13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 623 holding rows worth $4,674,932,000.
- Accession
- 0001085146-16-003748
- Filer
- CIK 743127
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 623 entries on the cover page, a total value of $4,674,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,674,932,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRIT AIRLS INC | 848577102 | COM | 7,595 | $364,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,256 | $363,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $361,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,064 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,500 | $350,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7,898 | $346,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,541 | $345,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,324 | $340,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 9,243 | $339,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 7,594 | $338,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,755 | $335,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,722 | $332,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,320 | $325,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 3,100 | $324,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,388 | $321,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 250,000 | $318,000 | thousands by filing date | principal |
| CAMBREX CORP | 132011107 | COM | 7,200 | $317,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 21,102 | $314,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,749 | $313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,089 | $312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,122 | $310,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 31,150 | $306,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 19,045 | $298,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,885 | $296,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 39,887 | $294,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,000 | $292,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 73,612 | $291,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,888 | $290,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,650 | $287,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,753 | $285,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,060 | $282,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,625 | $281,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 23,937 | $281,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 9,980 | $281,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,162 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,100 | $274,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,542 | $268,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,047 | $267,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 10,400 | $267,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 25,300 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 10,425 | $266,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,395 | $265,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,050 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,885 | $264,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,908 | $263,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,800 | $262,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 40,770 | $261,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,401 | $260,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,725 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,989 | $254,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 18,955 | $253,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,492 | $252,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,264 | $252,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,990 | $249,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 40,442 | $246,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,500 | $245,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,190 | $244,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,600 | $241,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,790 | $239,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,338 | $231,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,298 | $229,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,225 | $225,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,915 | $224,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,255 | $224,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 17,000 | $222,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,226 | $220,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,076 | $219,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $215,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,658 | $214,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,934 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,711 | $213,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,630 | $212,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,212 | $210,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,779 | $210,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,100 | $207,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,600 | $207,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 8,440 | $205,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 743 | $203,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,000 | $203,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,650 | $203,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,108 | $202,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 12,325 | $201,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 14,211 | $201,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,398 | $200,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,727 | $200,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 46,048 | $196,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,139 | $181,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $175,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,666 | $173,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,128 | $172,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,551 | $171,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,550 | $167,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,000 | $160,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,000 | $159,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,125 | $157,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,496 | $155,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,500 | $137,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,301 | $129,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,625 | $127,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,180 | $127,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,611 | $126,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,275 | $122,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,300 | $120,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,175 | $110,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 56,300 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 11,000 | $106,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,300 | $98,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,200 | $88,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 45,600 | $83,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,000 | $79,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 12,000 | $61,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,000 | $50,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 14,000 | $48,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,000 | $40,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $33,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,600 | $29,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 14,450 | $29,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,445 | $19,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 35,800 | $17,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 33,000 | $12,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 25,300 | $9,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 12,597 | $9,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,017 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003748 | this filing | 2016-05-13 | acceptance time not in the bulk data set |