13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 95 holding rows worth $21,500,000.
- Accession
- 0001085146-16-002774
- Filer
- CIK 1511137
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 95 entries on the cover page, a total value of $21,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,500,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASGN INC | 682159108 | COM | 338,127 | $15,199,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,598 | $1,747,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,997 | $409,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 7,400 | $371,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 8,885 | $366,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,268 | $328,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,866 | $280,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,365 | $268,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $259,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,654 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,375 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,313 | $202,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,726 | $186,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,229 | $151,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,700 | $114,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,288 | $61,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,776 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,004 | $58,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 480 | $55,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 547 | $54,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 38 | $48,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 70 | $47,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 491 | $47,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,243 | $46,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $45,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 350 | $31,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 141 | $26,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,000 | $23,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 308 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 142 | $21,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 197 | $20,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 575 | $20,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 343 | $19,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 55 | $17,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,000 | $17,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200 | $16,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 152 | $15,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,000 | $15,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 330 | $15,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 181 | $14,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,000 | $14,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,600 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 70 | $13,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 961 | $13,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16 | $12,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 128 | $12,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 607 | $12,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 75 | $11,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 475 | $11,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 250 | $11,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 101 | $10,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 70 | $8,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 500 | $8,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 500 | $8,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 107 | $8,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $8,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,000 | $8,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 886 | $7,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 500 | $7,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 190 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 20 | $6,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 6,165 | $6,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 156 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 101 | $5,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $4,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 110 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $4,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 25 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 102 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $3,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $3,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 50 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $2,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,000 | $2,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 300 | $2,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 2,000 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 225 | $2,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 500 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,000 | $1,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 104 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-002774 | this filing | 2016-02-05 | acceptance time not in the bulk data set |