13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 1,118 holding rows worth $2,474,840,000.
- Accession
- 0001085146-16-004210
- Filer
- CIK 1567755
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,118 entries on the cover page, a total value of $2,474,840,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,474,840,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 27,472 | $195,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 33,513 | $195,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 108,333 | $195,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,267 | $194,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,779 | $193,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,171 | $191,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,893 | $189,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 49,792 | $189,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,993 | $185,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,960 | $185,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,041 | $184,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,493 | $183,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,016 | $183,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 18,834 | $183,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,849 | $182,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,211 | $181,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,000 | $179,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,500 | $178,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,951 | $177,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,720 | $176,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,765 | $175,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,231 | $173,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,680 | $172,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 10,881 | $172,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 18,572 | $172,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,998 | $165,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,000 | $158,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,711 | $157,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,119 | $157,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 12,738 | $153,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,085 | $150,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 46,208 | $147,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 16,555 | $146,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,207 | $145,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,812 | $144,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 11,144 | $142,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 11,063 | $141,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 28,742 | $136,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,000 | $135,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,166 | $134,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,303 | $133,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 73,268 | $132,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 29,367 | $129,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 19,200 | $125,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,027 | $124,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 17,276 | $123,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,972 | $123,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,943 | $120,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,515 | $119,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,094 | $119,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 47,000 | $118,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 13,485 | $115,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,450 | $113,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,176 | $112,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 38,748 | $109,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 30,699 | $109,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,774 | $108,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,245 | $108,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 89,600 | $105,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,634 | $104,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 17,983 | $104,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,453 | $103,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 13,000 | $100,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,964 | $94,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 48,917 | $93,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,043 | $86,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 49,675 | $86,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 36,786 | $79,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,800 | $73,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 39,692 | $73,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,516 | $72,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,216 | $69,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,325 | $69,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 22,700 | $69,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,200 | $64,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,218 | $63,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,848 | $59,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,437 | $57,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,900 | $56,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,773 | $54,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $53,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 206,670 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,966 | $51,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,578 | $49,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 27,200 | $44,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,680 | $42,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,064 | $42,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 40,000 | $41,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,172 | $34,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 28,000 | $33,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,602 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 21,600 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,168 | $31,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,412 | $29,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,047 | $29,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 22,000 | $28,000 | thousands by filing date | principal |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,888 | $27,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 26,000 | $26,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 21,000 | $24,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 18,000 | $20,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 12,000 | $19,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 19,000 | $19,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 19,623 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 16,000 | $19,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,033 | $18,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 13,000 | $17,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 12,000 | $14,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,000 | $14,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 13,000 | $13,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 10,000 | $11,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,000 | $8,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 20,000 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 12,000 | $5,000 | thousands by filing date | principal |
| DXI ENERGY INC COM | 23286A104 | Stock | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004210 | this filing | 2016-08-09 | acceptance time not in the bulk data set |