13F-HR/A filed by Sequoia Financial Advisors, LLC
Sequoia Financial Advisors, LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-07-29, with 203 holding rows worth $309,428,000.
- Accession
- 0001085146-16-004086
- Filer
- CIK 1599900
- Filed
- 2016-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 203 entries on the cover page, a total value of $309,428,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,428,000 with VALUE read as thousands by filing date, 13F file number 028-15819. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 649,704 | $31,816,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 188,105 | $20,502,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 208,004 | $10,987,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 174,257 | $10,712,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 200,000 | $10,570,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 241,282 | $10,423,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 378,064 | $8,945,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 77,352 | $8,045,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 97,901 | $7,773,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 74,707 | $7,382,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 255,971 | $7,377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 241,102 | $6,536,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 130,703 | $6,384,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 172,893 | $5,593,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 185,178 | $5,272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 104,766 | $4,715,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 58,897 | $4,034,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 102,000 | $4,011,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 39,902 | $3,665,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 158,919 | $3,301,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 360,000 | $3,222,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,164 | $3,177,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 47,160 | $3,144,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,159 | $2,960,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,291 | $2,953,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 122,771 | $2,831,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 66,426 | $2,717,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 275,384 | $2,627,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 43,271 | $2,562,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 22,801 | $2,555,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 30,743 | $2,522,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 37,482 | $2,367,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 38,681 | $2,337,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 40,777 | $2,252,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 39,604 | $2,105,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 64,742 | $2,058,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 24,746 | $2,028,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 113,631 | $2,023,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 31,249 | $2,004,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,066 | $1,884,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,934 | $1,836,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 33,472 | $1,742,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,369 | $1,650,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 59,826 | $1,621,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,482 | $1,604,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 34,094 | $1,529,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,020 | $1,506,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,419 | $1,452,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 239,686 | $1,407,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 21,204 | $1,327,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10,161 | $1,319,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,571 | $1,147,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,894 | $1,093,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,285 | $1,085,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,833 | $1,074,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,974 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,639 | $1,065,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,335 | $1,059,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 34,188 | $968,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,902 | $949,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,091 | $947,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 20,823 | $899,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 112,946 | $897,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,644 | $896,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,841 | $885,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,892 | $883,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,343 | $872,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,030 | $863,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,812 | $860,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,578 | $845,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,949 | $844,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,289 | $810,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,987 | $795,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 32,191 | $793,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,580 | $788,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,799 | $776,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,732 | $761,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,207 | $719,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,945 | $701,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,561 | $659,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,739 | $654,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,802 | $653,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 866 | $645,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 22,123 | $640,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,777 | $632,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,881 | $619,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 14,842 | $618,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 23,312 | $611,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,391 | $610,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,018 | $596,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 23,784 | $589,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 13,230 | $578,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,736 | $572,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,912 | $567,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,737 | $553,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 28,793 | $523,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,939 | $507,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,779 | $475,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 770 | $457,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,102 | $442,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,741 | $439,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,858 | $438,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 31,833 | $430,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,273 | $423,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,395 | $423,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,721 | $415,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,845 | $414,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 42,300 | $404,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,016 | $402,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,559 | $394,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,932 | $394,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,843 | $392,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 18,215 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,531 | $387,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,352 | $380,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,611 | $375,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,971 | $373,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 12,402 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,511 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,857 | $360,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,841 | $358,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,993 | $354,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,037 | $352,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,634 | $348,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 20,058 | $348,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,964 | $345,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,025 | $337,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,128 | $336,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,727 | $334,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 36,213 | $330,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,461 | $329,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,442 | $328,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 252 | $325,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,674 | $323,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,689 | $322,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,579 | $305,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,766 | $303,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,785 | $297,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,170 | $296,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,282 | $294,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,448 | $291,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,257 | $289,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,503 | $286,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,962 | $285,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,609 | $283,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,741 | $282,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,432 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,018 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,636 | $272,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,753 | $267,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,966 | $261,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,744 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 13,234 | $258,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,715 | $257,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,002 | $254,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,682 | $250,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,003 | $250,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,952 | $249,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,042 | $247,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,591 | $247,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,853 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,160 | $241,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,168 | $240,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,779 | $237,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,327 | $230,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,475 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,836 | $227,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,259 | $226,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,950 | $223,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,166 | $222,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,089 | $221,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 987 | $219,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,236 | $219,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,088 | $214,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,914 | $213,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,246 | $211,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,533 | $209,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,268 | $204,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 742 | $203,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 9,644 | $203,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,540 | $202,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,777 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 4,853 | $201,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,114 | $192,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,061 | $185,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,450 | $178,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 49,544 | $142,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,184 | $126,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 24,549 | $126,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 13,449 | $116,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,879 | $112,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,503 | $95,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,255 | $73,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,800 | $47,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,210 | $45,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 15,000 | $42,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,858 | $39,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 12,238 | $33,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 10,000 | $15,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 15,000 | $10,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 10,000 | $6,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 25,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599900-16-000001 | superseded | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-004086 | this filing | 2016-07-29 | acceptance time not in the bulk data set |