13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 297 holding rows worth $255,270,000.
- Accession
- 0001085146-16-004227
- Filer
- CIK 1666741
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 297 entries on the cover page, a total value of $255,270,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,270,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 62,099 | $6,654,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,974 | $6,272,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 52,233 | $5,890,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 122,312 | $5,285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 52,811 | $5,051,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 42,341 | $4,251,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 126,464 | $3,978,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 46,539 | $3,947,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,430 | $3,805,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 32,951 | $3,400,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,618 | $3,298,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,128 | $3,292,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 94,281 | $3,129,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 78,716 | $2,974,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,781 | $2,946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 62,094 | $2,800,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 31,293 | $2,778,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 51,971 | $2,696,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 32,127 | $2,598,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 37,281 | $2,570,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 22,071 | $2,558,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 27,297 | $2,472,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 50,379 | $2,437,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,909 | $2,400,000 | thousands by filing date | |
| VTI | 922908769 | COM | 21,284 | $2,280,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,781 | $2,231,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,024 | $2,124,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 19,447 | $2,089,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,163 | $2,070,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 35,134 | $1,958,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,053 | $1,949,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 26,145 | $1,944,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 47,793 | $1,907,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,558 | $1,888,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 57,578 | $1,883,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,013 | $1,828,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,707 | $1,751,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,526 | $1,688,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,909 | $1,654,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 127,003 | $1,601,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,422 | $1,582,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $1,519,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,625 | $1,514,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 16,498 | $1,475,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 23,604 | $1,461,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,832 | $1,452,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 12,707 | $1,448,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 39,346 | $1,401,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 26,483 | $1,384,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,922 | $1,374,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,785 | $1,347,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,825 | $1,302,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,403 | $1,291,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,182 | $1,278,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 46,504 | $1,253,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 13,980 | $1,250,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 88,708 | $1,250,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,748 | $1,242,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,402 | $1,183,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 21,836 | $1,174,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,218 | $1,168,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 146,540 | $1,165,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 12,122 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,348 | $1,130,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,873 | $1,121,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 78,506 | $1,045,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 46,713 | $1,042,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,741 | $1,032,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,815 | $989,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 30,263 | $977,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,699 | $973,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,366 | $968,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,701 | $966,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 95,326 | $962,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,880 | $957,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,394 | $956,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 33,466 | $947,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,890 | $936,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 11,598 | $932,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 18,695 | $931,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 26,237 | $928,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12,520 | $913,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,445 | $913,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,336 | $908,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,123 | $907,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,293 | $905,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,459 | $903,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 17,667 | $892,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,757 | $886,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 18,698 | $879,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,480 | $872,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,855 | $871,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 48,453 | $865,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 19,571 | $841,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,174 | $829,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,186 | $828,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,402 | $820,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 15,725 | $795,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 17,257 | $793,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,040 | $793,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 22,088 | $788,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,087 | $783,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,459 | $769,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 13,732 | $765,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,430 | $761,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,000 | $759,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,045 | $756,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,041 | $749,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,548 | $739,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,117 | $729,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,485 | $719,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,916 | $707,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 16,788 | $703,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,113 | $695,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,565 | $691,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,584 | $688,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 992 | $685,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,301 | $663,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16,615 | $663,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,261 | $650,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,451 | $636,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,225 | $616,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 24,605 | $592,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,546 | $589,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,550 | $585,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,879 | $584,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,174 | $582,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,775 | $577,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,583 | $575,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 722 | $573,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,767 | $572,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 62,364 | $560,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,423 | $559,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 20,842 | $559,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,885 | $544,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 752 | $541,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,517 | $541,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,000 | $532,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,039 | $526,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 53,973 | $519,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,684 | $509,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,736 | $495,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,135 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,795 | $484,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,455 | $475,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,081 | $466,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,362 | $466,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,337 | $466,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,098 | $463,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,667 | $461,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,554 | $459,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 31,747 | $456,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,933 | $453,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,958 | $451,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18,387 | $449,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,159 | $448,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 29,255 | $446,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,799 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 22,848 | $442,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,370 | $441,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,493 | $439,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,630 | $433,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,814 | $433,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,365 | $430,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,107 | $430,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,411 | $427,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,357 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,843 | $426,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 17,823 | $413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,154 | $411,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,902 | $405,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,297 | $404,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,489 | $404,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,492 | $398,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,962 | $391,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,861 | $383,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,910 | $381,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 29,616 | $378,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,010 | $377,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 10,529 | $376,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,795 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,426 | $374,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,773 | $368,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,243 | $367,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,346 | $366,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 25,901 | $366,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,144 | $365,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 39,919 | $356,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,332 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,963 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,761 | $350,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,098 | $350,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,345 | $346,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 22,337 | $344,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,351 | $343,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13,445 | $333,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,466 | $333,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,482 | $330,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 262 | $326,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 23,525 | $323,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,072 | $322,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,477 | $318,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,487 | $318,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,273 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,328 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,691 | $316,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,005 | $315,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,557 | $312,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,656 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,979 | $308,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,598 | $302,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,114 | $300,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,279 | $300,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,470 | $298,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,207 | $296,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 7,415 | $296,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,744 | $292,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,837 | $288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 10,669 | $288,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,584 | $287,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,471 | $286,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,324 | $284,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,413 | $283,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,115 | $283,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,576 | $278,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,653 | $274,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,975 | $271,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 670 | $268,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,271 | $267,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,846 | $266,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,540 | $265,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,091 | $260,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,000 | $259,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,271 | $258,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,158 | $257,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,764 | $256,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 41,000 | $256,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,175 | $254,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,314 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,184 | $253,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,949 | $250,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,817 | $248,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 6,780 | $248,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,296 | $246,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 23,884 | $243,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,989 | $242,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,616 | $240,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,091 | $239,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,278 | $239,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,975 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,069 | $237,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,489 | $236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,235 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,494 | $235,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,904 | $234,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,372 | $228,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,780 | $228,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,459 | $224,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,838 | $224,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,912 | $223,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 822 | $221,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 31,638 | $219,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,965 | $219,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,758 | $215,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 9,382 | $213,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,038 | $212,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,742 | $211,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,648 | $210,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,594 | $210,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,030 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 3,565 | $209,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 870 | $208,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 598 | $204,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,747 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,034 | $201,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,568 | $201,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,380 | $200,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,705 | $196,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,856 | $191,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,185 | $189,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,297 | $170,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 10,561 | $158,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,258 | $144,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,616 | $139,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,938 | $128,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,997 | $126,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,881 | $120,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,917 | $116,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 10,005 | $92,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,812 | $91,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,804 | $72,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 14,789 | $47,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,363 | $43,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,014 | $30,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 13,326 | $7,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 400 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004227 | this filing | 2016-08-10 | acceptance time not in the bulk data set |