13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-26, with 1,247 holding rows worth $3,293,079,000.
- Accession
- 0001085146-16-003526
- Filer
- CIK 822581
- Filed
- 2016-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,247 entries on the cover page, a total value of $3,293,079,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,293,079,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,220 | $255,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 9,707 | $255,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $255,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,475 | $254,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 16,500 | $254,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,230 | $253,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,017 | $252,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,508 | $251,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 22,259 | $251,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,282 | $250,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,780 | $249,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 10,458 | $249,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,665 | $249,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,547 | $248,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 13,826 | $247,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 52,816 | $247,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 22,168 | $247,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,946 | $247,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,248 | $244,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 27,500 | $244,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 17,100 | $243,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,754 | $242,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,343 | $242,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,922 | $241,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 300 | $241,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 14,964 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,238 | $240,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 22,330 | $240,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,850 | $240,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,000 | $240,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 7,700 | $239,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 37,985 | $239,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,896 | $238,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,375 | $238,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 5,633 | $238,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $236,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,713 | $235,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,408 | $233,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 21,217 | $232,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,036 | $232,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 12,000 | $232,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,300 | $231,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,900 | $231,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,510 | $231,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,576 | $231,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 28,745 | $230,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 132 | $229,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,500 | $229,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,372 | $229,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,807 | $227,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,965 | $227,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,138 | $226,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,850 | $226,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $225,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,168 | $225,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 10,478 | $225,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 23,330 | $224,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,100 | $224,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 25,463 | $224,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 18,725 | $223,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 13,583 | $223,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 9,034 | $222,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,900 | $221,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 5,909 | $221,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,150 | $220,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,597 | $220,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,325 | $218,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,618 | $218,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 31,006 | $217,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,340 | $216,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 8,712 | $215,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 16,078 | $215,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,729 | $213,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,919 | $212,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,300 | $211,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,150 | $211,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,232 | $211,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 16,625 | $211,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,953 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,381 | $210,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 26,021 | $210,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,588 | $210,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 14,888 | $209,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 12,519 | $209,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,598 | $208,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,676 | $208,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 40,300 | $208,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,000 | $207,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,275 | $207,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,867 | $206,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,435 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,800 | $205,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 10,614 | $205,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,928 | $205,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,763 | $204,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,500 | $203,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,837 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,419 | $202,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 12,214 | $202,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,755 | $201,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,450 | $201,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 5,598 | $201,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 16,735 | $199,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 12,750 | $196,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 92,774 | $193,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 18,762 | $193,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 35,454 | $192,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 10,373 | $192,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,065 | $188,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 12,500 | $188,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 23,785 | $186,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 30,988 | $185,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 13,781 | $184,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 20,607 | $184,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 13,388 | $183,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 23,928 | $183,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,500 | $182,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,534 | $181,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,234 | $181,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,582 | $179,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 34,000 | $179,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $176,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,100 | $175,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,394 | $175,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,650 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,000 | $173,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $173,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 12,076 | $172,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 45,000 | $171,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,600 | $170,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,609 | $170,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 21,439 | $169,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 11,146 | $168,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,350 | $167,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,487 | $166,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 103,000 | $166,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 35,000 | $166,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,269 | $165,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,247 | $165,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,095 | $163,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,400 | $163,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 15,200 | $162,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 56,629 | $157,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,734 | $156,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,569 | $155,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 19,500 | $155,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 62,465 | $155,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,785 | $154,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,507 | $152,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 110,000 | $152,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,300 | $149,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,900 | $147,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 35,100 | $145,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 22,019 | $144,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,180 | $142,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,181 | $142,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,695 | $138,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 21,263 | $137,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 84,699 | $137,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 13,213 | $133,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,350 | $130,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,161 | $129,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,700 | $126,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 28,000 | $125,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,769 | $122,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 15,163 | $119,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,135 | $118,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 10,800 | $118,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,962 | $114,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 59,680 | $113,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,720 | $112,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $111,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,675 | $110,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,800 | $107,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,978 | $107,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,000 | $105,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,269 | $104,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,350 | $104,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,368 | $103,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 12,183 | $103,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 12,405 | $101,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 74,300 | $101,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,300 | $92,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,500 | $91,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,122 | $89,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,155 | $88,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $86,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,700 | $85,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 21,800 | $85,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 33,020 | $83,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 15,700 | $82,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 94,300 | $82,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,500 | $81,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 32,800 | $79,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,000 | $73,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,817 | $73,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 15,014 | $72,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,032 | $69,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,500 | $68,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,839 | $67,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,390 | $64,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,700 | $64,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $61,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,926 | $60,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,900 | $59,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,604 | $58,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,549 | $55,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 11,499 | $49,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,810 | $47,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $45,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 13,860 | $44,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,000 | $42,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,901 | $41,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 14,000 | $41,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 51,500 | $39,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,000 | $38,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 26,000 | $36,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,465 | $35,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 16,511 | $34,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 30,000 | $30,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,000 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,375 | $28,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 50,846 | $28,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,877 | $26,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,000 | $25,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 13,800 | $23,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 27,500 | $23,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 13,920 | $22,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 30,000 | $21,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,000 | $20,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 35,808 | $20,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 12,295 | $19,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 82,500 | $18,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 17,700 | $18,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 81,300 | $16,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 15,125 | $14,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 125,000 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 12,256 | $13,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 19,350 | $11,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,000 | $10,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,321 | $10,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,000 | $10,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 22,448 | $8,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 20,000 | $7,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 48,277 | $7,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 14,078 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 47,868 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003526 | this filing | 2016-04-26 | acceptance time not in the bulk data set |