13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 309 holding rows worth $525,558,000.
- Accession
- 0001085146-16-004208
- Filer
- CIK 1351904
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 309 entries on the cover page, a total value of $525,558,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $525,558,000 with VALUE read as thousands by filing date, 13F file number 028-14413. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOSTON BEER INC CL A | 100557107 | Stock | 6,091,258 | $141,789,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 206,386 | $17,310,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 243,508 | $16,804,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,052,944 | $13,942,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 142,115 | $13,602,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 277,693 | $11,987,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 62,462 | $7,556,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 83,857 | $7,433,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 87,032 | $7,360,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 103,007 | $6,835,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 72,341 | $6,779,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 159,780 | $6,373,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 113,502 | $6,341,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 61,474 | $6,238,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 66,291 | $5,502,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 481,735 | $4,888,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 51,680 | $4,439,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 180,298 | $4,329,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 59,483 | $4,251,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 118,478 | $4,173,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,681 | $4,108,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 68,357 | $3,963,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 28,699 | $3,938,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,348 | $3,541,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 124,736 | $3,361,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 22,963 | $3,319,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 40,206 | $3,255,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 24,804 | $3,208,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 51,803 | $3,187,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 108,050 | $3,112,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 86,850 | $3,091,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 28,757 | $3,090,000 | thousands by filing date | |
| VTI | 922908769 | COM | 27,995 | $3,000,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,394 | $2,801,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 41,194 | $2,739,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 57,988 | $2,651,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,132 | $2,406,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,578 | $2,379,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,903 | $2,291,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50,478 | $2,259,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17,969 | $2,225,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,714 | $2,191,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 45,835 | $2,174,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 43,461 | $2,150,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 39,609 | $2,143,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 48,292 | $2,088,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 52,294 | $2,083,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,721 | $2,051,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 19,041 | $2,008,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32,734 | $1,876,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 34,774 | $1,860,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 24,373 | $1,851,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 197,101 | $1,824,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,292 | $1,766,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,941 | $1,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 77,035 | $1,722,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,938 | $1,682,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,263 | $1,670,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 88,193 | $1,646,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 19,024 | $1,616,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 48,440 | $1,568,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 49,974 | $1,561,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 19,474 | $1,548,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 32,827 | $1,548,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 14,195 | $1,524,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 78,857 | $1,516,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 39,371 | $1,506,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,338 | $1,505,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,957 | $1,442,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,366 | $1,441,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 26,443 | $1,440,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 17,515 | $1,409,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 19,169 | $1,398,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,128 | $1,396,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 59,771 | $1,367,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,954 | $1,362,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 126,901 | $1,348,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 28,297 | $1,305,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 32,724 | $1,289,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 60,010 | $1,257,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 94,143 | $1,251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 16,116 | $1,242,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 97,763 | $1,239,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 108,819 | $1,219,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,667 | $1,191,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,293 | $1,180,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,838 | $1,165,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 25,319 | $1,164,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,920 | $1,135,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,962 | $1,130,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 100,275 | $1,110,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 11,477 | $1,100,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,773 | $1,094,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 12,197 | $1,008,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 26,249 | $984,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 36,489 | $945,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,549 | $944,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,110 | $935,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,108 | $916,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 28,443 | $905,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 69,324 | $900,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 65,588 | $878,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 46,689 | $872,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,153 | $856,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,810 | $844,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,664 | $825,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 32,850 | $815,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 39,002 | $813,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,793 | $798,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 55,773 | $786,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 32,950 | $780,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 17,477 | $777,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 32,350 | $767,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,283 | $735,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,036 | $728,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 31,413 | $725,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,163 | $707,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 19,718 | $700,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,648 | $695,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 29,905 | $688,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 27,441 | $673,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,241 | $670,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,149 | $665,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,410 | $655,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,177 | $649,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 7,083 | $645,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,703 | $642,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 17,808 | $639,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 55,828 | $634,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 27,484 | $631,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,394 | $628,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 24,223 | $626,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,125 | $616,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 7,469 | $612,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,016 | $610,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,162 | $609,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,650 | $603,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 872 | $600,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,883 | $600,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 38,815 | $598,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,573 | $597,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 42,187 | $597,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,476 | $592,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,755 | $591,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 16,094 | $589,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 55,183 | $566,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 21,419 | $549,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,559 | $533,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 22,200 | $532,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,956 | $523,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,270 | $522,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,781 | $512,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 32,511 | $505,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 25,959 | $502,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,807 | $500,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 15,248 | $493,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 91,500 | $493,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,438 | $489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 12,265 | $485,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,050 | $479,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,927 | $475,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 43,425 | $470,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,673 | $467,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 34,233 | $463,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,794 | $462,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,990 | $454,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,807 | $454,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,393 | $450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 12,239 | $448,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,501 | $433,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,983 | $431,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 12,481 | $417,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,169 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 8,281 | $412,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,057 | $406,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 52,695 | $406,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,975 | $403,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,248 | $402,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,340 | $400,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,775 | $399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,440 | $397,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 15,900 | $395,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,813 | $394,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,081 | $389,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,812 | $389,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,239 | $388,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,100 | $388,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 6,422 | $379,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,716 | $375,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,661 | $373,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,813 | $359,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 8,192 | $350,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 19,212 | $346,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 22,544 | $344,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,455 | $340,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,108 | $339,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 43,283 | $339,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,971 | $338,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 43,488 | $338,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,638 | $331,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 12,770 | $331,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 22,912 | $330,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,458 | $329,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 4,103 | $328,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,943 | $327,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,324 | $326,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 8,215 | $322,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,519 | $318,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,118 | $316,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,717 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 18,826 | $312,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,189 | $311,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,215 | $311,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,828 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,193 | $299,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,962 | $298,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,075 | $297,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,379 | $293,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,697 | $292,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 11,900 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,624 | $285,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,299 | $285,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,391 | $282,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,443 | $276,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 60,405 | $276,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,785 | $276,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,847 | $273,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 27,180 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,648 | $271,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,714 | $262,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 17,081 | $261,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,815 | $260,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,528 | $259,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,200 | $256,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,585 | $256,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,869 | $252,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,037 | $252,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,886 | $246,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,149 | $246,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,794 | $246,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,006 | $245,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,962 | $243,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,723 | $241,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,200 | $240,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,414 | $238,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 71,292 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,324 | $235,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 29,350 | $234,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 14,350 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,788 | $233,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,778 | $232,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,888 | $231,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 13,670 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,267 | $226,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,013 | $224,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,194 | $216,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,157 | $216,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,357 | $214,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,289 | $214,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,061 | $214,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,390 | $207,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 22,277 | $205,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 5,616 | $204,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,760 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,720 | $203,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,757 | $202,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,832 | $202,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,076 | $197,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,598 | $196,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,407 | $193,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,325 | $186,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,890 | $177,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 21,556 | $173,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 13,000 | $171,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 43,120 | $170,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,739 | $167,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 13,100 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,500 | $164,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 31,302 | $161,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,036 | $161,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,057 | $148,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 15,534 | $146,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,565 | $144,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,794 | $138,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,500 | $136,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 35,995 | $129,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 13,917 | $119,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 24,221 | $119,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,397 | $112,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,223 | $104,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,452 | $99,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 11,057 | $90,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 22,944 | $81,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,308 | $78,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 16,200 | $77,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,513 | $75,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,800 | $59,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 46,650 | $57,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 16,785 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 21,200 | $50,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,164 | $42,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,230 | $41,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 21,366 | $40,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,200 | $33,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 20,000 | $19,000 | thousands by filing date | principal |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 12,395 | $12,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 12,900 | $3,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 13,463 | $3,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 11,186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004208 | this filing | 2016-08-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-004384 | base | 2016-08-22 | acceptance time not in the bulk data set |