13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 1,102 holding rows worth $2,085,438,000.
- Accession
- 0001085146-16-002855
- Filer
- CIK 1567755
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,102 entries on the cover page, a total value of $2,085,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,085,438,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,162 | $130,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,525 | $130,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 28,742 | $130,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 28,328 | $127,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 37,468 | $127,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 13,209 | $126,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,411 | $125,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,324 | $123,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,879 | $122,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,363 | $122,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,371 | $116,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 110,369 | $114,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,256 | $113,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 14,015 | $112,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 153,526 | $112,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 48,917 | $110,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 54,033 | $110,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 22,700 | $109,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,087 | $104,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,929 | $103,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,423 | $103,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 206,607 | $103,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,492 | $99,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 95,849 | $98,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 54,675 | $98,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,511 | $96,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 93,900 | $93,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,245 | $93,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,008 | $92,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 17,850 | $91,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,800 | $90,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 73,268 | $88,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 27,200 | $84,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,358 | $77,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 87,661 | $76,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 22,335 | $75,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,161 | $74,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,697 | $71,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 22,660 | $68,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,719 | $67,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,566 | $67,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,200 | $66,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 12,721 | $65,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,593 | $59,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,380 | $58,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,090 | $57,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,447 | $57,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $54,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 40,000 | $53,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,142 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 17,826 | $41,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 227,150 | $40,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 37,332 | $40,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,782 | $39,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 40,000 | $39,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 23,377 | $37,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,802 | $37,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 13,200 | $37,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 39,000 | $36,000 | thousands by filing date | principal |
| Lineage, Inc. | 536020100 | COM | 27,369 | $35,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,715 | $31,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,801 | $31,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,997 | $31,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 17,000 | $28,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 22,000 | $28,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 36,448 | $27,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 27,000 | $27,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 24,037 | $27,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 26,000 | $27,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000 | $23,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 16,000 | $21,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 13,500 | $20,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 12,000 | $20,000 | thousands by filing date | principal |
| CTC MEDIA INC | 12642X106 | COM | 10,919 | $20,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 12,000 | $19,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 19,000 | $19,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 15,000 | $19,000 | thousands by filing date | principal |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,376 | $18,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 19,000 | $18,000 | thousands by filing date | principal |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $17,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 14,000 | $16,000 | thousands by filing date | principal |
| WARREN RESOURCES INC | 93564A100 | COM | 75,000 | $16,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 20,009 | $16,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,000 | $15,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $14,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000 | $13,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 13,000 | $13,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 11,518 | $12,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 13,091 | $9,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 13,550 | $9,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 10,000 | $9,000 | thousands by filing date | principal |
| DRAGONWAVE INC | 26144M103 | COM | 66,851 | $8,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,075 | $7,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 23,278 | $7,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 22,541 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,000 | $4,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 14,720 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 20,000 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-002855 | this filing | 2016-02-09 | acceptance time not in the bulk data set |