13F-HR/A filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR/A for the quarter ended 2012-06-30, filed 2015-12-31, with 1,381 holding rows worth $3,941,468,000.
- Accession
- 0001085146-15-002476
- Filer
- CIK 1011659
- Filed
- 2015-12-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2012
A holdings report, amendment of type restatement, 2,142 entries on the cover page, a total value of $3,941,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,941,468,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 24,309 | $126,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,000 | $125,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,200 | $125,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 8,396 | $124,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,845 | $124,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,870 | $124,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,300 | $124,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,975 | $123,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,000 | $123,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,000 | $122,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,769 | $121,000 | thousands by filing date | |
| YOUNG INNOVATIONS INC | 987520103 | COMMON STOCK | 3,500 | $121,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,127 | $121,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 4,400 | $121,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 7,000 | $120,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 34,500 | $120,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,900 | $119,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,512 | $119,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 9,200 | $118,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,168 | $117,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 46,900 | $117,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 29,000 | $117,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 8,000 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,600 | $113,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,071 | $112,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,261 | $111,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 860 | $111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,450 | $111,000 | thousands by filing date | |
| MEMC ELECTRONIC MATERIALS | 552715104 | COM | 51,200 | $111,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52,800 | $110,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 7,500 | $109,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 28,399 | $109,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,578 | $107,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,000 | $107,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,947 | $106,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 2,000 | $106,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,458 | $105,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,150 | $105,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,500 | $105,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 900 | $105,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,664 | $103,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 7,100 | $103,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,200 | $102,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,100 | $102,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,440 | $102,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,900 | $102,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 762 | $101,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,280 | $100,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 6,000 | $100,000 | thousands by filing date | |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 10,000 | $99,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,200 | $98,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 3,600 | $97,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,212 | $96,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,600 | $95,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $95,000 | thousands by filing date | |
| PROSHARES | 74347R297 | EXCHANGE TRADED | 6,000 | $95,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,100 | $95,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,200 | $95,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,629 | $94,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,335 | $94,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $93,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 650 | $92,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,410 | $91,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,998 | $90,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 4,000 | $89,000 | thousands by filing date | |
| WHITE RIVER CAPITAL INC | 96445P105 | COM | 3,900 | $89,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,519 | $88,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,132 | $88,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,300 | $86,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,229 | $86,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,645 | $85,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 3,700 | $84,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,334 | $83,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,500 | $82,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,335 | $80,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,384 | $80,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 19,800 | $77,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,000 | $76,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,122 | $76,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 3,112 | $75,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 4,361 | $74,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,500 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,367 | $73,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,392 | $70,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,000 | $70,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 4,000 | $69,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,000 | $68,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,835 | $68,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,500 | $68,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,194 | $68,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,000 | $67,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 196 | $67,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,000 | $67,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,419 | $66,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,048 | $65,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 3,000 | $65,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,300 | $64,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,200 | $64,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,400 | $64,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,000 | $63,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 3,112 | $63,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,300 | $62,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,200 | $62,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,000 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,000 | $60,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,694 | $59,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 5,600 | $59,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 745 | $58,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,694 | $58,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 716 | $58,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,760 | $58,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,412 | $57,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,390 | $57,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,097 | $57,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,100 | $57,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,000 | $57,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,300 | $57,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,513 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,580 | $56,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,400 | $54,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,475 | $53,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,700 | $52,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,534 | $50,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,327 | $50,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,600 | $49,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 4,800 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 915 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,859 | $48,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,350 | $48,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,420 | $48,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,666 | $48,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,380 | $47,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 8,200 | $47,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 3,000 | $47,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,215 | $46,000 | thousands by filing date | |
| CYBEX INTL INC | 23252E106 | COM | 28,000 | $45,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,000 | $44,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 660 | $43,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,400 | $43,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,430 | $43,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,883 | $43,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,359 | $43,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,623 | $42,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,320 | $42,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,758 | $42,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,059 | $42,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 800 | $41,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,073 | $41,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,581 | $41,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 752 | $41,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 800 | $40,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 631 | $40,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 2,700 | $40,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 4,075 | $40,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,320 | $38,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $38,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 600 | $37,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,534 | $37,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,000 | $37,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,500 | $37,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 875 | $37,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 24,796 | $37,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 950 | $36,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,000 | $36,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,928 | $36,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,675 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 2,300 | $36,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,735 | $35,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 260 | $35,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 4,050 | $35,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,790 | $35,000 | thousands by filing date | |
| SUNOCO INC | 86764P109 | COMMON STOCK | 716 | $34,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 915 | $33,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,438 | $33,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,650 | $33,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,050 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 900 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,030 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 925 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 860 | $31,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,000 | $31,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,400 | $31,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $31,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 595 | $31,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $31,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,866 | $30,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 1,000 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 575 | $30,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 638 | $29,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,200 | $29,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,800 | $28,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,827 | $28,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,200 | $28,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 400 | $28,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 800 | $28,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 2,000 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,000 | $27,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,170 | $27,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,000 | $27,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 4,060 | $27,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 1,700 | $27,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 1,712 | $27,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,098 | $27,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 800 | $26,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 460 | $25,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 390 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,666 | $24,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,284 | $24,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,000 | $24,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,070 | $23,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,390 | $23,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,631 | $23,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 706 | $23,000 | thousands by filing date | |
| INVESCO INSURED CALI MUNI SE | 46130W105 | COM | 1,500 | $23,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 800 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,171 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 533 | $22,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 645 | $22,000 | thousands by filing date | |
| AGIC GLOBAL EQUITY & CONV IN | 00119R108 | COM | 1,691 | $22,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 608 | $21,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 686 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 200 | $21,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $21,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 625 | $21,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 700 | $21,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,252 | $20,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 643 | $20,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,087 | $20,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,300 | $20,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,680 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 1,100 | $20,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,460 | $20,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 523 | $19,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 230 | $19,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,086 | $19,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,000 | $19,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,832 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,099 | $18,000 | thousands by filing date | |
| CocaColaHellenicBttlg(Old) | 1912EP104 | COMMON | 1,000 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 750 | $18,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 150 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $17,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 220 | $17,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,800 | $17,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 800 | $17,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 680 | $16,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 541 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $16,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 500 | $16,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,600 | $15,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $15,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 777 | $15,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 500 | $15,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 400 | $14,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 308 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,194 | $13,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 310 | $13,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,745 | $13,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 275 | $12,000 | thousands by filing date | |
| PEETS COFFEE & TEA INC | 705560100 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 306 | $12,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 700 | $12,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,880 | $11,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $11,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,163 | $11,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 350 | $11,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 1,880 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 107 | $10,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 197 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 250 | $10,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 660 | $10,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $9,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 136 | $9,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 180 | $9,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 80 | $9,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 600 | $9,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 174 | $9,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 140 | $8,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 500 | $8,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 346 | $8,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 500 | $8,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,000 | $7,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 132 | $7,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 196 | $7,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 152 | $7,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 230 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 323 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $7,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 253 | $7,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 800 | $7,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 131 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 150 | $7,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 235 | $7,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 548 | $6,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,193 | $6,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,214 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 379 | $6,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 228 | $6,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 210 | $6,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 120 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 232 | $6,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 428 | $6,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 1,918 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 119 | $5,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $5,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 933 | $5,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 333 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 250 | $5,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 200 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 137 | $4,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50 | $4,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 102 | $4,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 67 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 585 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $4,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 280 | $4,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 150 | $4,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 200 | $4,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 95 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 215 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30 | $3,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $3,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 80 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 60 | $3,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 40 | $3,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 20 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 528 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 214 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 160 | $3,000 | thousands by filing date | |
| COOPER INDUSTRIES PLC | G24140108 | COMMON STOCK-FO | 40 | $3,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 30 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 360 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 50 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 53 | $2,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 43 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 40 | $2,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 50 | $2,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 11 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 118 | $2,000 | thousands by filing date | |
| NEXEN INC | 65334H102 | COM | 110 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 1,500 | $2,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1 | $1,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 40 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 20 | $1,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 35 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 20 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 30 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 105 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 244 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 155 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 198 | $1,000 | thousands by filing date | |
| COLLECTIVE BRANDS INC | 19421W100 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 40 | $1,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 40 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 90 | $1,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 16 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 587 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 18 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 438 | $1,000 | thousands by filing date | |
| DUFF & PHELPS CORP-CLASS A | 26433B107 | CMN | 100 | $1,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREFUSION CORP | 14170T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lowes Companies Inc | 42222G108 | LOW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMILY DLR STORES INC | 307000109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPORTUNITIES FD INC | 84741T112 | RIGHT 07/09/2012 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-15-002476 | this filing | 2015-12-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002477 | added | 2015-12-31 | acceptance time not in the bulk data set |