13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 261 holding rows worth $2,659,554,000.
- Accession
- 0001085146-16-003809
- Filer
- CIK 1466538
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 270 entries on the cover page, a total value of $2,659,554,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,659,554,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J108 | SHS | 875,150 | $234,567,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,079,548 | $220,897,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 7,089,787 | $188,943,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,558,500 | $172,418,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 5,673,400 | $168,159,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 3,861,339 | $155,998,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,524,093 | $115,953,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,000,000 | $88,920,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 448,275 | $82,012,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 955,148 | $79,688,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,888,600 | $50,332,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 386,600 | $43,435,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 4,202,021 | $34,246,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 125,000 | $33,504,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 766,700 | $30,975,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 150,000 | $30,365,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 165,600 | $30,297,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 138,300 | $28,423,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 630,300 | $26,006,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 701,702 | $25,198,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 178,155 | $24,450,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,445,050 | $23,569,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 428,700 | $22,258,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 258,400 | $22,228,000 | thousands by filing date | put |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 250,000 | $20,858,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 53,500 | $19,284,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 459,700 | $17,699,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 646,000 | $16,990,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 672,657 | $16,884,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 319,704 | $16,180,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 447,100 | $15,129,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 197,500 | $15,026,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 321,400 | $14,897,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 129,200 | $14,364,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 207,100 | $14,037,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 883,768 | $13,999,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 614,600 | $13,961,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 406,543 | $13,416,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,117,100 | $12,746,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 200,000 | $12,664,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 150,922 | $12,466,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 260,581 | $11,354,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 80,800 | $11,089,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 206,600 | $10,962,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 50,000 | $10,122,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 200,000 | $10,122,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 200,000 | $10,122,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 130,100 | $9,080,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 201,000 | $8,898,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 180,200 | $8,512,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 155,000 | $8,224,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 58,790 | $7,292,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 155,973 | $6,914,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 124,314 | $6,866,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,496 | $6,824,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 258,400 | $6,796,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 81,600 | $6,679,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 113,848 | $6,638,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 733,066 | $6,502,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 48,244 | $6,401,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 67,296 | $6,312,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 198,227 | $6,302,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 134,717 | $6,295,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 43,609 | $6,282,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 64,866 | $6,239,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 97,964 | $6,202,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 183,094 | $6,145,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 59,250 | $6,072,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 121,693 | $6,048,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 214,260 | $6,042,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 129,739 | $6,039,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 177,139 | $6,005,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 94,747 | $5,999,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 514,538 | $5,989,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 77,850 | $5,893,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 271,696 | $5,866,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 143,226 | $5,746,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 120,435 | $5,712,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 513,989 | $5,674,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 60,000 | $5,512,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 103,400 | $5,462,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 660,800 | $5,429,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 94,000 | $5,030,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 90,800 | $4,750,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,883 | $3,866,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 25,500 | $3,823,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 40,432 | $3,818,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 57,675 | $3,813,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 344,400 | $3,798,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 85,246 | $3,517,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 284,200 | $3,467,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 155,000 | $3,171,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 137,147 | $2,940,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 51,989 | $2,874,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 110,443 | $2,819,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,783 | $2,816,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 245,502 | $2,723,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 156,040 | $2,604,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,105 | $2,600,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 33,300 | $2,599,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 102,700 | $2,568,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 266,434 | $2,512,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,328 | $2,479,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 298,359 | $2,451,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 26,613 | $2,445,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 428,355 | $2,352,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 36,323 | $2,320,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 26,136 | $2,267,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,000 | $2,132,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,000 | $2,057,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 276,300 | $2,009,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 72,761 | $1,913,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 55,300 | $1,867,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 184,725 | $1,842,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 56,600 | $1,774,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 25,760 | $1,750,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $1,732,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 15,640 | $1,705,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 953,125 | $1,690,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 47,984 | $1,684,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 43,189 | $1,590,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,060 | $1,572,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 21,580 | $1,566,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 159,590 | $1,515,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 59,136 | $1,484,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 96,710 | $1,426,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 145,700 | $1,407,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 79,604 | $1,406,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 91,000 | $1,401,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 14,000 | $1,347,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 30,143 | $1,329,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 119,938 | $1,306,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 78,782 | $1,285,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,800 | $1,274,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,800 | $1,274,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 26,564 | $1,185,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 145,606 | $1,182,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 16,772 | $1,154,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 32,230 | $1,148,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16,500 | $1,091,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 58,900 | $1,052,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 68,571 | $1,045,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,000 | $1,036,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,525 | $1,022,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 25,000 | $1,009,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 32,310 | $999,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 31,141 | $978,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 20,860 | $967,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,600 | $950,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 58,600 | $893,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,000 | $882,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,293 | $881,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 9,500 | $881,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,000 | $875,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 26,750 | $865,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,700 | $860,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 34,004 | $852,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 37,500 | $848,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $828,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 17,500 | $824,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 54,435 | $789,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,882 | $777,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $682,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 39,107 | $676,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,700 | $672,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,830 | $637,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,000 | $628,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 13,911 | $579,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 50,300 | $558,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $550,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 16,300 | $540,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,426 | $521,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,500 | $511,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 50,000 | $505,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 50,000 | $505,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,200 | $499,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 178,200 | $492,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 17,200 | $471,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,300 | $459,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 17,000 | $420,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,700 | $419,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,900 | $419,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,900 | $416,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 7,300 | $415,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 17,400 | $410,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,300 | $405,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 31,100 | $400,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,100 | $399,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,200 | $399,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 9,500 | $399,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,100 | $393,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 8,300 | $387,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,980 | $371,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,200 | $354,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 13,300 | $344,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,000 | $342,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 30,200 | $340,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,800 | $339,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,000 | $339,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 15,900 | $325,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 28,600 | $325,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 30,000 | $311,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 30,000 | $304,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,700 | $295,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 9,795 | $294,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 9,000 | $291,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,500 | $284,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 39,200 | $279,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,300 | $279,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 31,000 | $262,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 7,000 | $255,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 20,000 | $250,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 35,000 | $238,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,500 | $236,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 26,950 | $234,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,600 | $227,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,000 | $221,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,000 | $215,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,000 | $210,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,000 | $210,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,200 | $205,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,100 | $203,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 15,000 | $203,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 4,500 | $198,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,000 | $182,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 97,500 | $176,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 16,300 | $145,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 114,200 | $145,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,500 | $142,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 485,900 | $140,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,000 | $137,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 58,000 | $126,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 15,300 | $124,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 30,000 | $114,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 11,900 | $105,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 27,485 | $91,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 16,900 | $77,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,500 | $75,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,500 | $70,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 90,000 | $70,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,000 | $61,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,300 | $56,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 11,500 | $56,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 3,000 | $41,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 900 | $40,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,250 | $39,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 17,200 | $24,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 13,395 | $13,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $12,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $8,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 22,222 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 110,202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 113,636 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 175,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 321,429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 225,909 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 52,521 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 180,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 48,975 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 109,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 22,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003809 | this filing | 2016-05-16 | acceptance time not in the bulk data set |