13F-HR filed by GLG Partners LP
GLG Partners LP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-16, with 421 holding rows worth $3,339,426,000.
- Accession
- 0001085146-16-004365
- Filer
- CIK 1289643
- Filed
- 2016-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 421 entries on the cover page, a total value of $3,339,426,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,339,426,000 with VALUE read as thousands by filing date, 13F file number 028-10979. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGLG LLC028-11672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 589,700 | $123,527,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 3,099,985 | $84,226,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 585,100 | $62,922,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,000,000 | $61,780,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 312,061 | $57,444,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,604,244 | $55,795,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,680,149 | $53,201,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 670,422 | $48,974,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,197,386 | $45,202,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 863,700 | $41,380,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 208,100 | $38,307,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,148,024 | $35,462,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 34,220,000 | $33,937,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 466,055 | $33,419,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,287,581 | $32,679,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 409,377 | $31,931,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 506,819 | $31,443,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,118,026 | $29,817,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 30,750,000 | $29,136,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 632,612 | $28,651,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 250,000 | $28,220,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 1,639,125 | $28,177,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 28,000,000 | $27,650,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 599,409 | $27,052,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 606,500 | $26,443,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 338,411 | $25,026,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,851,408 | $24,919,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,300,000 | $24,844,000 | thousands by filing date | principal |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,836,355 | $24,607,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 130,000 | $24,603,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 21,750,000 | $24,169,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 26,320,000 | $23,524,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 27,760,000 | $22,896,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 43,500,000 | $22,838,000 | thousands by filing date | principal |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 867,228 | $22,105,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 19,495,000 | $21,829,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 770,694 | $21,811,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 507,068 | $21,135,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 503,644 | $20,518,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 170,761 | $19,938,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 440,598 | $19,853,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,205,000 | $19,763,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 586,891 | $19,725,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 15,000,000 | $19,371,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 19,470,000 | $19,251,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 994,536 | $18,309,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100,250 | $18,033,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 855,679 | $17,935,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 17,785,000 | $17,676,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 136,810 | $17,510,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 234,736 | $17,140,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 390,141 | $16,858,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000,000 | $16,706,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 300,000 | $16,566,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 15,000,000 | $16,200,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 300,000 | $16,125,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,594,259 | $16,022,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 14,490,000 | $15,730,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 165,662 | $15,322,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 430,650 | $14,995,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 622,092 | $14,992,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 17,575,000 | $14,719,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,934,000 | $14,698,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9,000,000 | $14,659,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 260,310 | $14,535,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 258,397 | $14,460,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,895,319 | $14,404,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 250,000 | $14,403,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 140,601 | $14,302,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 256,300 | $14,143,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 240,278 | $13,912,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 39,225,000 | $13,876,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 13,880,000 | $13,576,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 131,769 | $13,513,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,193,884 | $13,431,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 10,985,000 | $13,354,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,610,000 | $12,535,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 130,000 | $12,428,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82,050 | $12,407,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,095,800 | $12,207,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 15,267 | $12,120,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,490,200 | $11,704,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,049,695 | $11,694,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 13,450,000 | $11,601,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 14,000,000 | $11,322,000 | thousands by filing date | principal |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 180,585 | $11,305,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 224,753 | $11,289,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 10,000,000 | $11,275,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300,000 | $11,265,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 402,960 | $11,077,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 603,000 | $11,059,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 14,360,000 | $10,994,000 | thousands by filing date | principal |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 40,432 | $10,961,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,072,365 | $10,949,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 426,167 | $10,935,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 788,796 | $10,893,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 194,390 | $10,513,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 291,600 | $10,407,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 306,000 | $10,407,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 238,570 | $10,402,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100,000 | $10,341,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,000,000 | $10,325,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 7,500,000 | $10,144,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 9,390,000 | $9,906,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 187,500 | $9,594,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 806,200 | $9,586,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 301,481 | $9,491,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,312,207 | $9,422,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,057,764 | $9,330,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,370,000 | $9,255,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 220,014 | $9,214,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 117,386 | $9,162,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 250,000 | $9,063,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 191,134 | $9,046,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 178,600 | $9,025,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 110,604 | $9,013,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 321,829 | $8,915,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,640,000 | $8,819,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 133,000 | $8,670,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 34,777 | $8,631,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 457,674 | $8,568,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 9,445,000 | $8,501,000 | thousands by filing date | principal |
| ISHARES TR | 464287192 | US TRSPRTION | 62,812 | $8,426,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 112,571 | $8,378,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 500,000 | $8,335,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,430,000 | $8,302,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 150,000 | $8,280,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 156,992 | $8,237,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 515,200 | $8,192,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150,000 | $8,112,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,425,000 | $7,976,000 | thousands by filing date | principal |
| AXIALL CORP | 05463D100 | COM | 240,000 | $7,826,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 180,673 | $7,794,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 7,880,000 | $7,737,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,018,541 | $7,629,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,270,000 | $7,613,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 7,650,000 | $7,536,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,830,000 | $7,449,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,600,000 | $7,413,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 536,061 | $7,376,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 206,829 | $7,282,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 241,588 | $7,146,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 43,051 | $7,110,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 350,000 | $7,049,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 155,937 | $7,017,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 900,000 | $7,011,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 77,203 | $6,981,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 250,000 | $6,925,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 200,741 | $6,920,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,540,000 | $6,899,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 737,851 | $6,892,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 75,000 | $6,861,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 98,597 | $6,856,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 287,038 | $6,659,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 120,000 | $6,618,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 392,900 | $6,247,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,110,200 | $6,162,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 53,478 | $6,111,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 75,545 | $5,974,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 701,441 | $5,948,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 285,278 | $5,880,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 56,756 | $5,869,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,000,000 | $5,842,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,735,000 | $5,813,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 25,354 | $5,797,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 234,500 | $5,729,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 32,100 | $5,621,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 265,841 | $5,620,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 70,658 | $5,604,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,350,000 | $5,563,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 65,628 | $5,546,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,000,000 | $5,536,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 420,000 | $5,531,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100,000 | $5,522,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 65,339 | $5,515,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 397,730 | $5,473,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 35,193 | $5,469,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 180,231 | $5,320,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 923,931 | $5,313,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 7,330,000 | $5,287,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 68,265 | $5,242,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 53,065 | $4,988,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,000,000 | $4,988,000 | thousands by filing date | principal |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 500,000 | $4,980,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 896,107 | $4,973,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,000,000 | $4,956,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 5,000,000 | $4,946,000 | thousands by filing date | principal |
| XENOPORT INC | 98411C100 | COM | 696,691 | $4,905,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 500,000 | $4,895,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 180,558 | $4,886,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 66,592 | $4,875,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 4,800,000 | $4,848,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 25,722 | $4,801,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 159,041 | $4,800,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 57,987 | $4,779,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 84,951 | $4,706,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 43,639 | $4,664,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 27,978 | $4,662,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,500,000 | $4,589,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 94,709 | $4,459,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,000,000 | $4,441,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 42,035 | $4,365,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 42,902 | $4,100,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 230,485 | $3,990,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 49,624 | $3,954,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 34,774 | $3,925,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 61,913 | $3,922,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,000,000 | $3,844,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,600,000 | $3,828,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,000 | $3,745,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 66,235 | $3,697,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 108,000 | $3,673,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,098,143 | $3,670,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 85,669 | $3,649,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 77,873 | $3,646,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 209,692 | $3,642,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,725,000 | $3,604,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 325,781 | $3,574,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 65,700 | $3,531,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 39,399 | $3,531,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 45,300 | $3,499,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 836,219 | $3,453,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 4,000,000 | $3,390,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 16,099 | $3,372,000 | thousands by filing date | |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 3,500,000 | $3,329,000 | thousands by filing date | principal |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 550,000 | $3,328,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 41,930 | $3,327,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 36,251 | $3,316,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 22,469 | $3,296,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 83,000 | $3,289,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 250,490 | $3,274,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,600 | $3,236,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 150,000 | $3,231,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 88,000 | $3,213,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,000 | $3,195,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,500,000 | $3,194,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 3,500,000 | $3,189,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 42,500 | $3,152,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,000 | $3,142,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 21,978 | $3,122,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 526,792 | $3,113,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 75,500 | $3,086,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,719,603 | $2,992,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 300,000 | $2,955,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 3,000,000 | $2,944,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 577,925 | $2,924,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 165,338 | $2,913,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $2,906,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,500,000 | $2,874,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 24,500 | $2,850,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,000 | $2,812,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,900 | $2,791,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 838,705 | $2,776,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 50,000 | $2,761,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200,000 | $2,752,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 79,119 | $2,719,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 61,811 | $2,719,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100,000 | $2,705,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,000 | $2,599,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 26,350 | $2,599,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 187,900 | $2,595,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 22,500 | $2,583,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 28,000 | $2,549,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,800 | $2,514,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,230,000 | $2,492,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 44,824 | $2,459,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 26,834 | $2,448,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 250,000 | $2,435,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 73,305 | $2,410,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 70,756 | $2,361,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 24,121 | $2,360,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 429,210 | $2,331,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 364,310 | $2,321,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 19,787 | $2,271,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 2,250,000 | $2,250,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 135,558 | $2,245,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 147,105 | $2,245,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,000 | $2,229,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26,578 | $2,217,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 37,050 | $2,213,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 200,000 | $2,200,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 216,392 | $2,188,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 9,438 | $2,181,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 32,666 | $2,129,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 155,996 | $2,122,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 80,098 | $2,101,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 14,539 | $1,977,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 41,956 | $1,935,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 208,596 | $1,896,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 376,272 | $1,893,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,000 | $1,840,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,366 | $1,838,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,000,000 | $1,790,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,500,000 | $1,779,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 599,996 | $1,776,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 18,000 | $1,753,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 73,157 | $1,739,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 34,305 | $1,723,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 68,897 | $1,690,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 20,322 | $1,685,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,557 | $1,676,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 47,204 | $1,676,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35,070 | $1,649,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 47,264 | $1,645,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 47,100 | $1,641,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 51,100 | $1,632,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 45,366 | $1,619,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 34,000 | $1,614,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,879 | $1,584,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 40,000 | $1,530,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 12,963 | $1,470,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,500,000 | $1,425,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 95,863 | $1,388,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,000,000 | $1,375,000 | thousands by filing date | principal |
| ROUSE PPTYS INC | 779287101 | COM | 74,500 | $1,360,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 12,573 | $1,358,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 61,614 | $1,358,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 28,594 | $1,294,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000,000 | $1,289,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 34,192 | $1,284,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 1,250,000 | $1,238,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 125,000 | $1,225,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 57,127 | $1,213,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 1,200,000 | $1,168,000 | thousands by filing date | principal |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 22,696 | $1,165,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 27,885 | $1,141,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,000,000 | $1,102,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 30,000 | $1,093,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,000,000 | $1,086,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 20,000 | $1,071,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 38,000 | $1,050,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 75,076 | $991,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,652 | $982,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 52,937 | $975,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 73,300 | $962,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,784 | $954,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 69,782 | $951,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 324,067 | $946,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,000,000 | $936,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 64,418 | $899,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 188,281 | $895,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 85,000 | $859,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 65,037 | $852,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,135,000 | $830,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 41,000 | $825,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 27,295 | $809,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 45,200 | $798,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 150,000 | $771,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 74,800 | $764,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,000,000 | $690,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,888 | $642,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9,443 | $641,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 41,298 | $600,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 180,083 | $591,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,000 | $566,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 15,700 | $561,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 50,000 | $554,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 52,937 | $554,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,257 | $547,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,241 | $532,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,900 | $523,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 20,000 | $520,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,800 | $454,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 4,750 | $449,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,204 | $434,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,029 | $433,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 198,360 | $432,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,314 | $428,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 48,265 | $416,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 11,600 | $395,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 7,198 | $390,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 57,800 | $343,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 21,900 | $337,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,074 | $330,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 155,356 | $305,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,400 | $261,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 971 | $250,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 23,266 | $245,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 65,300 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 5,866 | $221,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 26,666 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,700 | $209,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 4,789 | $207,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,006 | $202,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 36,058 | $166,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,698 | $157,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,031 | $155,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 30,251 | $142,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 152,797 | $138,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 20,001 | $137,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 2,328,084 | $137,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 500,000 | $105,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 500,000 | $105,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,907 | $104,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,697 | $100,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 10,000 | $91,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,354 | $85,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,077 | $79,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 125,000 | $78,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $75,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 300,000 | $75,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 529 | $64,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 250,000 | $62,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 423,800 | $52,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 200,000 | $50,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,074 | $40,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 71,425 | $40,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 280 | $36,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 304 | $24,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 497 | $23,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 58 | $23,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 168 | $16,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 262 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 807,994 | $13,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 196 | $12,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 455 | $11,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 155 | $9,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 172 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 173 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 90 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 233,206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004365 | this filing | 2016-08-16 | acceptance time not in the bulk data set |