13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-11, with 2,163 holding rows worth $17,374,483,000.
- Accession
- 0001085146-16-003654
- Filer
- CIK 1084580
- Filed
- 2016-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 2,163 entries on the cover page, a total value of $17,374,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,374,483,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,211 | $74,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,100 | $74,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 2,476 | $74,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 749 | $73,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,500 | $71,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 820 | $71,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,288 | $71,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 80,000 | $71,000 | thousands by filing date | principal |
| YUMA ENERGY INC | 98872E207 | Pref Stk | 20,453 | $71,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,800 | $70,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 88,000 | $70,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 1,350 | $69,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,526 | $68,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 50,000 | $68,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 30,000 | $68,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,000 | $66,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,100 | $65,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,400 | $65,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 24,600 | $64,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 63,700 | $63,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,700 | $62,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 650 | $61,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,710 | $61,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,300 | $60,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 767 | $59,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,175 | $57,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,321 | $57,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,500 | $57,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 23,600 | $56,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,979 | $55,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 45,000 | $55,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 21,573 | $53,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 13,600 | $53,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,000 | $53,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,497 | $52,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,300 | $52,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 3,902 | $52,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 250,330 | $50,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,300 | $49,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 17,400 | $49,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,703 | $48,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,619 | $48,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,700 | $47,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 537 | $46,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 46,000 | $46,000 | thousands by filing date | principal |
| BXP INC COM | 101121101 | REIT | 352 | $45,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,105 | $44,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 44,000 | $44,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 200 | $42,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $41,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 800 | $41,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 750 | $41,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,409 | $41,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,088 | $41,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10,900 | $40,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 5,310 | $39,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,931 | $39,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,600 | $39,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,344 | $38,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,500 | $38,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,950 | $37,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,800 | $37,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 128,000 | $37,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,037 | $36,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,800 | $36,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 718 | $35,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 948,763 | $35,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 450 | $34,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 300 | $33,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,040 | $33,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 3,677 | $33,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 900 | $32,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,400 | $32,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $31,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 16,000 | $31,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 2,400 | $30,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 316 | $30,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 31,000 | $30,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 25,000 | $29,000 | thousands by filing date | principal |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 500 | $28,000 | thousands by filing date | call |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 11,000,000 | $28,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 350 | $27,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 11,088 | $27,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,058 | $26,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 14,000 | $26,000 | thousands by filing date | principal |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 1,000 | $26,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 264 | $25,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 350 | $24,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 100,000 | $24,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 5,000 | $23,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 3,100 | $22,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 20,947 | $22,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 23,000 | $22,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 881 | $21,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,552 | $20,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 400 | $19,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 21,000 | $19,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 21,000 | $19,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 17,000 | $18,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 20,000 | $18,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 20,000 | $18,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,296 | $17,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,000 | $17,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 700 | $17,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 11,000 | $17,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 18,000 | $17,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $16,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $16,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $16,000 | thousands by filing date | call |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 25,000 | $16,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 16,000 | $16,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 17,000 | $16,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 350 | $15,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 53 | $15,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 150 | $15,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 12,000 | $15,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 318 | $15,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 15,000 | $15,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 15,000 | $15,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 15,000 | $15,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 14,000 | $15,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 15,000 | $15,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 15,000 | $15,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 400 | $14,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 16,000 | $14,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 14,000 | $14,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 200 | $13,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 392 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 12,546 | $13,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 11,000 | $13,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 13,000 | $13,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 100 | $12,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 100 | $12,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 350 | $12,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 2,178,000 | $11,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 50 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 300 | $10,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 176 | $10,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 10,000 | $9,000 | thousands by filing date | principal |
| NOVATEL WIRELESS INC | 66987MAD1 | CONV. NOTE | 14,000 | $9,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 201 | $8,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $7,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 500 | $6,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 1,320 | $6,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 185,000 | $5,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 59 | $2,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 600 | $2,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 31 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 65 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 113 | $1,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 176 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRUNSWICK CORP | 117043109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLIN CORP | 680665205 | COM PAR $1 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABELAS INC | 126804301 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI POINTE HOMES INC | 87265H109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADCOM LTD | Y09827109 | SHS | 48,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROADCOM LTD | Y09827109 | SHS | 465,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MICROSEMI CORP | 595137100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003654 | this filing | 2016-05-11 | acceptance time not in the bulk data set |