37,200 | $2,021,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 100,200 | $2,019,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 71,889 | $2,015,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,420 | $2,014,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 31,300 | $2,010,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 106,745 | $2,010,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 27,652 | $2,008,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 50,000 | $1,998,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,764,000 | $1,993,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 29,421 | $1,992,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 149,980 | $1,990,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 61,652 | $1,977,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 58,600 | $1,974,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 183,215 | $1,959,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 32,603 | $1,952,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 45,100 | $1,942,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 28,827 | $1,941,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 15,387 | $1,933,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26,900 | $1,933,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 30,315 | $1,925,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,600 | $1,918,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 58,261 | $1,917,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 17,300 | $1,912,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 52,249 | $1,910,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 315,000 | $1,903,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 35,465 | $1,901,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 14,610 | $1,900,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 172,763 | $1,888,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 59,118 | $1,878,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 35,000 | $1,873,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 68,221 | $1,871,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 36,614 | $1,870,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 21,076 | $1,859,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 42,549 | $1,855,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 122,186 | $1,855,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 118,944 | $1,852,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 9,456 | $1,833,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,013 | $1,823,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 331,400 | $1,823,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 30,485 | $1,806,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 44,955 | $1,805,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 79,572 | $1,802,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 90,000 | $1,801,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 39,192 | $1,800,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21,500 | $1,790,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 135,000 | $1,781,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 31,800 | $1,776,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 18,800 | $1,771,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 11,205 | $1,760,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 55,400 | $1,756,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 39,840 | $1,755,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 18,727 | $1,754,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 34,728 | $1,753,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 74,000 | $1,751,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 102,600 | $1,745,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 33,648 | $1,737,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 19,560 | $1,732,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 75,000 | $1,730,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 32,268 | $1,728,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 66,800 | $1,727,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 62,917 | $1,717,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 99,300 | $1,717,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 200,875 | $1,717,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 32,700 | $1,716,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004785 | this filing | 2016-11-14 | acceptance time not in the bulk data set |