13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-25, with 1,474 holding rows worth $354,575,000.
- Accession
- 0001085146-16-004038
- Filer
- CIK 1416692
- Filed
- 2016-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 1,855 entries on the cover page, a total value of $354,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,575,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEREX CORP NEW COM | 880779103 | Stock | 2,900 | $59,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 548 | $59,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 557 | $59,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,100 | $59,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,500 | $58,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,000 | $58,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,500 | $58,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 458 | $57,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,900 | $57,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,750 | $56,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,037 | $56,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 961 | $55,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,431 | $55,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 991 | $55,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 9,683 | $55,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 2,164 | $55,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 5,960 | $55,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 538 | $54,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,430 | $54,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 555 | $54,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 774 | $54,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 867 | $54,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,346 | $54,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 507 | $53,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 375 | $53,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 1,800 | $53,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,200 | $52,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,500 | $51,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,000 | $51,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,105 | $51,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 304 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 500 | $51,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 616 | $51,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 681 | $50,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 518 | $50,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,173 | $50,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,858 | $50,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,728 | $50,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 650 | $49,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 410 | $49,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,000 | $49,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,100 | $48,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,000 | $48,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,600 | $48,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,015 | $47,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 260 | $47,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 367 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 3,017 | $47,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,715 | $46,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 529 | $46,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,779 | $46,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 500 | $46,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,600 | $45,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 669 | $45,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 428 | $45,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 623 | $45,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,000 | $44,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 989 | $44,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,302 | $44,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 863 | $44,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 945 | $44,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 945 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,400 | $44,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,200 | $44,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 969 | $44,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 450 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,313 | $44,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $43,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 836 | $43,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,916 | $43,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $43,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,122 | $43,000 | thousands by filing date | |
| YAHOO! INC | 984332906 | COM | 5,000 | $43,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 294 | $42,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,382 | $42,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 520 | $42,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 53 | $42,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 947 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 371 | $42,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,950 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 552 | $42,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,014 | $42,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,466 | $42,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 4,550 | $42,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 1,300 | $42,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 992 | $41,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,697 | $41,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,297 | $41,000 | thousands by filing date | principal |
| HUBBELL INC COM | 443510607 | Stock | 390 | $41,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,500 | $41,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,070 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,315 | $41,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,000 | $41,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,044 | $41,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,300 | $41,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,400 | $40,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,518 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 375 | $40,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 32 | $40,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,750 | $40,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 667 | $39,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 567 | $39,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 620 | $39,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 900 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 269 | $39,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,200 | $39,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,200 | $39,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,700 | $39,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 398 | $38,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 484 | $38,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 435 | $38,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 378 | $38,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 216 | $38,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 7,712 | $38,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 644 | $37,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 309 | $37,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 204 | $37,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 506 | $37,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 983 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 475 | $37,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 1,000 | $37,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 352 | $36,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 965 | $36,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 822 | $36,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,643 | $36,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,868 | $36,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,000 | $36,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,380 | $35,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 748 | $35,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 421 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,517 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,100 | $35,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,500 | $35,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,056 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 833 | $35,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,455 | $34,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 116 | $34,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,050 | $34,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,750 | $34,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,200 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 481 | $33,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,050 | $33,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 15,000 | $33,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,130 | $33,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 175 | $33,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,500 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,100 | $33,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 381 | $32,000 | thousands by filing date | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 250 | $32,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 457 | $32,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,500 | $32,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,934 | $32,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,216 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 500 | $32,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,220 | $32,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 400 | $31,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 141 | $31,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,116 | $31,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 527 | $31,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 600 | $31,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 345 | $31,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,000 | $31,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 533 | $30,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 936 | $30,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,403 | $30,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $30,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 800 | $30,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 541 | $30,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 423 | $30,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 850 | $30,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,074 | $30,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 849 | $29,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 219 | $29,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 311 | $29,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $29,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 802 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 338 | $29,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 679 | $29,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,450 | $29,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 5,000 | $29,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 3,400 | $29,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,137 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,149 | $29,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503903 | COM | 200 | $29,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 916 | $29,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,062 | $28,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 300 | $28,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 235 | $28,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 107 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 550 | $28,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 331 | $28,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,165 | $28,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,800 | $28,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,198 | $28,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $28,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,208 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 750 | $28,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,000 | $28,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 543 | $28,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $28,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 3,300 | $28,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 106 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 373 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 770 | $27,000 | thousands by filing date | principal |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 504 | $27,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,000 | $27,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 857 | $27,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 2,400 | $27,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 1,000 | $27,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $26,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 244 | $26,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 65 | $26,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $26,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 570 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 292 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 470 | $26,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,989 | $26,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,700 | $26,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,500 | $26,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 231 | $25,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,200 | $25,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 798 | $25,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 11,250 | $25,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 900 | $24,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 521 | $24,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 577 | $24,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 810 | $24,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,100 | $24,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 418 | $24,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 300 | $24,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,163 | $24,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 723 | $24,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,504 | $24,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,000 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 700 | $24,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 232 | $23,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 958 | $23,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 474 | $23,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 500 | $23,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,423 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 946 | $23,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 500 | $23,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,400 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,501 | $23,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 407 | $23,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 545 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 801 | $22,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 656 | $22,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 459 | $22,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,800 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $22,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 846 | $22,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,578 | $22,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,067 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 440 | $22,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 892 | $22,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,200 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 375 | $22,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,000 | $22,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,500 | $21,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,000 | $21,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 440 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $21,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,390 | $21,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 600 | $21,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 609 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 424 | $21,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 854 | $21,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 142 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 801 | $21,000 | thousands by filing date | |
| SHIRE PLC-ADR | 82481R906 | COM | 1,000 | $21,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 749 | $20,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,628 | $20,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 701 | $20,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,248 | $20,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,180 | $20,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,492 | $20,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $20,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $20,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 196 | $20,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 465 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 775 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 900 | $20,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,025 | $20,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 171 | $19,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 965 | $19,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $19,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,048 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 595 | $19,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,096 | $19,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 188 | $19,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 816 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 439 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 573 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 543 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 485 | $19,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 600 | $19,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 290 | $19,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 778 | $19,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,005 | $19,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 549 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 502 | $19,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 9,000 | $19,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,063 | $19,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 154 | $19,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 750 | $19,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 500 | $19,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,182 | $18,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $18,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,057 | $18,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 348 | $18,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,047 | $18,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 414 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 368 | $18,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 583 | $18,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 464 | $18,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $18,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 400 | $18,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,300 | $18,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,056 | $18,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 73 | $17,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 324 | $17,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $17,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 208 | $17,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $17,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,090 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 633 | $17,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 800 | $17,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 400 | $17,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 453 | $17,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,688 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,111 | $17,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 350 | $17,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $17,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,800 | $17,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 600 | $17,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,050 | $17,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 681 | $16,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 145 | $16,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 250 | $16,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 72 | $16,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 490 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 288 | $16,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 657 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 800 | $16,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 550 | $16,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 371 | $16,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $16,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 135 | $15,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 156 | $15,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,100 | $15,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 200 | $15,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 157 | $15,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 250 | $15,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $15,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 300 | $15,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 275 | $15,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 200 | $15,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000 | $15,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $15,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 233 | $15,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 380 | $15,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,062 | $15,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 200 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 675 | $15,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 689 | $15,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 695 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 300 | $14,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 237 | $14,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 307 | $14,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 287 | $14,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 139 | $14,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 866 | $14,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 500 | $14,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 385 | $14,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 500 | $14,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,500 | $14,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 8,000 | $14,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 656 | $14,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,500 | $14,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,300 | $14,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,400 | $14,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 311 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 659 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 670 | $14,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 923 | $14,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 946 | $14,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 300 | $13,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,500 | $13,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,150 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $13,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 344 | $13,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 339 | $13,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $13,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 721 | $13,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 780 | $13,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $13,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 124 | $13,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,468 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 250 | $13,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 156 | $13,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 416 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,454 | $13,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $13,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 500 | $13,000 | thousands by filing date | |
| MGC | 921910873 | COM | 169 | $12,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 124 | $12,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 400 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $12,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 167 | $12,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $12,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 223 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 500 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,000 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 125 | $12,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 296 | $12,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $12,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,500 | $12,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 1,000 | $12,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 999 | $12,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,625 | $12,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 400 | $12,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 500 | $12,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 400 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 900 | $12,000 | thousands by filing date | principal |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 300 | $12,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 728 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,000 | $12,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,200 | $11,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 129 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 85 | $11,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 427 | $11,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 154 | $11,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 350 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 182 | $11,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 873 | $11,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 205 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,093 | $11,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 54 | $11,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $11,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 713 | $11,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 1,900 | $11,000 | thousands by filing date | call |
| HOME DEPOT INC | 437076902 | CALL | 1,400 | $11,000 | thousands by filing date | call |
| HASBRO INC | 418056907 | COM | 1,000 | $11,000 | thousands by filing date | call |
| TOLL BROTHERS INC | 889478903 | COM | 2,000 | $11,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047901 | CL A | 1,000 | $11,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 124 | $11,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 305 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 150 | $11,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $11,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 700 | $11,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,900 | $11,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 800 | $11,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $10,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 505 | $10,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 200 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 117 | $10,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 121 | $10,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 28 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 152 | $10,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,334 | $10,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 408 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 265 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 347 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 676 | $10,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 609 | $10,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 517 | $10,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $10,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 710 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $10,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 500 | $10,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 169 | $10,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 600 | $10,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,100 | $10,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 12,500 | $10,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 6,350 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 110 | $10,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 209 | $10,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,600 | $10,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 450 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $9,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 212 | $9,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 108 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004038 | this filing | 2016-07-25 | acceptance time not in the bulk data set |