13F-HR filed by ProVise Management Group, LLC
ProVise Management Group, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-11, with 286 holding rows worth $486,798,000.
- Accession
- 0001085146-16-003669
- Filer
- CIK 1305707
- Filed
- 2016-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 286 entries on the cover page, a total value of $486,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,798,000 with VALUE read as thousands by filing date, 13F file number 028-11109. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 331,162 | $26,907,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 207,626 | $16,596,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 382,769 | $15,346,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 88,812 | $9,997,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 313,103 | $9,954,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 234,173 | $9,506,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 82,753 | $8,954,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 229,991 | $8,954,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 74,016 | $7,585,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 83,710 | $7,208,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 82,185 | $6,765,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 134,040 | $6,218,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 79,147 | $6,174,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 77,307 | $5,913,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 17,350 | $5,909,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 116,293 | $5,624,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 126,607 | $5,516,000 | thousands by filing date | |
| IJH | 464287507 | COM | 35,500 | $5,119,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 49,834 | $4,889,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 92,104 | $4,828,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 66,279 | $4,800,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 43,852 | $4,668,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 103,250 | $4,665,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 85,240 | $4,636,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 68,309 | $4,539,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 68,138 | $4,525,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 53,270 | $4,389,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 88,900 | $4,356,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 174,970 | $4,308,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 42,279 | $4,219,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,677 | $4,106,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 135,209 | $4,008,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,212 | $3,976,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 69,277 | $3,960,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 40,619 | $3,875,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 131,920 | $3,786,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 57,730 | $3,545,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 47,256 | $3,348,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 50,964 | $3,228,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,074 | $3,119,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 77,466 | $3,034,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 56,655 | $2,948,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 54,020 | $2,922,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 128,563 | $2,920,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 216,529 | $2,900,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 94,450 | $2,890,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 35,782 | $2,885,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 103,614 | $2,809,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 36,928 | $2,797,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 44,436 | $2,778,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 39,918 | $2,756,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 55,605 | $2,732,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 27,195 | $2,727,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 52,322 | $2,706,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 33,722 | $2,682,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,007 | $2,668,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 43,542 | $2,578,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 37,461 | $2,573,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40,705 | $2,563,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 29,326 | $2,555,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,932 | $2,490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 54,135 | $2,401,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,119 | $2,333,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 22,449 | $2,288,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 57,233 | $2,234,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,900 | $2,132,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 28,370 | $2,102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 42,183 | $2,065,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 67,169 | $2,065,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 25,029 | $2,044,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 20,063 | $2,008,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,988 | $2,006,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 16,803 | $1,999,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 158,958 | $1,990,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,392 | $1,941,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,634 | $1,896,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 150,350 | $1,887,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 19,807 | $1,872,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 27,074 | $1,863,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 30,927 | $1,847,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,161 | $1,837,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,545 | $1,773,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,362 | $1,759,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 43,005 | $1,727,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 24,171 | $1,714,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 39,226 | $1,705,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 32,134 | $1,697,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 38,204 | $1,651,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,696 | $1,627,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,987 | $1,624,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,174 | $1,556,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 35,350 | $1,553,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 21,934 | $1,550,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 36,867 | $1,496,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 29,184 | $1,483,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,711 | $1,429,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,618 | $1,404,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 22,542 | $1,380,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,308 | $1,372,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 33,155 | $1,330,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 75,766 | $1,295,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 32,810 | $1,276,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,335 | $1,269,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 32,743 | $1,264,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 92,075 | $1,245,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 29,265 | $1,197,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,277 | $1,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 25,897 | $1,186,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,178 | $1,183,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 52,282 | $1,177,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,960 | $1,177,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41,900 | $1,175,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 19,231 | $1,135,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,972 | $1,119,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 20,094 | $1,085,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 81,751 | $1,068,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 17,708 | $1,022,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,720 | $1,018,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 19,989 | $1,018,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,332 | $1,007,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,635 | $1,002,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 28,231 | $990,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 33,935 | $966,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 36,253 | $945,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,414 | $942,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 33,404 | $942,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,056 | $932,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,226 | $908,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 82,974 | $906,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22,004 | $902,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 54,702 | $887,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 16,040 | $886,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,475 | $876,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,798 | $874,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 17,717 | $873,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 25,202 | $872,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,193 | $861,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 45,550 | $857,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,493 | $837,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 84,519 | $836,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 56,503 | $835,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 18,300 | $831,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 92,284 | $828,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,999 | $812,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,692 | $796,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,750 | $795,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 49,725 | $766,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 11,908 | $754,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 38,124 | $744,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,285 | $730,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 44,425 | $722,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 49,087 | $719,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,808 | $717,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,689 | $708,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 83,167 | $707,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,685 | $704,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 18,640 | $704,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,090 | $684,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,600 | $680,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,750 | $676,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 79,717 | $674,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 36,633 | $655,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,567 | $638,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 44,517 | $622,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,698 | $621,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 17,648 | $614,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,315 | $608,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,083 | $604,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,671 | $587,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,586 | $587,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 43,835 | $578,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,763 | $565,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 11,454 | $557,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,130 | $550,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,500 | $543,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 55,280 | $536,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 18,625 | $522,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 12,447 | $518,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,128 | $515,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 14,806 | $479,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,383 | $471,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,720 | $468,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,635 | $461,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 11,408 | $461,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 19,917 | $454,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,379 | $449,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 50,800 | $440,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,946 | $436,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,106 | $432,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 13,681 | $428,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,990 | $422,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,134 | $421,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,489 | $414,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 8,202 | $406,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 15,183 | $403,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,700 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,228 | $401,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 16,805 | $399,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 18,685 | $399,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,844 | $389,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,078 | $388,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 26,365 | $387,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,500 | $381,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 27,483 | $380,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,522 | $378,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,424 | $378,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,926 | $354,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,900 | $354,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 4,031 | $354,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 48,915 | $353,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,079 | $338,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,160 | $338,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,682 | $337,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 11,474 | $337,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,340 | $337,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,083 | $336,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,062 | $334,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 22,521 | $334,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,302 | $331,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,890 | $324,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,300 | $322,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,601 | $320,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,258 | $309,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 16,635 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,915 | $306,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,690 | $305,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,485 | $304,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,764 | $304,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,231 | $302,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 17,500 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,818 | $297,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8,487 | $294,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,346 | $291,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 20,900 | $290,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,628 | $289,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,854 | $288,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,974 | $285,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,890 | $271,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,563 | $269,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,120 | $261,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 16,905 | $259,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,881 | $256,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,897 | $252,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,500 | $244,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,590 | $244,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,145 | $244,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,302 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 16,000 | $243,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,500 | $243,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 21,500 | $238,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,500 | $235,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 900 | $234,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 11,050 | $234,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 33,962 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,468 | $229,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,024 | $227,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,877 | $227,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 5,900 | $226,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,000 | $225,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,000 | $222,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,073 | $220,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 24,200 | $219,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,605 | $218,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 4,540 | $217,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $213,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 46,100 | $213,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 29,400 | $210,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 39,500 | $206,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,000 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,942 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,783 | $193,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,597 | $190,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,900 | $189,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 13,700 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,000 | $164,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,625 | $164,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,612 | $161,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 22,410 | $149,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,750 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $146,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 16,708 | $122,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,500 | $110,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,003 | $65,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 36,324 | $64,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,453 | $63,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,000 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003669 | this filing | 2016-05-11 | acceptance time not in the bulk data set |