13F-HR filed by SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 584 holding rows worth $1,225,300,000.
- Accession
- 0001085146-16-004209
- Filer
- CIK 1351903
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 584 entries on the cover page, a total value of $1,225,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,225,300,000 with VALUE read as thousands by filing date, 13F file number 028-13970. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBS CORP NEW | 124857202 | CL B | 4,215 | $230,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 47,695 | $229,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,772 | $228,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,706 | $227,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,276 | $226,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,950 | $226,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,733 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,820 | $223,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,051 | $221,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,129 | $221,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,448 | $220,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13,029 | $220,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,246 | $219,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,042 | $218,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,534 | $217,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,766 | $216,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,951 | $216,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,968 | $214,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 15,550 | $214,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,075 | $214,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,188 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,605 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,076 | $213,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,176 | $211,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,530 | $211,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,893 | $208,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,226 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,817 | $207,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,908 | $205,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,900 | $204,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,180 | $204,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 8,700 | $201,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,594 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,297 | $200,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,071 | $199,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,175 | $196,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 13,706 | $190,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,875 | $184,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,670 | $179,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,390 | $177,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 33,452 | $167,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,355 | $161,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 14,055 | $160,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,629 | $158,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,057 | $155,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,273 | $154,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,220 | $151,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,586 | $149,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 155,000 | $146,000 | thousands by filing date | principal |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,547 | $140,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,375 | $137,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,750 | $135,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 14,535 | $128,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,223 | $126,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 22,005 | $120,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,967 | $117,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,708 | $115,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,610 | $114,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,846 | $109,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 11,677 | $109,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,560 | $101,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 27,609 | $97,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 89,000 | $89,000 | thousands by filing date | principal |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,872 | $87,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,980 | $82,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,818 | $77,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 16,174 | $74,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,200 | $71,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 20,000 | $68,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 12,179 | $66,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,475 | $50,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 10,079 | $47,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 45,000 | $45,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 12,807 | $42,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 10,000 | $39,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 71,015 | $38,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 30,000 | $31,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 11,500 | $25,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,050 | $17,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 16,233 | $13,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 30,000 | $13,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,100 | $11,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 10,003 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004209 | this filing | 2016-08-09 | acceptance time not in the bulk data set |