13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 624 holding rows worth $992,029,000.
- Accession
- 0001085146-16-003228
- Filer
- CIK 1534400
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 624 entries on the cover page, a total value of $992,029,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $992,029,000 with VALUE read as thousands by filing date, 13F file number 028-14617. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 375,560 | $30,048,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 115,380 | $23,701,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 199,385 | $22,002,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 227,596 | $21,758,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 269,785 | $21,450,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 85,166 | $17,619,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,730,217 | $17,175,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 145,691 | $15,203,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,711,565 | $13,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 298,390 | $13,039,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 140,107 | $12,936,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 143,593 | $10,998,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 123,537 | $10,002,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 156,937 | $9,541,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 66,504 | $9,462,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,945,247 | $9,171,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 89,474 | $8,148,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 138,489 | $7,657,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 138,906 | $7,445,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 70,572 | $7,272,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 287,203 | $7,268,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 88,842 | $6,960,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 58,255 | $6,518,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 40,063 | $6,391,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 126,881 | $6,040,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 53,575 | $6,005,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 540,474 | $5,924,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 124,643 | $5,830,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 173,169 | $5,818,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 387,861 | $5,721,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 192,064 | $5,623,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 58,880 | $5,494,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 538,644 | $5,464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 118,210 | $5,389,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 124,113 | $5,345,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,816 | $5,101,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 41,010 | $4,842,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 40,053 | $4,796,000 | thousands by filing date | |
| IJH | 464287507 | COM | 31,467 | $4,555,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 56,220 | $4,535,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 124,458 | $4,517,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 106,110 | $4,483,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 36,853 | $4,407,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 406,285 | $4,390,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 46,582 | $4,386,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 450,650 | $4,353,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 39,433 | $4,349,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 90,599 | $4,340,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 24,289 | $4,327,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 148,525 | $4,298,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39,539 | $4,194,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,677 | $4,167,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 176,764 | $4,138,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 101,729 | $4,020,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 95,157 | $4,005,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 93,982 | $3,905,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 122,035 | $3,896,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 83,702 | $3,890,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 48,483 | $3,855,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 33,336 | $3,795,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 463,865 | $3,787,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 95,438 | $3,771,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 103,659 | $3,737,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 35,795 | $3,734,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 82,758 | $3,702,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 97,370 | $3,702,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 21,352 | $3,574,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 90,731 | $3,569,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 59,372 | $3,506,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 44,436 | $3,505,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 94,309 | $3,475,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 49,963 | $3,458,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 37,875 | $3,440,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 39,958 | $3,438,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 35,246 | $3,395,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 126,698 | $3,360,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 317,435 | $3,359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 64,519 | $3,309,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 36,644 | $3,282,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 25,991 | $3,268,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,804 | $3,249,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 92,629 | $3,218,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 60,611 | $3,205,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,053 | $3,179,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 270,784 | $3,132,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 67,382 | $3,128,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 27,913 | $3,116,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 55,592 | $3,097,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 59,315 | $3,044,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 18,970 | $3,039,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 31,871 | $3,016,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 96,314 | $3,000,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 71,149 | $2,965,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,238 | $2,942,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 48,577 | $2,942,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 33,148 | $2,925,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 23,852 | $2,844,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 69,704 | $2,787,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 27,279 | $2,755,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 216,755 | $2,641,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 57,099 | $2,631,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 23,362 | $2,618,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 92,816 | $2,591,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 61,959 | $2,498,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 63,748 | $2,467,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 23,313 | $2,416,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 26,342 | $2,406,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 48,452 | $2,373,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 48,456 | $2,336,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 47,034 | $2,317,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 49,571 | $2,245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 12,084 | $2,152,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 25,482 | $2,151,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 137,980 | $2,148,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 27,602 | $2,125,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 85,092 | $2,118,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 17,825 | $2,094,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 292,538 | $2,078,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,640 | $2,071,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 36,444 | $2,068,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 44,182 | $2,068,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 21,947 | $2,062,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 15,696 | $2,039,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,524 | $2,037,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 114,875 | $2,019,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 175,156 | $2,005,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 103,440 | $1,988,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 37,994 | $1,981,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,486 | $1,965,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 27,905 | $1,918,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 113,138 | $1,916,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 51,380 | $1,915,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,837 | $1,898,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,104 | $1,896,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,562 | $1,893,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,533 | $1,890,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 29,582 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 19,216 | $1,863,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 26,204 | $1,817,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 27,617 | $1,807,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 35,595 | $1,797,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 19,119 | $1,793,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,027 | $1,776,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,460 | $1,772,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,580 | $1,761,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 21,864 | $1,744,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 21,530 | $1,725,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 86,645 | $1,711,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 14,112 | $1,709,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,879 | $1,700,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,686 | $1,691,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 71,248 | $1,678,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,211 | $1,652,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 55,539 | $1,634,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 23,117 | $1,629,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 33,290 | $1,620,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 32,961 | $1,619,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 43,614 | $1,611,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 33,185 | $1,611,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 38,812 | $1,600,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 24,740 | $1,599,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,807 | $1,550,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 18,418 | $1,550,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,604 | $1,549,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 98,178 | $1,535,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,454 | $1,504,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,249 | $1,498,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 32,843 | $1,487,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,465 | $1,475,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 40,478 | $1,465,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 40,319 | $1,458,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 13,262 | $1,449,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,210 | $1,437,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 79,425 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 12,875 | $1,406,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 15,578 | $1,389,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 45,401 | $1,387,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 57,761 | $1,384,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,999 | $1,373,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 55,322 | $1,368,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 13,505 | $1,367,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 17,063 | $1,358,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 9,436 | $1,355,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 82,547 | $1,354,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,192 | $1,348,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10,666 | $1,341,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 60,244 | $1,329,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 52,252 | $1,323,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 64,723 | $1,315,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 44,025 | $1,312,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 18,586 | $1,288,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 6,134 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 37,604 | $1,268,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,903 | $1,250,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 11,617 | $1,243,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 229,740 | $1,220,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 7,880 | $1,198,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 31,057 | $1,186,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 9,946 | $1,180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,796 | $1,169,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 8,146 | $1,168,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,243 | $1,154,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 21,549 | $1,153,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 24,888 | $1,152,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 23,438 | $1,148,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,094,000 | $1,147,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,767 | $1,143,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,760 | $1,136,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,674 | $1,128,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 32,959 | $1,125,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 24,560 | $1,123,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 41,584 | $1,123,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 30,868 | $1,121,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 99,749 | $1,121,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,593 | $1,119,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 10,922 | $1,114,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 24,656 | $1,108,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,022 | $1,100,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 45,042 | $1,084,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,507 | $1,079,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11,795 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 22,701 | $1,073,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,683 | $1,071,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 29,352 | $1,064,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,533 | $1,063,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,385 | $1,062,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,099 | $1,060,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 17,751 | $1,060,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,650 | $1,060,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 19,690 | $1,049,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,043 | $1,042,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 11,589 | $1,036,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 19,408 | $1,032,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,999 | $1,029,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 9,160 | $1,022,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,111 | $1,022,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 23,714 | $1,015,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,490 | $1,013,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,743 | $1,012,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 21,090 | $1,012,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 46,684 | $1,003,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,088 | $993,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,163 | $991,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 26,753 | $974,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,763 | $971,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 26,095 | $970,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 31,121 | $961,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 20,087 | $959,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 7,667 | $951,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,044 | $935,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,254 | $932,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 55,841 | $932,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,498 | $922,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,337 | $916,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 24,229 | $916,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,122 | $912,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 35,831 | $911,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 21,270 | $909,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,789 | $906,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $904,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,445 | $900,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,330 | $889,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 25,648 | $889,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,219 | $872,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 6,107 | $872,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,339 | $865,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,304 | $856,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 70,824 | $842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 11,335 | $840,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,980 | $839,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 46,065 | $838,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,224 | $829,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 31,866 | $829,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 9,306 | $825,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 50,913 | $825,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 89,134 | $823,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,810 | $820,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 32,285 | $816,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,688 | $815,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,874 | $815,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 22,850 | $813,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 27,149 | $813,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 90,414 | $812,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 19,622 | $811,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,270 | $807,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,599 | $806,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,590 | $791,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 11,452 | $777,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,207 | $768,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,365 | $762,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,100 | $761,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 14,255 | $760,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,825 | $752,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,502 | $750,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 32,611 | $750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 13,229 | $732,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 29,640 | $730,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,221 | $727,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 16,415 | $722,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 9,161 | $721,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,013 | $707,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 39,662 | $705,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 15,519 | $704,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 37,485 | $690,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,861 | $689,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,947 | $680,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 31,902 | $678,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 19,118 | $676,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 14,695 | $668,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,956 | $662,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,025 | $659,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 27,074 | $655,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 12,175 | $653,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 16,216 | $645,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 41,497 | $634,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,795 | $633,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 10,499 | $633,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,174 | $624,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 28,620 | $624,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 15,517 | $623,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 8,538 | $621,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 16,252 | $621,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 69,560 | $618,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,944 | $617,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,595 | $617,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,320 | $613,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 17,400 | $604,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 56,963 | $602,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,007 | $600,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,282 | $598,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 27,107 | $598,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 24,952 | $595,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,154 | $594,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,695 | $593,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 49,806 | $588,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 39,668 | $584,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,648 | $579,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 68,673 | $563,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,218 | $559,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16,193 | $555,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,842 | $554,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 34,422 | $552,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 39,835 | $551,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 10,778 | $546,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 36,996 | $546,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 16,731 | $545,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,800 | $535,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,332 | $529,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,934 | $523,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,265 | $523,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,374 | $521,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,307 | $520,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,774 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 24,551 | $516,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,467 | $507,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,919 | $506,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,952 | $505,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,256 | $503,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,671 | $499,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,800 | $498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,999 | $498,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 497,000 | $497,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 11,422 | $493,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,999 | $490,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,563 | $488,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 9,443 | $488,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,251 | $478,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 6,169 | $474,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 13,063 | $474,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,446 | $466,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,062 | $459,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,093 | $458,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 46,483 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 16,385 | $453,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 13,747 | $453,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,420 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,593 | $448,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,696 | $441,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,183 | $441,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,168 | $434,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,929 | $432,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 29,112 | $431,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 22,409 | $428,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,822 | $424,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 14,772 | $424,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,460 | $424,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,031 | $423,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,359 | $423,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,743 | $415,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 13,469 | $414,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,738 | $412,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13,485 | $403,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 9,352 | $400,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,368 | $399,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,875 | $393,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 8,105 | $393,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,583 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,075 | $392,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,796 | $389,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,099 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,084 | $387,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,799 | $385,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,615 | $385,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,578 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,472 | $378,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,830 | $376,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,255 | $375,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 19,938 | $375,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,330 | $374,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 15,907 | $370,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,172 | $369,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,378 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 9,221 | $369,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,400 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,189 | $363,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,561 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,721 | $361,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 6,727 | $361,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,934 | $357,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 11,277 | $356,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,566 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 15,132 | $355,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,650 | $353,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,600 | $352,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 11,044 | $352,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,438 | $349,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,864 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,056 | $347,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 8,100 | $347,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,645 | $346,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 14,609 | $345,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,584 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,100 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,151 | $339,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 24,008 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,135 | $338,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,311 | $337,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,304 | $335,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 632 | $334,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,697 | $333,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 16,893 | $333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,968 | $332,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 11,782 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 17,629 | $329,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 36,966 | $327,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,116 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,231 | $325,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,497 | $324,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 20,448 | $323,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 17,011 | $323,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,473 | $322,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,750 | $319,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,285 | $319,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,400 | $317,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 25,817 | $316,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,248 | $313,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 13,110 | $313,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,061 | $312,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3,097 | $311,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 7,137 | $310,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,770 | $309,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 32,380 | $307,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,599 | $305,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,375 | $305,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 22,807 | $304,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 4,259 | $304,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,562 | $301,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,597 | $294,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,696 | $293,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,655 | $292,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,605 | $292,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,644 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,350 | $288,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 37,294 | $287,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 22,900 | $287,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,613 | $286,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,346 | $286,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,281 | $284,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 6,054 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,215 | $279,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,363 | $277,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,253 | $275,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 57,577 | $275,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 12,394 | $275,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,825 | $274,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,396 | $272,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,881 | $272,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,810 | $271,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,034 | $271,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,469 | $270,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,608 | $268,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,918 | $266,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,327 | $266,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,000 | $266,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 40,809 | $265,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,248 | $264,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,051 | $263,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,050 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,196 | $262,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,335 | $262,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003228 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003372 | base | 2016-03-23 | acceptance time not in the bulk data set |