13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 212 holding rows worth $1,478,670,000.
- Accession
- 0001085146-16-004234
- Filer
- CIK 1466538
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 217 entries on the cover page, a total value of $1,478,670,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,478,670,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E M C CORP MASS | 268648102 | COM | 7,268,303 | $197,480,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,083,500 | $124,581,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 1,496,443 | $116,723,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 979,300 | $99,037,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 3,289,089 | $97,291,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 275,898 | $52,214,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,471,207 | $51,169,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,892,014 | $45,781,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,651,539 | $34,840,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 479,300 | $34,649,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 648,200 | $32,754,000 | thousands by filing date | call |
| Media General Ord Shs | 58441K100 | COM | 1,163,110 | $19,994,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 250,000 | $18,725,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 162,500 | $17,555,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 1,473,563 | $16,578,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 138,600 | $15,936,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 395,034 | $14,913,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 623,700 | $14,326,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 434,969 | $14,184,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 351,139 | $13,189,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 302,400 | $13,076,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,117,100 | $12,847,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 1,270,032 | $12,573,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 100,000 | $12,213,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 310,200 | $12,194,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 200,000 | $11,444,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 206,600 | $11,394,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 93,127 | $9,630,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 300,000 | $9,054,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 155,000 | $8,548,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 11,189 | $8,007,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 495,700 | $7,599,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 222,200 | $7,453,000 | thousands by filing date | call |
| XURA INC COM | 98420V107 | COM | 302,570 | $7,392,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 237,200 | $7,097,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 30,631 | $7,079,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 767,400 | $6,999,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 116,500 | $6,525,000 | thousands by filing date | call |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 211,800 | $6,392,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 127,000 | $6,380,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 60,649 | $6,133,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 100,000 | $6,030,000 | thousands by filing date | put |
| ITC HLDGS CORP | 465685105 | COM | 127,986 | $5,992,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 168,900 | $5,508,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 150,000 | $5,358,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 500,000 | $4,470,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 124,247 | $4,284,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 50,000 | $4,203,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 122,100 | $4,178,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 18,183 | $4,157,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 550,000 | $4,120,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 163,300 | $3,986,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 111,261 | $3,917,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 100,000 | $3,860,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 94,448 | $3,542,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 31,707 | $3,422,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105,693 | $3,327,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 72,015 | $3,277,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 50,518 | $3,274,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 64,012 | $3,248,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 90,670 | $3,243,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 38,835 | $3,200,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 38,413 | $3,185,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 57,309 | $3,180,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 25,515 | $3,172,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 69,320 | $3,128,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 143,932 | $3,113,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 114,241 | $3,113,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,225 | $3,111,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 60,572 | $3,099,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 79,314 | $3,081,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 24,175 | $3,057,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 56,108 | $3,038,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 144,866 | $3,022,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 112,354 | $2,975,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 267,414 | $2,963,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 64,215 | $2,962,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 73,748 | $2,938,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 92,774 | $2,909,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 61,396 | $2,894,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 27,603 | $2,764,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,500 | $2,618,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,693 | $2,556,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 62,800 | $2,490,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 24,230 | $2,487,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 266,434 | $2,449,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 31,949 | $2,420,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 40,300 | $2,269,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 44,400 | $2,236,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 53,900 | $2,203,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 96,881 | $2,192,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 25,000 | $2,085,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 111,585 | $2,054,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 47,700 | $1,988,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 55,300 | $1,892,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 59,101 | $1,892,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 181,125 | $1,891,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 238,000 | $1,861,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 26,841 | $1,802,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,956 | $1,800,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 35,651 | $1,748,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 173,422 | $1,717,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 32,829 | $1,711,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 81,353 | $1,677,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 34,650 | $1,640,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 124,628 | $1,578,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 112,313 | $1,567,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 255,000 | $1,556,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 111,000 | $1,533,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 30,000 | $1,511,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 15,927 | $1,501,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 37,782 | $1,497,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 49,280 | $1,442,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 91,000 | $1,437,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,009 | $1,435,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 19,080 | $1,403,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 19,375 | $1,363,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,100 | $1,357,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 34,823 | $1,326,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 152,300 | $1,313,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 20,000 | $1,296,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,760 | $1,238,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 27,400 | $1,142,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 52,126 | $1,141,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,000 | $1,052,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 65,000 | $1,029,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 21,818 | $1,026,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 42,500 | $1,010,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 403,728 | $1,005,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,050 | $961,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 22,500 | $944,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 22,500 | $923,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $834,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,924 | $830,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $816,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 28,188 | $810,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,125 | $780,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 33,500 | $751,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 18,553 | $743,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $683,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 35,667 | $683,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 45,000 | $679,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 177,700 | $675,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 41,500 | $660,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 58,700 | $650,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 17,200 | $628,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 126,904 | $628,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,500 | $620,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,693 | $618,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 67,379 | $596,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,000 | $588,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,345 | $577,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,500 | $568,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,000 | $561,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 35,607 | $546,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,500 | $525,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,426 | $515,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $490,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 49,000 | $480,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 63,350 | $445,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 12,951 | $444,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 17,000 | $430,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,825 | $430,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 23,520 | $410,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 13,300 | $398,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 15,500 | $393,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 37,700 | $388,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 11,697 | $374,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,500 | $373,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 13,000 | $365,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 40,000 | $352,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,500 | $348,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,500 | $340,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 14,100 | $331,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,000 | $324,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 28,652 | $322,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $318,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,000 | $294,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 29,425 | $294,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,095 | $286,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 20,000 | $276,000 | thousands by filing date | |
| KLR ENERGY ACQUISITION CORP | 49877M207 | UNIT 12/31/2020 | 27,100 | $275,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,000 | $271,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,500 | $239,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,500 | $236,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,500 | $235,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 63,000 | $234,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,271 | $213,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,000 | $211,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 16,950 | $177,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 102,500 | $153,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 27,485 | $128,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 114,200 | $108,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 90,000 | $73,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 83,505 | $68,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 44,254 | $29,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 63,217 | $13,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 33,334 | $8,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $8,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 49,417 | $4,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 20,300 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 148,212 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 113,636 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 175,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 321,429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 225,909 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 180,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK MEDIA INC | 75954W107 | COM | 22,222 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 48,975 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 109,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 22,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004234 | this filing | 2016-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-004390 | added | 2016-08-29 | acceptance time not in the bulk data set |