13F-HR filed by NewEdge Advisors, LLC
NewEdge Advisors, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-20, with 211 holding rows worth $314,890,000.
- Accession
- 0001085146-16-004526
- Filer
- CIK 1633516
- Filed
- 2016-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 211 entries on the cover page, a total value of $314,890,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,890,000 with VALUE read as thousands by filing date, 13F file number 028-16626. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 77,649 | $10,499,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 92,331 | $10,245,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 71,251 | $10,216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 190,973 | $7,990,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,839 | $7,908,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 93,111 | $7,703,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 324,146 | $6,499,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 107,008 | $5,008,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 87,067 | $4,983,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 28,213 | $4,968,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 30,778 | $4,726,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 150,026 | $4,703,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 81,318 | $4,671,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 56,348 | $4,606,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 26,811 | $4,603,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 38,677 | $4,599,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 63,073 | $4,586,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 93,233 | $4,583,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 53,263 | $4,472,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 57,451 | $4,242,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 30,726 | $4,215,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 88,084 | $4,183,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 43,343 | $4,182,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,357 | $4,115,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 37,019 | $4,095,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 104,924 | $4,070,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 100,150 | $4,052,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 76,710 | $4,036,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 32,553 | $3,974,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 139,220 | $3,908,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 69,105 | $3,881,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 84,461 | $3,815,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 108,366 | $3,814,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 31,734 | $3,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 81,696 | $3,748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 238,274 | $3,626,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 35,150 | $3,611,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 58,384 | $3,606,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 76,056 | $3,560,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 139,735 | $3,538,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 85,258 | $3,401,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,374 | $3,372,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 64,128 | $3,167,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 44,813 | $2,854,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,079 | $2,721,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 39,802 | $2,509,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 47,690 | $2,445,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 45,640 | $2,364,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 53,241 | $2,228,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,378 | $2,065,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,608 | $1,985,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,960 | $1,975,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 24,999 | $1,796,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 24,400 | $1,518,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,744 | $1,475,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,452 | $1,389,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 20,356 | $1,387,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,285 | $1,334,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,328 | $1,322,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 45,934 | $1,266,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 29,945 | $1,239,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,019 | $1,233,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,585 | $1,207,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 111,750 | $1,197,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,568 | $1,175,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 20,434 | $1,166,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,217 | $1,060,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 37,970 | $1,011,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,454 | $1,006,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,296 | $996,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,545 | $920,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,113 | $905,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,270 | $889,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,960 | $880,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,242 | $878,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 8,049 | $853,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 56,139 | $847,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,774 | $844,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 20,740 | $843,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 80,950 | $838,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,686 | $836,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 36,151 | $820,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,104 | $782,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,551 | $775,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,711 | $761,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,021 | $757,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,289 | $745,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,530 | $736,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 17,927 | $732,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,084 | $719,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,575 | $701,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,198 | $700,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,926 | $696,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,576 | $684,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,212 | $677,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 20,447 | $672,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,048 | $658,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 13,264 | $649,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 13,928 | $644,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,606 | $636,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,288 | $619,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,517 | $609,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,136 | $596,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 30,300 | $593,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,984 | $581,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,053 | $569,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 10,600 | $557,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,818 | $536,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,983 | $531,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,916 | $528,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,606 | $527,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,193 | $522,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 139,500 | $521,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 13,990 | $517,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,725 | $512,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,813 | $509,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,195 | $507,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 12,059 | $505,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,480 | $495,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 196,500 | $487,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,875 | $482,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,629 | $478,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 11,520 | $477,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,250 | $476,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 26,495 | $468,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,880 | $459,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,059 | $454,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 20,452 | $452,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,986 | $449,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 7,895 | $448,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 8,082 | $445,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,113 | $438,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,975 | $427,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,414 | $426,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 8,920 | $425,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 8,376 | $397,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,208 | $396,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,749 | $394,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 8,108 | $384,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,668 | $379,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,156 | $378,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,935 | $376,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 5,468 | $370,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,681 | $367,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 30,699 | $365,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,726 | $362,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 29,456 | $359,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,252 | $352,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,241 | $350,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,942 | $343,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,582 | $343,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,217 | $336,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 16,184 | $335,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,384 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,563 | $334,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,941 | $333,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 7,302 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 18,876 | $331,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 4,597 | $329,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,099 | $328,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,445 | $324,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,830 | $318,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 28,344 | $314,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,444 | $310,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,654 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 3,065 | $305,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,471 | $299,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,833 | $298,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,022 | $298,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 355 | $295,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,845 | $293,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,383 | $292,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,050 | $292,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,259 | $285,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 785 | $279,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,228 | $272,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,001 | $267,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,805 | $264,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,264 | $249,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,316 | $244,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $241,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 6,440 | $238,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,904 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,012 | $233,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,872 | $231,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 979 | $231,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,411 | $230,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,505 | $228,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,247 | $225,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,512 | $225,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,445 | $220,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 7,858 | $218,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,515 | $217,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,163 | $217,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 948 | $211,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,126 | $208,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,604 | $206,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,150 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,113 | $201,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,661 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,600 | $198,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,079 | $190,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,127 | $189,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 12,040 | $187,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,530 | $179,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,589 | $173,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,074 | $167,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 10,000 | $104,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,000 | $96,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 45,000 | $55,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004526 | this filing | 2016-10-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-000132 | base | 2017-01-18 | acceptance time not in the bulk data set |