13F-HR filed by GLG Partners LP
GLG Partners LP filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 400 holding rows worth $3,527,950,000.
- Accession
- 0001085146-16-003853
- Filer
- CIK 1289643
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 400 entries on the cover page, a total value of $3,527,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,527,950,000 with VALUE read as thousands by filing date, 13F file number 028-10979. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGLG LLC028-11672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,105,000 | $227,100,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,000,000 | $103,320,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 891,900 | $97,395,000 | thousands by filing date | put |
| BAXALTA INC | 07177M103 | COM | 2,211,719 | $89,353,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 700,000 | $77,441,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 311,800 | $63,801,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 328,200 | $56,418,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 696,476 | $52,988,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,328,963 | $46,579,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 512,901 | $38,750,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 223,605 | $38,438,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,057,615 | $37,778,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,326,514 | $36,466,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 260,323 | $36,242,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 521,319 | $34,954,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 446,000 | $34,137,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 1,227,512 | $32,713,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 33,220,000 | $32,431,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,129,400 | $30,053,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 18,480,000 | $29,141,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 28,000,000 | $27,650,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 30,750,000 | $27,214,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 651,683 | $27,208,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 735,707 | $26,419,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 230,000 | $26,243,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,300,000 | $26,088,000 | thousands by filing date | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 419,296 | $25,841,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 637,950 | $25,575,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 582,283 | $25,521,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 138,818 | $25,397,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 301,911 | $25,189,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 984,488 | $25,124,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000,000 | $25,069,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 46,500,000 | $24,878,000 | thousands by filing date | principal |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,597,153 | $24,708,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 873,477 | $23,147,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 370,000 | $22,899,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 705,893 | $22,186,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 21,750,000 | $22,184,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 19,495,000 | $21,744,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 157,971 | $21,680,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,221,910 | $21,530,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 314,718 | $21,332,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 212,934 | $21,315,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 406,106 | $20,553,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 276,750 | $20,410,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,205,000 | $20,331,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 600,000 | $20,259,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 570,112 | $19,250,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,260,000 | $19,099,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 200,000 | $19,080,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 308,099 | $18,939,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 15,290,000 | $18,931,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 22,320,000 | $18,860,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 19,470,000 | $17,645,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 17,785,000 | $17,628,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 830,000 | $17,388,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,690,000 | $17,316,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 429,582 | $17,299,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 742,521 | $16,878,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 37,225,000 | $16,332,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 8,500,000 | $15,969,000 | thousands by filing date | principal |
| JOHNSON CONTROLS INT F | 478366107 | COM | 407,952 | $15,898,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 159,490 | $15,648,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 14,910,000 | $15,557,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 135,809 | $15,147,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 157,213 | $15,141,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 15,000,000 | $14,981,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,825,485 | $14,636,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 374,123 | $14,366,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9,000,000 | $14,344,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 13,880,000 | $14,313,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 248,053 | $13,670,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 10,985,000 | $13,643,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 94,400 | $13,598,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 22,700 | $13,476,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 125,540 | $13,435,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 94,246 | $13,264,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 575,000 | $12,938,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 226,075 | $12,877,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 77,044 | $12,838,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 753,978 | $12,833,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,610,000 | $12,527,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 558,000 | $11,417,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 210,586 | $11,367,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 322,641 | $11,160,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 325,310 | $11,142,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 282,914 | $11,082,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,779,439 | $11,068,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $11,063,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 198,659 | $11,020,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 131,713 | $10,962,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,050,510 | $10,862,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 320,000 | $10,826,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 125,913 | $10,806,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 54,862 | $10,472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 340,000 | $10,319,000 | thousands by filing date | put |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 15,575,000 | $10,046,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 10,000,000 | $9,975,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 990,223 | $9,932,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 310,963 | $9,886,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 729,732 | $9,793,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 14,360,000 | $9,783,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 7,695,000 | $9,749,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 133,230 | $9,413,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 316,926 | $9,394,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,370,000 | $9,381,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,000,000 | $9,366,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 224,112 | $9,247,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 350,000 | $9,205,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 170,139 | $9,201,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 63,953 | $9,108,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,640,000 | $9,011,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,200 | $8,544,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 198,104 | $8,511,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 322,392 | $8,302,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,133,749 | $8,118,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,430,000 | $8,061,000 | thousands by filing date | principal |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100,000 | $8,053,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 159,852 | $7,932,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 78,200 | $7,828,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 7,880,000 | $7,813,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,425,000 | $7,665,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 111,412 | $7,631,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 91,316 | $7,563,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 7,650,000 | $7,465,000 | thousands by filing date | principal |
| NOBLE ENERGY INC | 655044105 | COM | 236,947 | $7,443,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 295,839 | $7,426,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,600,000 | $7,421,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,270,000 | $7,391,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 255,204 | $7,314,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 39,602 | $7,142,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 99,400 | $7,075,000 | thousands by filing date | call |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 7,500,000 | $7,022,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 984,012 | $6,986,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,430,000 | $6,962,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 309,751 | $6,771,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 818,400 | $6,645,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,540,000 | $6,596,000 | thousands by filing date | principal |
| STAPLES INC | 855030102 | COM | 597,853 | $6,594,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 7,500,000 | $6,581,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 6,500,000 | $6,419,000 | thousands by filing date | principal |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 561,482 | $6,407,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 120,000 | $6,367,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 55,416 | $6,323,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,000,000 | $6,316,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 30,316 | $6,231,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 120,000 | $6,137,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 280,364 | $6,092,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 61,040 | $6,062,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,000,000 | $6,026,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 147,287 | $5,921,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,500,000 | $5,919,000 | thousands by filing date | principal |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 166,000 | $5,918,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 6,500,000 | $5,913,000 | thousands by filing date | principal |
| LAKE SHORE GOLD CORP | 510728108 | COM | 4,000,561 | $5,846,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 715,494 | $5,831,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,735,000 | $5,792,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 784,413 | $5,773,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 148,664 | $5,724,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 750,000 | $5,707,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 123,447 | $5,649,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 49,975 | $5,556,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 904,131 | $5,488,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 166,174 | $5,480,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 24,691 | $5,469,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 69,654 | $5,457,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 594,200 | $5,431,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 159,416 | $5,393,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,350,000 | $5,356,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 48,918 | $5,338,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 45,000 | $5,294,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 410,684 | $5,273,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 500,000 | $4,950,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 59,012 | $4,933,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 500,000 | $4,860,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 56,760 | $4,859,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 6,660,000 | $4,795,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 521,341 | $4,765,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 66,702 | $4,598,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 440,000 | $4,550,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 211,764 | $4,458,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 46,174 | $4,405,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 8,230,000 | $4,403,000 | thousands by filing date | principal |
| Ashland | 044209104 | Common | 39,900 | $4,387,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 269,580 | $4,375,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,000,000 | $4,262,000 | thousands by filing date | principal |
| NEWPORT CORP | 651824104 | COM | 184,158 | $4,236,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 26,246 | $4,127,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,500,000 | $4,122,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000,000 | $4,120,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 48,095 | $4,110,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300,000 | $4,056,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 251,700 | $4,052,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 306,235 | $4,030,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 101,680 | $3,969,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,000,000 | $3,931,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 32,914 | $3,900,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 50,956 | $3,897,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,000 | $3,867,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,600,000 | $3,704,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 42,609 | $3,690,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 65,083 | $3,609,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 24,000 | $3,598,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,725,000 | $3,455,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,000 | $3,423,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 70,354 | $3,402,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 138,025 | $3,398,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 805,768 | $3,392,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 99,900 | $3,381,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 420,844 | $3,358,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 290,000 | $3,315,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 128,283 | $3,299,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 435,520 | $3,245,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 100,000 | $3,238,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 49,845 | $3,215,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 86,275 | $3,208,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,200 | $3,204,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 49,610 | $3,182,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 50,778 | $3,177,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 1,613,376 | $3,162,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 624,985 | $3,156,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 28,285 | $3,142,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 103,502 | $3,142,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 27,900 | $3,126,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 3,250,000 | $3,047,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 26,490 | $2,974,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 128,827 | $2,911,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 369,681 | $2,876,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 3,000,000 | $2,872,000 | thousands by filing date | principal |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 25,000 | $2,844,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 300,000 | $2,835,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,750 | $2,820,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 32,069 | $2,805,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 200,000 | $2,802,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 86,899 | $2,791,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 70,756 | $2,763,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 70,000 | $2,702,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 99,993 | $2,661,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 62,617 | $2,658,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 114,105 | $2,648,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 26,350 | $2,637,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 9,642 | $2,584,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 47,214 | $2,567,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 142,036 | $2,537,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 54,409 | $2,534,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 95,046 | $2,490,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 133,224 | $2,490,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 82,027 | $2,489,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 88,000 | $2,453,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 250,000 | $2,438,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 69,186 | $2,428,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,142 | $2,406,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 115,340 | $2,378,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 52,735 | $2,363,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 72,000 | $2,331,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 151,356 | $2,329,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 49,677 | $2,303,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 31,698 | $2,290,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 2,500,000 | $2,278,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 896,033 | $2,258,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 3,000,000 | $2,250,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 516,327 | $2,236,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 600,000 | $2,190,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 79,668 | $2,188,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,000 | $2,041,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 151,443 | $2,037,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 70,000 | $2,025,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 59,891 | $2,014,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 94,413 | $1,994,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 141,678 | $1,978,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 69,997 | $1,964,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26,998 | $1,960,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 35,130 | $1,880,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 64,345 | $1,824,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 19,000 | $1,792,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,000,000 | $1,788,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 48,000 | $1,767,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 74,934 | $1,766,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 86,781 | $1,734,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3,000,000 | $1,729,000 | thousands by filing date | principal |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 319,721 | $1,723,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 25,694 | $1,660,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 21,437 | $1,655,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 31,500 | $1,538,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 34,510 | $1,504,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 29,020 | $1,476,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 124,993 | $1,462,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 261,023 | $1,439,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 24,808 | $1,436,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 54,205 | $1,430,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 246,784 | $1,421,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 135,925 | $1,392,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 12,963 | $1,350,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 408,518 | $1,327,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 99,637 | $1,302,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,500,000 | $1,300,000 | thousands by filing date | principal |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 40,215 | $1,296,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 152,399 | $1,290,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 35,000 | $1,287,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000,000 | $1,272,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 78,362 | $1,258,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 11,331 | $1,246,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 125,000 | $1,210,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 31,379 | $1,189,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 1,200,000 | $1,184,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 28,252 | $1,178,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 1,250,000 | $1,173,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,000 | $1,168,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 15,000 | $1,153,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 278,093 | $1,149,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 52,937 | $1,148,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 126,596 | $1,143,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 38,000 | $1,046,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 10,817 | $1,045,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,000,000 | $1,034,000 | thousands by filing date | principal |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 59,050 | $1,022,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 75,000 | $1,016,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 144,303 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 17,558 | $1,004,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 82,493 | $990,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 165,000 | $988,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 6,865 | $983,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,000,000 | $924,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 81,146 | $912,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 18,632 | $858,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 28,311 | $854,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 61,300 | $852,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,382 | $850,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 180,083 | $812,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 30,000 | $812,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,135,000 | $804,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 30,000 | $789,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 16,667 | $788,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 34,705 | $781,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 70,725 | $772,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 35,160 | $768,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $757,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 205,563 | $756,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 41,614 | $746,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,754 | $743,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 53,977 | $742,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 52,937 | $723,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 83,280 | $717,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 10,500 | $711,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 23,209 | $703,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 6,000 | $686,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,864 | $666,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $639,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 20,000 | $618,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 33,041 | $607,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 90,088 | $586,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,762 | $584,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,057 | $559,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,000 | $553,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,900 | $528,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 500,000 | $509,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 4,750 | $494,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 1,000,000 | $481,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 198,360 | $449,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,000 | $426,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,217 | $415,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,000 | $405,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 155,356 | $395,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 16,878 | $383,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 8,550,000 | $374,000 | thousands by filing date | principal |
| AIRMEDIA GROUP INC | 009411109 | ADR | 65,300 | $366,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 44,355 | $364,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 435,000 | $300,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 38,003 | $289,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 110,809 | $266,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 26,666 | $240,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 500,000 | $240,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,628 | $239,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 2,328,084 | $233,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 71,425 | $168,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 152,537 | $153,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 500,000 | $150,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 300,000 | $110,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 250,000 | $100,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 30,045 | $99,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 7,335 | $76,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 7,145,000 | $71,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 233,206 | $54,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 404 | $30,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 818,000 | $30,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 405 | $22,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 497 | $20,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 125,000 | $19,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 987 | $17,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 142 | $15,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 91 | $15,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 172 | $15,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 200,000 | $15,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 168 | $14,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 165 | $13,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 196 | $12,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 70 | $10,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 71 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 81 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003853 | this filing | 2016-05-16 | acceptance time not in the bulk data set |