13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 1,129 holding rows worth $2,452,230,000.
- Accession
- 0001085146-16-004731
- Filer
- CIK 1567755
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,129 entries on the cover page, a total value of $2,452,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,452,230,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIFE STORAGE INC | 53223X107 | COM | 2,385 | $207,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 12,620 | $207,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,239 | $207,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,680 | $206,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 28,025 | $206,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,504 | $206,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,680 | $204,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 9,753 | $204,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 4,944 | $204,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,512 | $202,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,208 | $202,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,562 | $201,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,310 | $201,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,169 | $200,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,119 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,934 | $200,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,480 | $198,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 73,268 | $196,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 11,776 | $195,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 18,175 | $194,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,820 | $191,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 11,026 | $190,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 11,881 | $190,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,648 | $189,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 17,003 | $189,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 34,044 | $189,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,029 | $187,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 32,097 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,550 | $186,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,806 | $182,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,054 | $182,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,693 | $180,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,045 | $178,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,939 | $171,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,102 | $170,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,027 | $170,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,758 | $168,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 10,010 | $168,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,465 | $167,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,041 | $164,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,847 | $163,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 11,580 | $162,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,972 | $162,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,132 | $158,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,352 | $155,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,036 | $153,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,174 | $149,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,597 | $149,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,521 | $144,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22,878 | $143,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 169,905 | $139,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,427 | $136,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,176 | $133,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,000 | $126,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 17,108 | $126,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 17,200 | $126,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,418 | $125,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 45,802 | $122,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,451 | $121,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 33,411 | $121,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,083 | $115,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,136 | $113,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,523 | $111,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,941 | $110,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 34,455 | $110,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,245 | $108,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,692 | $107,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,634 | $106,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 87,600 | $105,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 51,050 | $102,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,484 | $100,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,363 | $100,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 56,417 | $100,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,620 | $94,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,103 | $92,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 15,152 | $91,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 27,964 | $91,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,080 | $90,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 26,317 | $88,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,200 | $82,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $80,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,400 | $80,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,300 | $73,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,667 | $73,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 28,200 | $72,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,542 | $69,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,950 | $68,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,896 | $64,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $60,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 36,792 | $59,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,437 | $57,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 20,200 | $57,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,047 | $55,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,890 | $53,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 26,533 | $44,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 23,547 | $43,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 40,000 | $42,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 45,000 | $39,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 28,000 | $36,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,814 | $35,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 19,672 | $34,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 13,624 | $34,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 51,157 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,168 | $30,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,888 | $28,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 22,000 | $26,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 21,000 | $24,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 18,000 | $23,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 12,000 | $22,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 19,000 | $20,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 16,000 | $20,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 17,000 | $20,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,037 | $19,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 17,000 | $18,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,050 | $17,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 19,623 | $16,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 13,000 | $16,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 12,000 | $16,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,000 | $16,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 13,000 | $14,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 10,000 | $11,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,605 | $10,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 22,000 | $10,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 10,150 | $9,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,000 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004731 | this filing | 2016-11-10 | acceptance time not in the bulk data set |