13F-HR filed by GLG Partners LP
GLG Partners LP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 444 holding rows worth $3,144,510,000.
- Accession
- 0001085146-16-003272
- Filer
- CIK 1289643
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 444 entries on the cover page, a total value of $3,144,510,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,144,510,000 with VALUE read as thousands by filing date, 13F file number 028-10979. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGLG LLC028-11672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 496,000 | $101,120,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 680,000 | $76,065,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 350,888 | $65,121,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 2,021,982 | $58,678,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 840,203 | $58,604,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 240,945 | $55,901,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 371,235 | $54,322,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 250,349 | $51,322,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,427,604 | $48,596,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 235,010 | $44,828,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 1,107,833 | $43,239,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 722,014 | $41,747,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 859,860 | $39,683,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 24,230,000 | $38,056,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 38,220,000 | $35,495,000 | thousands by filing date | principal |
| PARTNERRE LTD | G6852T105 | COM | 248,182 | $34,681,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,224,500 | $32,388,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 425,384 | $31,746,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 100,200 | $31,313,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 295,700 | $30,948,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 263,500 | $29,675,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 403,594 | $29,071,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,064,923 | $28,891,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,085,830 | $27,884,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,342,184 | $27,797,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 138,846 | $27,385,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 28,000,000 | $27,160,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 86,247 | $26,952,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 30,750,000 | $26,906,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 619,164 | $26,797,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 804,867 | $26,343,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 46,500,000 | $24,080,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 130,369 | $23,272,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 165,557 | $23,085,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000,000 | $22,762,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 200,000 | $22,524,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 340,255 | $22,334,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 356,562 | $22,271,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 15,340,000 | $21,879,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 581,200 | $21,650,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 181,344 | $21,424,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 377,000 | $20,671,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,260,000 | $20,599,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 676,849 | $20,583,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 100,200 | $19,762,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 286,000 | $19,437,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 20,000,000 | $19,150,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 2,194,586 | $18,895,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 14,480,000 | $18,645,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,040,274 | $18,486,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 299,938 | $18,251,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 17,365,000 | $18,209,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 177,345 | $17,990,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,114,623 | $17,742,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 547,356 | $17,669,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 16,000,000 | $17,445,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 17,785,000 | $17,351,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 271,311 | $16,610,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 149,908 | $16,425,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 267,678 | $16,190,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 14,190,000 | $15,562,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 14,910,000 | $15,546,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 8,500,000 | $15,497,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 28,725,000 | $15,354,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 13,880,000 | $15,214,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9,000,000 | $14,996,000 | thousands by filing date | principal |
| TECHNIPFMC PLC | 30249U101 | COM | 504,070 | $14,623,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 191,071 | $13,912,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 177,163 | $13,681,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 16,320,000 | $13,607,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 262,915 | $13,275,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 324,750 | $13,260,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 10,000,000 | $12,638,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 120,680 | $12,630,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 14,360,000 | $12,036,000 | thousands by filing date | principal |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 134,592 | $11,637,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 13,500,000 | $11,475,000 | thousands by filing date | principal |
| DYAX CORP | 26746E103 | COM | 303,471 | $11,417,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 438,300 | $11,374,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 90,669 | $11,368,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,435,000 | $11,266,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 10,920,000 | $11,039,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 585,000 | $10,904,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,726,942 | $10,862,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 15,575,000 | $10,834,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 500,000 | $10,050,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 185,000 | $9,955,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 7,500,000 | $9,793,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 981,520 | $9,776,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,230,000 | $9,740,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,000,000 | $9,556,000 | thousands by filing date | principal |
| AGL RES INC | 001204106 | COM | 149,140 | $9,517,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,430,000 | $9,512,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 16,730,000 | $9,504,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 7,695,000 | $9,450,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 360,000 | $9,428,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 76,100 | $9,114,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 221,827 | $8,997,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 87,939 | $8,703,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200,000 | $8,692,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 58,753 | $8,502,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 74,748 | $8,082,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100,000 | $8,058,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,640,000 | $8,052,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 89,108 | $7,955,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 84,499 | $7,847,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100,000 | $7,837,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,425,000 | $7,780,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 61,362 | $7,590,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 151,628 | $7,579,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,875,000 | $7,416,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 179,927 | $7,345,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 7,650,000 | $7,334,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 75,449 | $7,165,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 675,000 | $7,121,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 165,178 | $7,075,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 66,742 | $7,013,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 766,818 | $6,809,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,540,000 | $6,774,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 140,491 | $6,746,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,533 | $6,688,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 45,000 | $6,532,000 | thousands by filing date | call |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 6,500,000 | $6,443,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 100,416 | $6,346,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,086,716 | $6,129,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 6,500,000 | $6,110,000 | thousands by filing date | principal |
| VIACOM INC | 92553P201 | CL B | 147,249 | $6,061,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 182,854 | $6,021,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 83,163 | $5,977,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 74,700 | $5,933,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,000,000 | $5,928,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 171,295 | $5,894,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 222,205 | $5,877,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 66,485 | $5,845,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,355,000 | $5,844,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,500,000 | $5,838,000 | thousands by filing date | principal |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 547,096 | $5,799,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 144,744 | $5,774,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 210,565 | $5,738,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000,000 | $5,738,000 | thousands by filing date | principal |
| LIVANOVA PLC | G5509L101 | SHS | 95,285 | $5,657,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,000,000 | $5,643,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 688,729 | $5,572,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 61,000 | $5,489,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 355,703 | $5,460,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,350,000 | $5,442,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 145,613 | $5,424,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 154,643 | $5,413,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 77,125 | $5,216,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 64,127 | $5,212,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 55,875 | $5,160,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 53,101 | $5,148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 168,429 | $5,090,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 6,290,000 | $5,051,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 84,404 | $5,043,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 59,285 | $5,015,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 35,000 | $5,003,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 500,000 | $4,930,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 767,462 | $4,889,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 64,496 | $4,880,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 60,367 | $4,792,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 500,000 | $4,780,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 21,902 | $4,756,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 50,342 | $4,739,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 149,019 | $4,642,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,856 | $4,588,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 633,697 | $4,468,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 70,309 | $4,421,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 637,900 | $4,338,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,000,000 | $4,312,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,350 | $4,271,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 4,235,000 | $4,255,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,000,000 | $4,244,000 | thousands by filing date | principal |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 236,000 | $4,220,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 280,000 | $4,178,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 579,700 | $4,122,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 717,776 | $4,120,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 75,588 | $4,109,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 598,177 | $4,050,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 75,300 | $4,038,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,600,000 | $4,028,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 27,287 | $4,008,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 41,271 | $4,003,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 65,156 | $3,990,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 31,088 | $3,967,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 6,660,000 | $3,954,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 50,956 | $3,952,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 24,000 | $3,896,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,500,000 | $3,881,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 538,369 | $3,828,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 190,287 | $3,825,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 331,608 | $3,731,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,965 | $3,598,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 89,552 | $3,569,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 29,515 | $3,527,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 49,440 | $3,506,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,725,000 | $3,502,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 53,589 | $3,488,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 3,500,000 | $3,467,000 | thousands by filing date | principal |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 250,000 | $3,455,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 64,704 | $3,430,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 30,000 | $3,348,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 52,430 | $3,277,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 45,611 | $3,229,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 61,586 | $3,205,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 30,900 | $3,200,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 3,250,000 | $3,185,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47,014 | $3,174,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 116,500 | $3,164,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 29,422 | $3,140,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 174,230 | $3,082,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 82,256 | $3,029,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 67,221 | $3,026,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,850 | $2,995,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 86,727 | $2,979,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 3,000,000 | $2,978,000 | thousands by filing date | principal |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 300,000 | $2,970,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 41,475 | $2,873,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 124,445 | $2,860,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,000,000 | $2,832,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 50,000 | $2,822,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 66,138 | $2,796,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 71,500 | $2,768,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 193,478 | $2,726,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 32,576 | $2,651,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 212,771 | $2,623,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 31,789 | $2,600,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 24,700 | $2,534,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 42,000 | $2,522,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 250,000 | $2,500,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 85,365 | $2,496,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 134,473 | $2,481,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,700,000 | $2,456,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 25,000 | $2,425,000 | thousands by filing date | call |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 2,500,000 | $2,403,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 26,266 | $2,348,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 50,192 | $2,339,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 29,660 | $2,319,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 197,601 | $2,296,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 47,055 | $2,286,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 62,983 | $2,280,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 16,906 | $2,242,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 45,000 | $2,182,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 80,000 | $2,170,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 19,934 | $2,162,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 14,355 | $2,139,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 152,794 | $2,095,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 80,000 | $2,081,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 150,000 | $2,058,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 77,002 | $2,052,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 86,548 | $2,050,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 73,883 | $2,030,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 74,400 | $1,985,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,000,000 | $1,982,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 115,000 | $1,980,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 25,000 | $1,968,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 67,027 | $1,960,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 74,934 | $1,938,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 43,200 | $1,921,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 238,389 | $1,867,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 70,839 | $1,838,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,100 | $1,823,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 43,000 | $1,821,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 3,000,000 | $1,815,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 28,294 | $1,709,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 176,500 | $1,666,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 99,501 | $1,661,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 49,620 | $1,616,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 13,059 | $1,604,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 23,965 | $1,596,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 239,856 | $1,561,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 50,400 | $1,560,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 276,400 | $1,493,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,500 | $1,490,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 15,449 | $1,441,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 20,000 | $1,394,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,300 | $1,392,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 65,000 | $1,391,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 10,909 | $1,384,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 42,777 | $1,377,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 36,662 | $1,376,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 125,000 | $1,375,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 36,781 | $1,359,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 732,676 | $1,355,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 107,389 | $1,353,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 100,000 | $1,340,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,000 | $1,320,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 200,000 | $1,307,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 97,280 | $1,306,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 39,861 | $1,302,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 52,937 | $1,287,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000,000 | $1,283,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 102,493 | $1,272,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 31,477 | $1,261,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 412,788 | $1,234,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 125,000 | $1,205,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 48,414 | $1,191,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100,000 | $1,177,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 1,200,000 | $1,154,000 | thousands by filing date | principal |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 62,100 | $1,143,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 10,000 | $1,139,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 30,413 | $1,138,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 33,000 | $1,127,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 28,794 | $1,120,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 411,943 | $1,112,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 20,000 | $1,109,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 952,692 | $1,096,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 1,250,000 | $1,084,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC | 723456109 | COM | 34,518 | $1,074,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 29,256 | $1,067,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 300,000 | $1,059,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 150,000 | $1,054,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 12,046 | $1,033,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 73,182 | $1,029,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 53,523 | $1,028,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 40,100 | $1,017,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 38,000 | $1,013,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 75,000 | $992,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 29,448 | $986,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $944,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 40,700 | $942,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 15,000 | $929,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,948 | $919,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 17,800 | $906,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 12,500 | $896,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,656 | $889,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,627 | $872,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 435,000 | $870,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,571 | $869,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,000 | $869,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 22,739 | $864,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 52,937 | $863,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 32,500 | $862,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 835,000 | $860,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 33,900 | $838,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,135,000 | $836,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 35,000 | $822,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20,000 | $816,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 20,000 | $808,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,380 | $803,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 207,281 | $792,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 196,044 | $772,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 11,100 | $749,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 20,000 | $746,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 7,500 | $739,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 53,977 | $723,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 49,898 | $698,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $688,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,793 | $687,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 15,083 | $685,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 20,000 | $675,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11,197 | $663,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 56,516 | $656,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9,185 | $652,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 21,998 | $648,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 500,000 | $647,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 198,360 | $645,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,777 | $643,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 14,527 | $628,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,000 | $626,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,500 | $589,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,500 | $584,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,200 | $568,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 5,000 | $557,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,328 | $536,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 12,056 | $523,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 7,145,000 | $518,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 100,000 | $509,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 25,370 | $508,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 500,000 | $500,000 | thousands by filing date | principal |
| PACCAR INC COM | 693718108 | Stock | 10,318 | $489,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,911 | $481,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,001 | $480,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 155,356 | $474,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,000 | $470,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 4,750 | $435,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 129,128 | $434,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,478 | $434,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 59,403 | $423,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 2,328,084 | $419,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 64,624 | $408,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 15,000 | $399,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 300,000 | $397,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 25,712 | $396,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,693 | $395,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,435 | $394,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 117,055 | $385,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 30,000 | $385,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,191 | $379,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 67,000 | $373,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 27,682 | $371,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,479 | $370,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 65,300 | $365,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,164 | $362,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $361,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,609 | $358,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,877 | $354,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,849 | $350,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,000 | $343,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,363 | $342,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 22,711 | $335,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 1,000,000 | $330,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 96,914 | $329,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,540 | $317,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,785,652 | $310,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,432 | $308,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 38,756 | $300,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,138 | $294,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,601 | $292,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,000 | $283,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 500,000 | $280,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 37,300 | $278,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 25,286 | $259,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,000 | $255,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 500,000 | $240,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 110,809 | $240,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 180,083 | $238,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 27,194 | $218,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 22,558 | $144,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,300 | $136,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 300,000 | $135,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 103,006 | $102,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 250,000 | $100,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,608 | $59,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 6,193 | $59,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 233,206 | $50,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 200,000 | $50,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 818,000 | $49,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 477 | $32,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 497 | $22,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 125,000 | $19,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 146 | $18,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 262 | $14,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 91 | $14,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 172 | $14,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 196 | $13,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 165 | $12,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 477 | $12,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 70 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 81 | $8,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 113 | $7,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13 | $1,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003272 | this filing | 2016-02-16 | acceptance time not in the bulk data set |