13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 54 holding rows worth $415,291,000.
- Accession
- 0001085146-16-004214
- Filer
- CIK 1569356
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 54 entries on the cover page, a total value of $415,291,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $415,291,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 50,000,000 | $49,313,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 7,841,300 | $44,443,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 41,900,000 | $41,769,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,307,856 | $37,849,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $24,488,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 20,000,000 | $21,713,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 456,920 | $19,967,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,849,612 | $16,187,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 2,180,796 | $14,110,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 505,820 | $13,268,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,400 | $10,131,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,271,979 | $10,032,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 900,000 | $9,810,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,623,300 | $9,279,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,617,573 | $8,885,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 698,550 | $7,221,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 7,000,000 | $6,895,000 | thousands by filing date | principal |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 222,439 | $5,161,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 141,300 | $5,044,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 196,130 | $4,887,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 72,932 | $3,783,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 60,200 | $3,439,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 49,307 | $3,362,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 288,956 | $3,312,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 27,000 | $3,109,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 25,200 | $3,093,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 36,200 | $3,052,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 27,100 | $3,051,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 34,600 | $3,047,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 37,500 | $3,032,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 37,200 | $3,015,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 119,102 | $2,736,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,319,000 | $2,705,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,037 | $2,548,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 33,266 | $2,430,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 72,200 | $1,452,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 41,600 | $1,447,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 302,296 | $1,037,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 41,150 | $598,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,130 | $593,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 41,614 | $586,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 66,900 | $541,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 32,400 | $466,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 50,370 | $366,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 63,515 | $318,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 24,700 | $303,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 19,700 | $265,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,280 | $250,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 36,402 | $232,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,900 | $186,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 36,729 | $154,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 2,700 | $135,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,400 | $126,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,901 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004214 | this filing | 2016-08-09 | acceptance time not in the bulk data set |