13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2012-09-30, filed 2016-09-09, with 325 holding rows worth $238,049,000.
- Accession
- 0001085146-16-004398
- Filer
- CIK 1655006
- Filed
- 2016-09-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2012
A holdings report, 325 entries on the cover page, a total value of $238,049,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,049,000 with VALUE read as thousands by filing date, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 243,438 | $7,245,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 131,591 | $6,673,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,793 | $5,866,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 90,180 | $5,202,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 93,919 | $4,901,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 100,951 | $3,463,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 58,474 | $3,099,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 49,066 | $3,065,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 45,056 | $3,005,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,943 | $2,856,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,605 | $2,822,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 27,914 | $2,796,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 39,953 | $2,781,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 30,707 | $2,567,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,321 | $2,485,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 33,768 | $2,437,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 42,569 | $2,395,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,141 | $2,394,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 32,276 | $2,386,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,474 | $2,370,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,585 | $2,315,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 33,228 | $2,305,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 97,976 | $2,225,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,388 | $2,049,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 16,880 | $2,047,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 85,403 | $1,904,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 25,704 | $1,854,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 41,361 | $1,829,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 31,006 | $1,821,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 94,740 | $1,742,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,033 | $1,709,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 34,692 | $1,678,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 40,381 | $1,624,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 39,208 | $1,587,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 51,365 | $1,584,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 104,706 | $1,548,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,982 | $1,521,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 31,354 | $1,517,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,712 | $1,508,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,260 | $1,494,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 256,268 | $1,463,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 53,597 | $1,462,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 29,141 | $1,427,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 49,884 | $1,374,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 30,208 | $1,347,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 24,548 | $1,338,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 34,572 | $1,303,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,373 | $1,296,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 48,942 | $1,216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X179 | STOCKINVST CORE | 51,198 | $1,182,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 21,304 | $1,176,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 74,972 | $1,169,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 118,160 | $1,165,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 34,949 | $1,146,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 58,471 | $1,124,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 227,899 | $1,096,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,143 | $1,095,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 26,622 | $1,068,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,417 | $1,067,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 55,379 | $1,050,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 17,192 | $1,036,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 49,371 | $1,024,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 28,108 | $1,023,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 25,553 | $1,023,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 17,508 | $995,000 | thousands by filing date | |
| 38259p508 | COM | 1,274 | $961,000 | thousands by filing date | ||
| Bank of America Corp | 060505104 | COM | 107,267 | $947,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 61,804 | $929,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 82,065 | $914,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,222 | $911,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 20,925 | $884,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,130 | $883,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,398 | $867,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 31,468 | $865,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 5,267 | $860,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 20,656 | $847,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 16,713 | $840,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 51,663 | $826,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,603 | $816,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,744 | $810,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,177 | $808,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,739 | $805,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 48,578 | $803,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,905 | $801,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,221 | $773,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,874 | $761,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,828 | $742,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 26,946 | $739,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 11,970 | $737,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 9,044 | $734,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,435 | $730,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 47,110 | $716,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,970 | $709,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,905 | $702,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,477 | $699,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 37,304 | $689,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 12,123 | $683,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,358 | $682,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 39,790 | $674,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,164 | $671,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $670,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 33,009 | $666,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,312 | $665,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,333 | $665,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,996 | $661,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 19,170 | $661,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,909 | $660,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 19,635 | $656,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 24,990 | $653,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,888 | $649,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 25,849 | $634,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 21,746 | $630,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 6,040 | $623,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,607 | $622,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,199 | $619,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 20,444 | $618,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 39,296 | $616,000 | thousands by filing date | |
| POWERSHARES DYN MAGNIQUANT | 73935X468 | COM | 22,612 | $607,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 17,466 | $604,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,963 | $600,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,020 | $599,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 33,168 | $587,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,244 | $581,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 78,753 | $579,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 33,569 | $565,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 41,732 | $550,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 62,634 | $547,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,672 | $543,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,780 | $543,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,063 | $541,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15,490 | $536,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,894 | $536,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 62,521 | $534,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,147 | $512,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 19,507 | $512,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 10,419 | $511,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,944 | $506,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,826 | $505,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 10,602 | $503,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 13,759 | $500,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,242 | $494,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,315 | $494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 20,318 | $491,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,313 | $490,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,305 | $485,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,975 | $484,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,206 | $481,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,067 | $479,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,980 | $473,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,648 | $471,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,985 | $464,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,867 | $457,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 16,246 | $445,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 11,036 | $444,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,440 | $442,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,656 | $441,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,335 | $440,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,737 | $440,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 9,921 | $435,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 23,963 | $435,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 12,072 | $432,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,620 | $429,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 14,152 | $428,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,932 | $423,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,326 | $420,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,057 | $415,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,333 | $413,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,470 | $405,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,581 | $400,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 41,078 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,933 | $399,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,896 | $399,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 37,902 | $396,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 7,041 | $394,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,794 | $393,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,616 | $389,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,215 | $387,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,045 | $381,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,200 | $380,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 9,456 | $380,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,174 | $376,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 19,555 | $374,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,490 | $374,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 36,214 | $368,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 27,545 | $360,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,140 | $359,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 6,184 | $358,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 5,703 | $354,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 9,094 | $353,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,498 | $348,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,143 | $346,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 15,737 | $344,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,148 | $342,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 21,616 | $342,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 29,276 | $342,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,497 | $335,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,594 | $330,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 34,822 | $329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,470 | $325,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,943 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,845 | $324,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,459 | $324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,819 | $317,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 5,835 | $316,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,458 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,809 | $313,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,573 | $311,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,929 | $310,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,302 | $304,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,621 | $303,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,979 | $301,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,134 | $296,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 15,422 | $296,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,587 | $296,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 27,279 | $293,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,193 | $291,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 60,104 | $290,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,023 | $287,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 15,505 | $287,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,124 | $284,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 36,005 | $283,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,299 | $281,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,443 | $274,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,299 | $273,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,251 | $270,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G907 | Option | 6,859 | $267,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,327 | $261,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,097 | $260,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,067 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,687 | $257,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,816 | $254,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 14,646 | $254,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,583 | $253,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,598 | $252,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,332 | $252,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,668 | $252,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,211 | $249,000 | thousands by filing date | |
| AOL INC | 00184X905 | COM | 6,986 | $246,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 14,580 | $246,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,153 | $245,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,447 | $245,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,297 | $245,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,498 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,461 | $241,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 27,334 | $241,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,121 | $240,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 14,097 | $240,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,864 | $238,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 2,028 | $236,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,240 | $235,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 25,578 | $235,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,566 | $234,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,410 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,032 | $229,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,923 | $228,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,260 | $227,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,667 | $226,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,657 | $225,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,269 | $224,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 10,625 | $222,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 33,032 | $222,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,142 | $220,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,561 | $220,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,100 | $220,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,337 | $220,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 12,009 | $220,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,716 | $219,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,225 | $218,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 11,000 | $218,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,617 | $217,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,647 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 4,308 | $215,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,422 | $214,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,096 | $213,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,846 | $213,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,431 | $211,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,991 | $209,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,312 | $209,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,726 | $208,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,377 | $207,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 12,042 | $206,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,231 | $205,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,901 | $204,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,454 | $202,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,569 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,310 | $198,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,942 | $191,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,700 | $183,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,775 | $181,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 13,407 | $180,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 11,026 | $179,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 13,565 | $179,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 19,372 | $177,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 22,940 | $176,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 10,028 | $173,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,811 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 10,610 | $165,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 11,533 | $165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 16,250 | $157,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,118 | $155,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 39,889 | $148,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,826 | $144,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 26,970 | $136,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,819 | $128,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 12,578 | $127,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,163 | $122,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,452 | $122,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 58,915 | $111,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,132 | $106,000 | thousands by filing date | |
| OUTDOOR CHANNEL HLDGS INC | 690027206 | COM NEW | 14,093 | $103,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,428 | $93,000 | thousands by filing date | |
| COVENTRY HEALTH CARE INC | 222862104 | COM | 16,815 | $92,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,558 | $91,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 12,913 | $85,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,014 | $78,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 15,701 | $74,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 26,165 | $70,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 127,809 | $64,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 14,237 | $48,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18,164 | $47,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 37,327 | $43,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 43,983 | $32,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 11,658 | $30,000 | thousands by filing date | |
| PREMIERWEST BANCORP | 740921200 | COM NEW | 10,188 | $14,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 138,113 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004398 | this filing | 2016-09-09 | acceptance time not in the bulk data set |