13F-HR filed by Rikoon Group, LLC
Rikoon Group, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-07, with 137 holding rows worth $126,385,000.
- Accession
- 0001085146-16-004641
- Filer
- CIK 1576654
- Filed
- 2016-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 137 entries on the cover page, a total value of $126,385,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,385,000 with VALUE read as thousands by filing date, 13F file number 028-15479. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSANDERS MORRIS HARRIS INC.028-12760
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BB & T CORP | 054937107 | COM | 119,659 | $4,513,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,942 | $3,773,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,679 | $3,637,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 22,288 | $3,540,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,326 | $3,121,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 175,480 | $2,948,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 63,415 | $2,928,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,359 | $2,753,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20,630 | $2,654,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 65,893 | $2,605,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 193,445 | $2,454,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,648 | $2,405,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,831 | $2,374,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 26,099 | $2,342,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,140 | $2,193,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26,496 | $2,134,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,205 | $2,061,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 27,451 | $1,941,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 23,880 | $1,940,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 49,230 | $1,880,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 38,220 | $1,823,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,953 | $1,730,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 39,660 | $1,710,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,012 | $1,672,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 39,737 | $1,660,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,692 | $1,652,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,809 | $1,568,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,504 | $1,553,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 53,195 | $1,544,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 27,422 | $1,468,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 23,201 | $1,427,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,983 | $1,422,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 30,967 | $1,371,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41,113 | $1,347,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,945 | $1,307,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 36,780 | $1,208,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,790 | $1,180,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 7,333 | $1,119,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 14,710 | $1,099,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,464 | $1,063,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,131 | $1,029,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,084 | $1,019,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,047 | $978,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 20,088 | $956,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,175 | $955,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 18,000 | $953,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 60,825 | $950,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,678 | $925,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,715 | $925,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 51,226 | $899,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,635 | $788,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,375 | $756,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,260 | $755,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,458 | $743,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 19,866 | $714,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,912 | $703,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,345 | $703,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,692 | $698,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,769 | $689,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 21,765 | $669,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,256 | $665,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,560 | $660,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 25,675 | $642,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,246 | $613,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,550 | $596,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,327 | $586,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,475 | $559,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,320 | $554,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,713 | $530,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,557 | $518,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,414 | $514,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,089 | $512,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 625 | $502,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,219 | $500,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,752 | $479,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 613 | $476,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,524 | $468,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,790 | $462,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 308 | $453,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,455 | $442,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 15,500 | $439,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,999 | $418,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,277 | $414,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,602 | $393,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,473 | $386,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,085 | $384,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,027 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,410 | $378,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,795 | $370,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,015 | $358,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,993 | $351,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,231 | $341,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,303 | $340,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,600 | $338,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,057 | $330,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,160 | $329,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,750 | $326,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,550 | $323,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,050 | $320,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 381 | $319,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,291 | $296,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,520 | $292,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,146 | $290,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,830 | $286,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,988 | $283,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,648 | $270,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,601 | $268,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,905 | $267,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,242 | $261,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,368 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,721 | $256,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,565 | $251,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,125 | $244,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,000 | $240,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,506 | $239,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,951 | $237,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 843 | $237,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,144 | $231,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,755 | $226,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,080 | $226,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,783 | $223,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,675 | $222,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,639 | $217,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,940 | $215,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,204 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,202 | $214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,187 | $212,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,383 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,199 | $209,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,795 | $207,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,487 | $206,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,446 | $204,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,644 | $203,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 32,000 | $200,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,000 | $156,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 28,429 | $125,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 11,390 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004641 | this filing | 2016-11-07 | acceptance time not in the bulk data set |