13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 1,243 holding rows worth $11,042,159,000.
- Accession
- 0001085146-16-003710
- Filer
- CIK 1418204
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,909 entries on the cover page, a total value of $11,042,159,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,042,159,000 with VALUE read as thousands by filing date, 13F file number 028-12624. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 17,533 | $269,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,961 | $266,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 15,025 | $265,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,601 | $260,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,506 | $260,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 18,842 | $258,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 543 | $256,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 15,851 | $256,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,493 | $255,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 13,132 | $255,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 17,000 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 6,850 | $253,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,520 | $252,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,571 | $252,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,663 | $251,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 13,554 | $249,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,090 | $249,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 18,575 | $249,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,205 | $248,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,634 | $247,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,670 | $246,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 6,890 | $246,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,921 | $245,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,639 | $245,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,749 | $244,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,330 | $244,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 8,221 | $243,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,625 | $242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,761 | $240,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,000 | $239,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,737 | $237,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,240 | $236,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,172 | $236,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,231 | $235,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 8,368 | $235,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,090 | $235,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 6,785 | $235,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 7,498 | $233,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,827 | $231,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,285 | $230,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,500 | $229,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,818 | $229,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 7,565 | $229,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,248 | $228,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,394 | $226,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23,544 | $224,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,173 | $224,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 10,877 | $224,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 5,026 | $223,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 5,796 | $222,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,338 | $221,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 7,530 | $221,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,206 | $219,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,685 | $219,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,958 | $218,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,910 | $217,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 7,935 | $216,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,813 | $216,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,115 | $214,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 642 | $212,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 592 | $212,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 34,334 | $212,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,704 | $211,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,324 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 13,893 | $211,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,652 | $210,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 13,442 | $210,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 24,601 | $210,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,162 | $209,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,145 | $209,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,046 | $208,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,678 | $207,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,000 | $207,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 8,282 | $207,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 9,222 | $206,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,664 | $206,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,853 | $206,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 743 | $205,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,752 | $205,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,650 | $202,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,351 | $202,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,355 | $202,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,816 | $202,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,477 | $202,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,963 | $202,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,992 | $201,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,691 | $200,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,122 | $200,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 15,142 | $200,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 67,900 | $199,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,273 | $197,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 11,590 | $193,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,916 | $192,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 15,856 | $192,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,299 | $191,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 142,800 | $188,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,223 | $187,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 11,439 | $187,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 46,560 | $185,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,172 | $183,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,443 | $183,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,839 | $179,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 11,553 | $178,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,583 | $177,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 15,000 | $177,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 130,373 | $177,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 12,240 | $176,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 19,834 | $176,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 23,454 | $176,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 16,000 | $176,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 11,697 | $175,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 106,870 | $172,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,600 | $169,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,500 | $168,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 19,200 | $167,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,845 | $165,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 16,050 | $165,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 66,000 | $165,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,892 | $154,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,624 | $150,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 21,397 | $149,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,973 | $148,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,000 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,372 | $135,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,138 | $135,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,018 | $134,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,235 | $131,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 16,524 | $130,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,609 | $126,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 13,758 | $125,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 20,000 | $125,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,235 | $123,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,000 | $122,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 12,610 | $122,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,338 | $119,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 24,434 | $118,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 40,866 | $111,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 48,455 | $111,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,306 | $107,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 20,000 | $103,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 11,375 | $101,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 11,100 | $101,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 98,000 | $98,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 47,100 | $98,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,000 | $93,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,615 | $90,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 88,000 | $90,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 92,000 | $90,000 | thousands by filing date | principal |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 96,000 | $89,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,720 | $88,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,000 | $87,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 85,000 | $86,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 78,000 | $86,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 68,441 | $84,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,590 | $83,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 21,015 | $82,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,195 | $80,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 68,000 | $79,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 87,000 | $79,000 | thousands by filing date | principal |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,200 | $78,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 81,000 | $77,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,627 | $76,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 20,000 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,319 | $73,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 70,000 | $73,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 64,000 | $72,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 81,000 | $72,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 10,306 | $71,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 68,000 | $71,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,045 | $70,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 53,000 | $67,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 60,000 | $67,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 74,000 | $66,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 50,000 | $65,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 67,000 | $65,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 72,000 | $64,000 | thousands by filing date | principal |
| YUME INC | 98872B104 | COM | 17,234 | $64,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 62,000 | $64,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 51,000 | $64,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 71,000 | $64,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 11,210 | $63,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 64,000 | $63,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 62,000 | $63,000 | thousands by filing date | principal |
| XOMA CORP DEL | 98419J107 | COM | 72,000 | $57,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 59,000 | $57,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 59,000 | $57,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 36,500 | $56,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 47,000 | $56,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 14,988 | $56,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 59,000 | $56,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,000 | $54,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 57,000 | $54,000 | thousands by filing date | principal |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 168,750 | $53,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 54,000 | $53,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,349 | $52,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 59,000 | $52,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 39,000 | $52,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 28,000 | $50,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 39,000 | $48,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 43,000 | $45,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,000 | $44,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 37,000 | $44,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 58,000 | $44,000 | thousands by filing date | principal |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $43,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 35,925 | $42,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 41,000 | $42,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 42,000 | $42,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 43,000 | $41,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 41,000 | $36,000 | thousands by filing date | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 31,593 | $35,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 17,314 | $35,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $35,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 35,000 | $35,000 | thousands by filing date | principal |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 29,400 | $34,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 38,000 | $33,000 | thousands by filing date | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 20,110 | $32,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 30,000 | $31,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 15,050 | $28,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 26,000 | $26,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 17,000 | $26,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 27,000 | $26,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 20,000 | $25,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $23,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 20,000 | $22,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 23,000 | $22,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 17,000 | $21,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 20,010 | $20,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,500 | $20,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 11,200 | $20,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 19,000 | $18,000 | thousands by filing date | principal |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,800 | $18,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $18,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 18,248 | $18,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 14,350 | $14,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 12,000 | $14,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 14,000 | $14,000 | thousands by filing date | principal |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 27,500 | $13,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 11,480 | $12,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $9,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $8,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 12,000 | $7,000 | thousands by filing date | principal |
| UR-ENERGY INC | 91688R108 | COM | 12,000 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 21,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003710 | this filing | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003876 | base | 2016-05-20 | acceptance time not in the bulk data set |