13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 86 holding rows worth $534,748,000.
- Accession
- 0001085146-16-003786
- Filer
- CIK 1569356
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 86 entries on the cover page, a total value of $534,748,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $534,748,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 50,000,000 | $48,750,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,990,295 | $42,394,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 40,000,000 | $39,950,000 | thousands by filing date | principal |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,376,057 | $37,828,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 464,556 | $35,097,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 693,720 | $29,927,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,016,600 | $26,138,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $25,725,000 | thousands by filing date | principal |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 636,590 | $22,694,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,974,006 | $11,054,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,240,768 | $10,385,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,236,700 | $9,997,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 181,159 | $9,560,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 418,004 | $8,348,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 900,000 | $7,785,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,563,310 | $7,695,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 573,796 | $7,575,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 244,730 | $6,712,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 304,106 | $6,648,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,028,077 | $6,395,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 133,048 | $6,385,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 464,514 | $6,294,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 72,664 | $5,743,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 179,256 | $5,593,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 28,000 | $5,345,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 551,446 | $5,233,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 35,399 | $5,083,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 61,000 | $5,050,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 190,000 | $5,035,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 214,652 | $4,982,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 73,636 | $4,535,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 110,200 | $3,957,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 700,000 | $3,798,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 617,481 | $3,421,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 51,107 | $3,400,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 317,750 | $3,301,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 445,194 | $3,174,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 36,269 | $3,113,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 234,351 | $3,018,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 168,935 | $2,916,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 252,500 | $2,838,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 177,190 | $2,814,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 232,926 | $2,709,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 176,500 | $2,563,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 340,000 | $2,434,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 457,255 | $2,286,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 77,451 | $2,164,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 427,724 | $2,087,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 900,000 | $2,067,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 243,131 | $1,858,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 431,502 | $1,743,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 118,423 | $1,564,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 227,150 | $1,481,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 87,000 | $1,436,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,319,000 | $1,361,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 205,585 | $1,203,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 33,380 | $1,155,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 17,907 | $997,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 19,207 | $954,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 18,350 | $841,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 20,000,000 | $788,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 103,717 | $782,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 358,200 | $774,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 116,604 | $698,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 55,426 | $596,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 14,663 | $582,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 112,672 | $560,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 16,500 | $484,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 84,000 | $456,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,200 | $444,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50,761 | $402,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 18,347 | $339,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,624 | $201,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,020,000 | $173,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,200,000 | $160,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,500 | $142,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 10,000 | $132,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,990 | $123,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 900 | $59,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,145 | $55,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 300,000 | $45,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 300,000 | $38,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 2,500 | $37,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,300 | $35,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 17,300 | $32,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 358,200 | $23,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003786 | this filing | 2016-05-16 | acceptance time not in the bulk data set |