13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-11, with 53 holding rows worth $154,024,000.
- Accession
- 0001085146-16-004474
- Filer
- CIK 1631353
- Filed
- 2016-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 53 entries on the cover page, a total value of $154,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,024,000 with VALUE read as thousands by filing date, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 54,756 | $15,456,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 201,345 | $11,906,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 704,743 | $8,943,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 202,124 | $7,984,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 107,294 | $7,740,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 146,616 | $7,304,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 59,164 | $7,288,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 58,216 | $7,231,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 174,354 | $6,530,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 62,667 | $6,528,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 74,790 | $6,526,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 275,102 | $6,385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 210,396 | $5,826,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 39,788 | $4,793,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 42,694 | $4,479,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 25,789 | $3,840,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 75,731 | $3,618,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 43,080 | $3,470,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,535 | $3,360,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 26,520 | $2,217,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 24,561 | $2,200,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18,821 | $1,991,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,976 | $1,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,091 | $1,436,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 11,599 | $1,292,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 24,878 | $1,263,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,385 | $1,143,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,757 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9,805 | $1,027,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,832 | $853,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,914 | $740,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,680 | $714,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,766 | $672,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,838 | $617,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 19,097 | $616,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,848 | $598,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,686 | $542,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,506 | $396,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,949 | $363,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,040 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,711 | $336,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,369 | $331,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,975 | $329,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,527 | $284,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,443 | $251,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,691 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,459 | $224,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,488 | $215,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,117 | $207,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,719 | $202,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 11,300 | $176,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,000 | $160,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 12,700 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004474 | this filing | 2016-10-11 | acceptance time not in the bulk data set |