13F-HR filed by SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-27, with 580 holding rows worth $1,063,274,000.
- Accession
- 0001085146-16-003538
- Filer
- CIK 1351903
- Filed
- 2016-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 580 entries on the cover page, a total value of $1,063,274,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,063,274,000 with VALUE read as thousands by filing date, 13F file number 028-13970. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD STAR FDS | 921909768 | COM | 5,135 | $230,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,317 | $230,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,785 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,255 | $222,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,628 | $221,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,677 | $221,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 839 | $218,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,674 | $218,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,783 | $217,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,157 | $216,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,733 | $216,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 630 | $214,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,630 | $209,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,988 | $209,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,377 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,768 | $207,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 771 | $207,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,356 | $207,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,353 | $206,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,898 | $204,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 7,374 | $204,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,700 | $200,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,759 | $200,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,692 | $195,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,113 | $185,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,875 | $173,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,816 | $172,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,670 | $168,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,695 | $163,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,559 | $159,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,278 | $158,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,586 | $145,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,750 | $143,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 13,038 | $141,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 155,000 | $139,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,325 | $136,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,250 | $134,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,610 | $130,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,750 | $128,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 14,535 | $123,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 10,650 | $122,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,223 | $118,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,130 | $116,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,100 | $114,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,610 | $114,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,652 | $112,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,302 | $106,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 12,729 | $102,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 29,509 | $102,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,560 | $96,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 21,880 | $95,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,034 | $89,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 90,315 | $86,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 14,500 | $85,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 89,000 | $83,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,480 | $79,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,458 | $75,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,200 | $66,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,174 | $64,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 10,079 | $58,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 10,800 | $54,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 10,966 | $51,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,475 | $44,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,167 | $44,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 45,000 | $44,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,540 | $39,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,504 | $36,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,000 | $32,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 33,100 | $31,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 30,000 | $30,000 | thousands by filing date | principal |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 13,000 | $24,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 30,000 | $24,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 16,233 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,050 | $23,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 45,000 | $9,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 46,772 | $8,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 17,135 | $7,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 23,002 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 10,003 | $5,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 16,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003538 | this filing | 2016-04-27 | acceptance time not in the bulk data set |