13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 545 holding rows worth $965,492,000.
- Accession
- 0001085146-16-004728
- Filer
- CIK 1351904
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 545 entries on the cover page, a total value of $965,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $965,492,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,250 | $166,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,869 | $164,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,020 | $159,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,019 | $155,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,416 | $142,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 13,000 | $139,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,870 | $135,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 29,432 | $134,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,000 | $129,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,791 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,573 | $126,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,811 | $121,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,452 | $120,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,515 | $119,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,933 | $118,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,733 | $111,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,288 | $99,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 11,057 | $92,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 24,679 | $90,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,007 | $87,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,295 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 80,000 | $82,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,802 | $80,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,230 | $80,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,629 | $79,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,429 | $75,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,768 | $73,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,064 | $65,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 24,700 | $64,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,800 | $61,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,000 | $60,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,000 | $55,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 11,740 | $45,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 17,785 | $42,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 20,766 | $33,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,040 | $31,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 46,551 | $29,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,500 | $27,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 17,400 | $25,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 12,395 | $20,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 14,000 | $15,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,000 | $11,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 17,503 | $4,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 13,000 | $3,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 14,242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004728 | this filing | 2016-11-10 | acceptance time not in the bulk data set |