13F-HR/A filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2015-12-31, with 1,178 holding rows worth $2,909,900,000.
- Accession
- 0001085146-15-002485
- Filer
- CIK 1011659
- Filed
- 2015-12-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 1,734 entries on the cover page, a total value of $2,909,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,909,900,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 6,563 | $195,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,655 | $191,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,450 | $190,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,485 | $189,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,302 | $188,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,185 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,650 | $187,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 25,000 | $186,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,920 | $184,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,441 | $184,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,100 | $184,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,986 | $178,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,668 | $175,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,265 | $175,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,240 | $175,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,000 | $173,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 12,400 | $173,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,000 | $172,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,085 | $172,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,999 | $171,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,223 | $170,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 6,535 | $170,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 10,000 | $170,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 13,000 | $170,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 3,000 | $169,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 14,856 | $167,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 4,260 | $167,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,474 | $166,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,666 | $166,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 23,102 | $163,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,554 | $162,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,000 | $162,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,082 | $162,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,700 | $162,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,330 | $159,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,577 | $157,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 8,330 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,877 | $155,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,325 | $155,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,997 | $155,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,750 | $154,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,926 | $154,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,850 | $153,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,050 | $153,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 2,000 | $152,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 8,704 | $151,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,954 | $148,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,639 | $145,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 877 | $144,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,100 | $142,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 7,249 | $142,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,141 | $140,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,194 | $138,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,000 | $138,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,101 | $138,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,100 | $138,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9,664 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 9,893 | $137,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 9,934 | $137,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,738 | $136,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,163 | $135,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 8,544 | $132,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,099 | $132,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,625 | $132,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,205 | $131,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,100 | $130,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 1,800 | $130,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 9,417 | $128,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 9,400 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,000 | $120,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,800 | $119,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,059 | $118,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 9,330 | $118,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,071 | $116,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,200 | $115,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,198 | $114,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,975 | $114,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,000 | $112,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,225 | $112,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 760 | $111,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,575 | $110,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,500 | $110,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 19,396 | $110,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 4,110 | $110,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 9,240 | $109,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,905 | $108,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,152 | $107,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,847 | $107,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 250 | $106,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,288 | $106,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,436 | $105,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 3,166 | $105,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,135 | $105,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,664 | $104,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,151 | $104,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 660 | $103,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,857 | $103,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,200 | $102,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,472 | $101,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 8,785 | $101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 4,400 | $100,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,700 | $98,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 4,761 | $98,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 7,387 | $98,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,533 | $97,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,288 | $97,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,091 | $96,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 1,544 | $96,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 700 | $93,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 850 | $93,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,500 | $93,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 2,250 | $93,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,750 | $93,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 7,472 | $92,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,100 | $91,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,116 | $91,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,998 | $90,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,500 | $90,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 620 | $89,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,588 | $88,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,482 | $88,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,314 | $87,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,587 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,800 | $86,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,200 | $86,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 5,440 | $85,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 3,000 | $84,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 780 | $83,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,770 | $83,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,000 | $83,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,479 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,408 | $83,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,250 | $83,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 639 | $82,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,405 | $82,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 624 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 667 | $81,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,520 | $80,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,560 | $80,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 912 | $79,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,000 | $78,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,150 | $77,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4,043 | $77,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 966 | $77,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,534 | $77,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,090 | $76,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,400 | $76,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,521 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,555 | $75,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 2,558 | $75,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,238 | $74,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 24,043 | $73,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,174 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,000 | $72,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 955 | $71,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,690 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,000 | $70,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,201 | $70,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,049 | $70,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 876 | $69,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,134 | $68,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,693 | $68,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,278 | $68,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 591 | $67,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 2,501 | $67,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,400 | $67,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,118 | $67,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 881 | $67,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,690 | $66,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,587 | $65,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,151 | $64,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 4,995 | $64,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,777 | $64,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,666 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,698 | $63,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 6,743 | $63,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,117 | $63,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,196 | $62,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 586 | $62,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,000 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,000 | $62,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,140 | $61,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 1,625 | $61,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,400 | $61,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,822 | $59,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 2,427 | $59,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 1,145 | $57,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 659 | $56,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,200 | $56,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,984 | $56,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,000 | $56,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 4,000 | $56,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,000 | $56,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,000 | $55,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,100 | $55,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,000 | $55,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,700 | $55,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,475 | $55,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 600 | $55,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,300 | $54,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 50 | $54,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 2,500 | $54,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,967 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 489 | $53,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,050 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,864 | $53,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,767 | $53,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 2,402 | $53,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 821 | $52,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,903 | $52,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,250 | $52,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 4,102 | $52,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 500 | $51,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 766 | $50,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,000 | $50,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 231 | $49,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,059 | $49,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,000 | $49,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,300 | $49,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,738 | $49,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,800 | $48,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,367 | $48,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 793 | $48,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,073 | $47,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,166 | $46,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,438 | $46,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 778 | $46,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 669 | $44,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,744 | $44,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 376 | $44,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,000 | $44,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,093 | $44,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,550 | $44,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,350 | $44,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 524 | $43,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 275 | $43,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,130 | $43,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,535 | $43,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 423 | $42,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 518 | $42,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 575 | $42,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,624 | $42,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 500 | $42,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 700 | $42,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 600 | $41,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 400 | $41,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,115 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,315 | $41,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 600 | $40,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 850 | $40,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 830 | $40,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 841 | $40,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 20,000 | $40,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 630 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 642 | $39,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,000 | $38,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,009 | $38,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 548 | $37,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 896 | $37,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 779 | $37,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 1,004 | $37,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 300 | $36,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,398 | $36,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,886 | $36,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 389 | $36,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,157 | $36,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 3,000 | $36,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 830 | $36,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 1,572 | $36,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 2,500 | $36,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,099 | $35,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,185 | $35,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,534 | $35,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,241 | $35,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 595 | $35,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 3,777 | $35,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,044 | $34,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 900 | $34,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 800 | $34,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,505 | $34,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,490 | $33,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 960 | $33,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,200 | $33,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 625 | $33,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,380 | $33,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 901 | $32,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $32,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 800 | $32,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 706 | $32,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,100 | $32,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 352 | $32,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,675 | $31,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $31,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 370 | $31,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,000 | $31,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 2,500 | $31,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 166 | $30,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 71 | $30,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,000 | $30,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 534 | $30,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 350 | $30,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 220 | $30,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $30,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 10,700 | $30,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 392 | $29,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,000 | $29,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 898 | $29,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,000 | $29,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 408 | $29,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,481 | $28,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 885 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 613 | $28,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 512 | $28,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,205 | $28,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 541 | $28,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,650 | $28,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,340 | $28,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 2,000 | $28,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 530 | $28,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 338 | $27,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 653 | $27,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,800 | $27,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,584 | $27,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 602 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 361 | $27,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 420 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 1,000 | $27,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 350 | $26,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 800 | $26,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 533 | $26,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 353 | $26,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 750 | $26,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,500 | $26,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 300 | $25,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 500 | $25,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 2,222 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 852 | $24,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,290 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 939 | $24,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 3,000 | $24,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 409 | $23,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 450 | $23,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 600 | $23,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 465 | $23,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 422 | $23,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 979 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 240 | $22,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 229 | $22,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 850 | $22,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 697 | $22,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 800 | $22,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 975 | $22,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 672 | $22,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 595 | $22,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 377 | $22,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 816 | $22,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,000 | $22,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 800 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 610 | $21,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,086 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 827 | $21,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 246 | $21,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,484 | $21,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 450 | $21,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 700 | $21,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $21,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 200 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 200 | $20,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 110 | $20,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 500 | $20,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 890 | $20,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 600 | $20,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 80 | $20,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 500 | $20,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 490 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 709 | $20,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 250 | $19,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,337 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 250 | $19,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 438 | $19,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 600 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 532 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 412 | $19,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 500 | $19,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 250 | $19,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 315 | $19,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 253 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 450 | $19,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 439 | $19,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 222 | $19,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 140 | $19,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 500 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 700 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 348 | $18,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 300 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 375 | $18,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 400 | $18,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 228 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,600 | $18,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,568 | $18,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 113 | $18,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 600 | $18,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 736 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 916 | $18,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 100 | $18,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 250 | $18,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 400 | $18,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 700 | $18,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,745 | $18,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 200 | $18,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 200 | $18,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 237 | $17,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 621 | $17,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 330 | $17,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 400 | $17,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 300 | $17,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $17,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 290 | $17,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,300 | $17,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 687 | $17,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 946 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $17,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 500 | $17,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 500 | $17,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,100 | $17,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 180 | $16,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 181 | $16,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,307 | $16,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 300 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 148 | $16,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,880 | $16,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $16,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 1,364 | $16,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 349 | $16,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 281 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 197 | $15,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 500 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200 | $15,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 988 | $15,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 233 | $15,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 600 | $15,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 400 | $15,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 921 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 300 | $14,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,157 | $14,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 200 | $14,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 211 | $14,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 239 | $14,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 114 | $14,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 375 | $14,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 133 | $14,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 500 | $14,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 400 | $14,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,033 | $14,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 400 | $14,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 380 | $14,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 113 | $14,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 576 | $14,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 600 | $14,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 884 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 375 | $14,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,200 | $14,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 650 | $13,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 183 | $13,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,100 | $13,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 104 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 400 | $13,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 783 | $13,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,044 | $13,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 231 | $13,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 450 | $13,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 835 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 159 | $12,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 285 | $12,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,820 | $12,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,000 | $12,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 780 | $12,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 800 | $12,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $12,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 812 | $12,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 500 | $12,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 250 | $12,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 620 | $12,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 209 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 261 | $11,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 250 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 250 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,522 | $11,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 350 | $11,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 287 | $11,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 606 | $11,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 253 | $11,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 2,000 | $11,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 239 | $11,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 867 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 353 | $11,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 850 | $11,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 375 | $10,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 334 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001854 | superseded | 2013-11-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002485 | this filing | 2015-12-31 | acceptance time not in the bulk data set |