13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-03, with 1,279 holding rows worth $3,360,832,000.
- Accession
- 0001085146-16-002733
- Filer
- CIK 822581
- Filed
- 2016-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,279 entries on the cover page, a total value of $3,360,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,360,832,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POST PPTYS INC | 737464107 | COM | 4,500 | $266,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 79,300 | $266,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,854 | $264,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 52,316 | $264,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,035 | $263,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 8,715 | $263,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 24,000 | $263,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,153 | $262,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,650 | $262,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,710 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,514 | $261,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 7,695 | $261,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,605 | $260,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 56,948 | $260,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 25,856 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,652 | $259,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,815 | $258,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,554 | $256,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,281 | $255,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,151 | $255,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,700 | $255,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 58,750 | $255,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 10,000 | $255,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,016 | $253,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 17,249 | $252,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,253 | $249,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 12,997 | $249,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,008 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,848 | $248,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,315 | $248,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,336 | $248,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,196 | $247,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,700 | $246,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,331 | $246,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,325 | $245,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,100 | $245,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 30,500 | $244,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $243,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,850 | $242,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $242,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 9,247 | $241,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 11,807 | $240,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,242 | $239,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 23,330 | $239,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,353 | $239,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 23,238 | $238,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,943 | $238,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,900 | $237,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,955 | $237,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 30,800 | $237,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 15,226 | $236,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,018 | $235,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 15,100 | $234,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 5,202 | $234,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 25,432 | $234,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 8,062 | $233,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,060 | $232,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 15,383 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,761 | $231,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,100 | $231,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,376 | $231,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,024 | $230,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 317 | $230,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 21,217 | $230,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 25,997 | $230,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 15,392 | $230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 7,063 | $230,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 7,485 | $229,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 45,461 | $228,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,413 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,094 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,920 | $226,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 29,350 | $226,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,248 | $225,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,043 | $224,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 469 | $224,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 14,123 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,046 | $223,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 10,074 | $223,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,315 | $223,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 25,925 | $222,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 37,982 | $221,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 5,946 | $221,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,761 | $220,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,854 | $220,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,150 | $219,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,493 | $219,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,600 | $219,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,419 | $219,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 25,855 | $219,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 8,554 | $218,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 132 | $217,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,896 | $217,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,746 | $217,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,500 | $216,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $216,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,939 | $216,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,043 | $216,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,357 | $215,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 143,067 | $215,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,300 | $214,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $214,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,574 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,530 | $213,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,212 | $212,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,324 | $212,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,887 | $212,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,969 | $210,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,734 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 8,615 | $210,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 18,140 | $209,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,869 | $209,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 19,645 | $209,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,525 | $208,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,895 | $208,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,770 | $208,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 8,898 | $208,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 34,634 | $207,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,000 | $207,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 6,979 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,955 | $206,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 16,800 | $206,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 35,991 | $206,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 12,519 | $206,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,320 | $205,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,800 | $204,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,470 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,042 | $203,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,902 | $202,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,415 | $202,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,081 | $202,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,900 | $202,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,639 | $201,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 8,516 | $201,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,759 | $200,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,500 | $200,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,157 | $200,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,150 | $200,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 17,380 | $197,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 13,308 | $196,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 12,750 | $186,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,600 | $183,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 35,000 | $181,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 18,586 | $180,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 13,050 | $179,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 17,478 | $179,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 80,100 | $179,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 36,642 | $178,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 11,022 | $178,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,419 | $177,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $177,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 21,426 | $175,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 31,500 | $174,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 93,051 | $173,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 34,000 | $172,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 13,000 | $171,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 20,368 | $168,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 12,200 | $168,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,726 | $165,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 11,866 | $165,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,513 | $164,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 39,907 | $163,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,700 | $163,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 12,500 | $163,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,247 | $161,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,139 | $160,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,320 | $160,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 30,000 | $158,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,350 | $157,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,414 | $156,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 12,602 | $156,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,400 | $154,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 15,703 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 11,043 | $150,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,567 | $150,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 44,654 | $150,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 13,300 | $147,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,680 | $147,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,800 | $144,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 14,683 | $142,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 94,300 | $138,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 22,301 | $137,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 12,200 | $134,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,100 | $131,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 13,800 | $131,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,282 | $130,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,350 | $130,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,000 | $130,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 14,350 | $125,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 85,819 | $124,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 102,300 | $124,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 15,628 | $121,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,764 | $120,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,374 | $120,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,347 | $119,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,700 | $117,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,860 | $113,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 36,770 | $113,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,300 | $113,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,111 | $113,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 59,039 | $112,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,369 | $111,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,000 | $110,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,684 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,661 | $107,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $106,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 21,069 | $100,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $100,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,766 | $98,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,014 | $98,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,638 | $93,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 15,700 | $92,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,300 | $91,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,500 | $90,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 23,258 | $90,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 17,670 | $90,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,300 | $89,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,000 | $88,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,502 | $88,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,368 | $86,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,387 | $83,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,400 | $83,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 29,042 | $82,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,400 | $81,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,700 | $81,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,467 | $80,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 71,000 | $80,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,000 | $79,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,800 | $72,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,500 | $72,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,500 | $70,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $70,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 22,200 | $66,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,344 | $65,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 21,174 | $65,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,000 | $63,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,300 | $62,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,000 | $59,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,000 | $56,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 51,800 | $56,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 17,544 | $51,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 14,000 | $51,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,810 | $48,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 13,585 | $47,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,553 | $43,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,280 | $41,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,538 | $38,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $38,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 30,000 | $37,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 26,000 | $35,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 10,756 | $35,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 15,000 | $34,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 25,500 | $34,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,000 | $32,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 30,000 | $32,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,000 | $30,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 13,900 | $29,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 20,608 | $27,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 11,220 | $26,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 35,808 | $24,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 87,500 | $23,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 125,000 | $23,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 114,000 | $20,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,320 | $18,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $16,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 20,000 | $15,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 82,500 | $15,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 10,521 | $15,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,427 | $14,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 14,078 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 15,182 | $12,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,000 | $12,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,000 | $12,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 20,000 | $10,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,000 | $10,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 53,338 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 38,500 | $7,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 22,850 | $7,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 27,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-002733 | this filing | 2016-02-03 | acceptance time not in the bulk data set |