13F-HR filed by BAILARD, INC.
BAILARD, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 317 holding rows worth $1,097,104,000.
- Accession
- 0001085146-16-004676
- Filer
- CIK 750641
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 317 entries on the cover page, a total value of $1,097,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,097,104,000 with VALUE read as thousands by filing date, 13F file number 028-01707. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 509,230 | $60,456,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,540,944 | $57,708,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 524,997 | $54,993,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 437,116 | $54,918,000 | thousands by filing date | |
| VTI | 922908769 | COM | 457,132 | $50,892,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 413,702 | $46,508,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 500,658 | $24,457,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 181,502 | $20,519,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 359,078 | $17,983,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 136,537 | $16,479,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 128,813 | $16,077,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 265,492 | $15,292,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 69,607 | $15,056,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 118,231 | $13,341,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 95,794 | $11,316,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 88,968 | $10,709,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 500,000 | $10,671,000 | thousands by filing date | |
| IJH | 464287507 | COM | 67,069 | $10,376,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 78,996 | $10,133,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,346 | $9,927,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 211,797 | $9,622,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 51,810 | $9,031,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 69,553 | $8,497,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 126,710 | $8,438,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 96,559 | $8,376,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 38,216 | $8,314,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 99,374 | $8,005,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 205,510 | $7,733,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 59,684 | $7,680,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 55,865 | $7,647,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 55,734 | $7,407,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 196,652 | $7,357,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 231,621 | $7,347,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 55,529 | $6,982,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 181,053 | $6,835,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 351,623 | $6,786,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 79,353 | $6,563,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 57,831 | $6,324,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 106,627 | $6,030,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 53,417 | $5,924,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 65,498 | $5,901,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 90,522 | $5,783,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,341 | $5,706,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 65,971 | $5,700,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 43,019 | $5,426,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 61,602 | $5,377,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 52,657 | $5,372,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 34,826 | $5,311,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 57,113 | $5,304,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 69,401 | $5,190,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 14,313 | $5,188,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 69,542 | $5,156,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 41,355 | $5,134,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 33,699 | $5,121,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 42,927 | $4,997,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 114,673 | $4,918,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 61,486 | $4,895,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,415 | $4,831,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 29,073 | $4,624,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 72,790 | $4,543,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 108,714 | $4,534,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 64,159 | $4,525,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 40,516 | $4,484,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 37,166 | $4,454,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 49,926 | $4,443,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 28,691 | $4,402,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 90,000 | $4,101,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 73,018 | $4,093,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,038 | $4,086,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 98,105 | $4,069,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 74,322 | $3,914,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 49,167 | $3,890,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 57,252 | $3,771,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 121,557 | $3,740,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 80,361 | $3,697,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 76,147 | $3,638,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 50,181 | $3,547,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 36,182 | $3,499,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 59,029 | $3,490,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 35,254 | $3,438,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 48,495 | $3,394,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 27,243 | $3,368,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 306,275 | $3,353,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 27,311 | $3,323,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 58,190 | $3,322,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 56,590 | $3,297,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 48,637 | $3,250,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 48,109 | $3,192,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 83,000 | $3,132,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 31,098 | $3,038,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 50,158 | $3,034,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 400,000 | $3,007,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 31,339 | $3,006,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 24,496 | $2,969,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 200,000 | $2,918,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 36,472 | $2,868,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 44,437 | $2,800,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 109,124 | $2,775,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 112,090 | $2,770,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 201,490 | $2,744,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 51,888 | $2,697,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 25,125 | $2,687,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 29,962 | $2,684,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 28,041 | $2,663,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 24,465 | $2,566,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 108,778 | $2,508,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 40,600 | $2,442,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 102,505 | $2,420,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 42,760 | $2,419,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 55,565 | $2,309,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 32,729 | $2,264,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 43,713 | $2,256,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,954 | $2,234,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 17,218 | $2,206,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 31,410 | $2,173,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 314,752 | $2,162,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,437 | $2,099,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 26,696 | $2,093,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25,856 | $2,085,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 18,671 | $2,079,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 16,856 | $2,037,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 18,173 | $1,943,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26,354 | $1,922,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 35,228 | $1,893,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,974 | $1,850,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 42,080 | $1,816,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,545 | $1,750,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 38,945 | $1,735,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 24,677 | $1,720,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 8,007 | $1,713,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 25,099 | $1,680,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,000 | $1,658,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,097 | $1,611,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 49,114 | $1,609,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 86,500 | $1,599,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,056 | $1,583,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 19,265 | $1,579,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,450 | $1,525,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 558,000 | $1,507,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 120,700 | $1,497,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15,668 | $1,479,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,160 | $1,450,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 13,761 | $1,422,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,411 | $1,391,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 121,400 | $1,388,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8,279 | $1,381,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 28,803 | $1,358,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,546 | $1,294,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,003 | $1,242,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 28,997 | $1,240,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 17,072 | $1,226,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,848 | $1,207,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,753 | $1,177,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 18,749 | $1,125,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,330 | $1,120,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 23,495 | $1,111,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,588 | $1,073,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,711 | $1,072,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,693 | $1,069,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 148,000 | $1,063,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,588 | $1,056,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 36,417 | $1,048,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 365,000 | $1,033,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 94,785 | $1,027,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 315,000 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,841 | $1,015,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,102 | $1,006,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 31,500 | $964,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,585 | $951,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,535 | $937,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,826 | $896,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 14,634 | $880,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 20,340 | $868,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,375 | $851,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,701 | $838,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 17,888 | $832,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,565 | $798,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,496 | $792,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 39,815 | $790,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,847 | $782,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,751 | $753,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,925 | $742,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 215,000 | $740,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14,225 | $724,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,000 | $722,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,046 | $716,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 16,584 | $701,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 23,544 | $699,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 17,854 | $697,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 12,981 | $695,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,075 | $693,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 9,360 | $689,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,837 | $681,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,300 | $625,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 22,837 | $606,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 11,535 | $601,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,869 | $587,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,240 | $583,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,902 | $570,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 3,557 | $541,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,475 | $535,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,661 | $524,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 29,100 | $507,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,527 | $503,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,689 | $502,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,848 | $494,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 30,684 | $484,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,139 | $476,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 14,550 | $473,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,929 | $428,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 26,000 | $426,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 6,000 | $416,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,910 | $406,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,144 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,910 | $400,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 4,349 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,256 | $394,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,038 | $392,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,024 | $391,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,323 | $390,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,993 | $378,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,938 | $378,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 42,700 | $374,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,750 | $373,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 34,250 | $371,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 10,574 | $370,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,864 | $370,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,936 | $360,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,297 | $358,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,858 | $355,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,581 | $353,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,865 | $350,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 25,200 | $349,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 35,700 | $343,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,852 | $342,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,290 | $340,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,485 | $338,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,215 | $337,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,000 | $336,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,500 | $334,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 33,161 | $327,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,664 | $324,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,375 | $324,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,600 | $324,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,789 | $322,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,558 | $320,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,898 | $313,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 60,000 | $312,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 14,260 | $310,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,500 | $304,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,308 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,200 | $302,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,075 | $300,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,433 | $297,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 20,400 | $297,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,718 | $293,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,400 | $293,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,130 | $292,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,874 | $292,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,660 | $289,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 15,000 | $283,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,000 | $282,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 529,250 | $279,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,446 | $276,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,590 | $276,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,305 | $276,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 15,000 | $276,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,300 | $276,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 20,000 | $276,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,290 | $271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,600 | $269,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 7,100 | $265,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,110 | $264,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,000 | $259,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,155 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 27,300 | $259,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 29,900 | $256,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,000 | $254,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,500 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,215 | $251,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,761 | $247,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,032 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 842 | $244,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,800 | $244,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,228 | $242,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,000 | $242,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,880 | $242,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,100 | $242,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,563 | $235,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,223 | $232,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,449 | $231,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,225 | $229,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,318 | $227,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,008 | $225,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,217 | $225,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 8,000 | $221,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,017 | $218,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,640 | $216,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $216,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,483 | $212,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,265 | $211,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,771 | $211,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,000 | $210,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,000 | $209,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,106 | $209,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 4,500 | $207,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,162 | $206,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 40,600 | $197,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 15,200 | $173,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,794 | $142,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 24,000 | $139,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 120,000 | $101,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 10,000 | $92,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 28,000 | $46,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 42,000 | $43,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 41,000 | $43,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004676 | this filing | 2016-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-000245 | base | 2018-01-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-000246 | added | 2018-01-29 | acceptance time not in the bulk data set |